We provide IT Staff Augmentation Services!

Senior Ba Resume

Greenville, SC

SUMMARY:

  • Experienced BA with Order/Trade Processing, Risk and Regulatory requirements gathering.
  • Extensive work writing BRD’s, FSD’s, gathering requirements, writing test cases/scripts and UAT
  • Bank Custody, Wealth Management, Brokerage, Collateral Management, Clearance and Settlement
  • Extensive experience assisting the business in identifying and documenting business process improvements
  • Years of experience gathering project requirements using methodologies (Agile & Waterfall)
  • Experience with Customer Reference Data, COB, Collateral Confidential & Trades Processing
  • Proven track record of excellence in communication, efficiency, leadership and teamwork
  • Excellent relationship builder, great people skills, self - starter

Skills:

Expert use of MS Office products. Handy with Access, SQL, XML and some Jira experience using CODE

EXPERIENCE:

Senior BA

Confidential, Greenville, SC

Responsibilities:

  • Delivered requirements artifacts for Confidential Integrated Disclosure Rule Final Amendments
  • Artifacts included Context diagrams, RACI matrix, Requirements Strategy & Package
  • Developed working groups (business, Confidential /Legal and Systems, held regular meetings
  • Reviewed final rule amendment requirements, determined applicability, finalized requirements

Senior BA

Confidential, Jersey City, NJ

Responsibilities:

  • Responsible for assisting Collateral team to mitigate exposure to counterparty risk on OTC derivative trades
  • Responsible for Margin and Exchange Team operational process improvements with collateral Confidential
  • Worked with Confidential to implement data capture and retention for derivative and SWAP transactions
  • Liaise with internal and external teams around the world to capture and agree on requirements using AGILE
  • Core artifacts for delivery include requirements, BRD, functional specifications, test cases and flows
  • Host bi-weekly Grooming calls with business and technology users, Collateral requirements meetings daily
  • Monitor daily margin for customers across various products (Rates, Equity, Structured Credit, Equity)

Senior BA

Confidential, Jersey City, NJ

Responsibilities:

  • Work with Legal and Confidential departments to translate DOL rules into requirements
  • Conduct regular working group meetings: Trade Processing, Actimize, FIS/Global Plus, Bank Custody
  • Generate various artifacts based on requirements: BFSD’s, Project Request, Change Request, SWIFT MT54X and MT304 message mappings, wireframes, process flows/diagrams and screen mockups.
  • Performed Actimize RCM and Trade Surveillance upgrades to run on Pershing’s NetX360 online application for Bank Custody clients.
  • Consolidated and combined FircoSoft and OFAC scanning rules to capture bank custody transactions
  • Held regular meetings with business, development and PMO to report statuses coordinate testing and gather requirements

Assistant Director

Confidential, New York, NY

Responsibilities:

  • Ensure quality development of enhancements to Confidential for interface with 3rd party software
  • Delivered accurate, well-structured business process requirements and workflow procedures
  • Serve as a liaison between profit center management, business users, IT and vendors to support timely and accurate communication on new system implementations

Consultant / Senior Business Analyst

Confidential, New York, NY

Responsibilities:

  • Performed detailed data analysis, process flows and current vs. future state analysis to compose BRD’s, FRD’s, Business Process Documents and Procedures for Client Onboarding
  • Streamlined workflows by automating new functions by product group, LOB or Confidential desk.
  • Provided new workflow diagrams/documentation to capture process changes due to streamlining
  • Provided weekly scorecard indicating progress for management
  • Tracked Issues, Actions and Risks using Quality Center (QC). Coordinated and documented testing and sign-off

Consultant / Business Analyst/Project Manager

Confidential, NYC

Responsibilities:

  • Wrote BRDs, test scripts, test plans. Developed pass/fail test results with SME’s; coordinated testing validation sessions for sign-off. Maintained project plans, set up bi-weekly status meetings with management to discuss project plan updates throughout the duration of the project
  • Established requirements for AML and KYC as new clients were on-boarded. Wrote data warehousing requirements for 12b-1 credit eligible transactions. Provided reports from DW to payables group for payment of quarterly rebates
  • Successfully implemented new pricing model with: standardized pricing across all broker-dealers for ticket charges, payouts and program fees for institutional & non-institutional clients including pricing for independent RIAs
  • Supervise onshore / offshore staff consisting of BA’s, developers, QA, UAT and data warehouse personnel
  • Managed third party vendor development, testing and implementation

Consultant / Business Analyst

Confidential, New York, NY

Responsibilities:

  • Contracted to document functional gaps between applications providing streaming data prices
  • Enhanced Global Broker Dealer entitlements system to include two new primary keys
  • Delivered multiple high quality BRD’s for phased system integration
  • Managed all testing, software promotions and status meetings through sign off (BRD)
  • Liaised with UX team to design and finalize screens for the web version of the application

Consultant / Project Manager Analyst

Confidential, Santa Fe, NM

Responsibilities:

  • Perform project management and analytical duties for client on boarding and maintenance
  • Met regularly with SME’s and management to gather automation requirements
  • Standardization of chart of accounts, account mapping and G/L analysis
  • Composed FSD’s, liaison between business and IT, compiled test cases
  • Performed UAT, tracked issues, actions, enhancements and change request. RAG status reporting. 25% travel

Consultant / Business Analyst

Confidential, New York, NY

Responsibilities:

  • Contractor - Performed business analyst duties (three-month implementation and documentation only)
  • Delivered use-case and business requirement documents to automate data capture for new issuances of International Fixed Income Securities
  • Held regular meetings with Operations and IT to review and understand current process flows, business requirements, update stakeholders then execute test plans and scripts

Consultant / Business Analyst

Confidential, New York, NY

Responsibilities:

  • Managed all regulatory reporting and Confidential projects under Regulation SHO
  • Updated internal procedures for back office operations by line of business, then by functional area
  • Implemented regulatory changes for Short Interest Reporting as required by stock exchanges and SEC
  • Worked with Confidential, Legal and various SMEs to implement automated solutions for regulatory reporting
  • Automated process to report RBC’s holdings in US Securities (SHLA).
  • Compiled and submitted corrections to Federal Reserve Bank through their web-based portal. Documented step by step procedures for future SHLA Reporting

: Project Manager/Business Analyst

Confidential, NY

Responsibilities:

  • Responsible for managing the conversion of all US Treasury business transactions from heritage Chase and heritage JPMorgan systems to ADP/Impact's Fixed Income settlement system
  • Liaison/IT Business Partner: Met regularly with subject matter experts, middle-office and back-office users to gather system and business requirements. Tracked issues, actions, project milestones and processed change request items daily.
  • Worked with Operations and Technology groups to obtain sign-offs on project lifecycle documents
  • Negotiator: Successfully negotiated with AS400 Operations team for testing time, machines, disk space, separate test regions and support throughout weekend dress rehearsals through implementation to production
  • Manager/Leader: Effectively managing multi-department, high-performance work-streams. Coordinated and attended regular conversion team meetings, delegated responsibilities between my team of ten (on-shore and off-shore)
  • Coordinated conversion Dress Rehearsals during weekends
  • Responsible for building an STP interface between JPMorgan and ADP/Impact for Account opening and Client on-boarding
  • Created bi-directional messaging via MQ Series to auto populate customer reference data and settlement instructions creating a single point of entry for all customer data
  • Supported MBS, Government, Short-term, Corporate, and Municipal’s customer accounts
  • Analysis and Coordination: Mapped data between heritage Morgan and ADP/Impact in Excel. Compared all customer data and settlement instruction fields documented any issues. Set up bi-weekly meetings with ADP and JPMorgan to review findings and document any differences in use
  • Business Liaison: Met individually with users/owners of the heritage data to resolve any field level discrepancies
  • Document Delivery: Authored and delivered functional specification with data mapping
  • Obtained sign-off from all business users and stakeholders
  • Testing and Implementation: Compiled and executed test cases. Project was completed ahead of schedule

Hire Now