SVP / Managing Director Resume Charlotte, NC - Hire IT People

SUMMARY:

A Financial Services Risk Executive with core competency in Information Security, Technology, Compliance and Operational Disciplines and an extensive Line of Business Risk Management Banking expertise. A proven documented record of successfully establishing, approving, and maintaining the risk management strategy, policy and framework and focus of risk coverage and enterprise - wide view.
25 + years of global bank management.
Serve as Single Point of Contact for regulator meetings over 15 years, e.g. OCC, FED currently representing SLOD and FLOD technology perspective.
Extensive leadership experience managing risk management governance within the corporate risk framework.
Established and accountable risk coverage in Wholesale worldwide technology space assuring enterprise risk management program implementation that led to only ONE MRA in 12 years.
CO authored the current Risk Management Strategy, Policy and Framework for Enterprise Technology utilizing BASEL, COBIT, COSO, FFIEC, ITIL, NIST frameworks.
Develop and implement the SLOD credible challenge model providing critical input and feedback to policy authors, regulators, TLOD and other stakeholders generating real remediation and consensus risk tolerance levels.
Successful lead change management through the Confidential - Confidential integration in technology risk management.

PROFESSIONAL EXPERIENCE:

Confidential, Charlotte, NC

SVP / Managing Director

Responsibilities:

Led the strategic design and process implementation of the current IT Operational Risk Management Program. Responsible for the oversight and Single Point of Contact (SPOC) communication to management, regulators and audit Established scenario analysis programs to ensure sustainable compliance for SOX, BCP, Record Retention, Information Security, Change and PMO. Met OCC / FED mandates - eliminating key issues and Matter Requiring Attention (MRA) to zero over 18 month period and maintained same for 14 plus years. Provide Risk management oversight for a global organization with 3800+ team members and $325M operating budget.
Engagement requires working with senior management, regulators and team members. Function as SPOC and liaison with the 1st, 2nd and 3rd LOD as well as regulators, compliance, legal and technology.

Confidential, Charlotte, NC

President

Responsibilities:

Responsible for the development and implementation of Year 2000 Solution and Practice. Also led the Global Operations PMO for Accenture, Design and Implementation of the Core System Strategy for Confidential Credit Union, Complete the BCP, Year 2000 and Integration Risk Management efforts at various Fortune 500 organizations.Serve as Program Executive for a $150B international daily settlement conversion. Led a Technology Group, as a key team member, in the development of the Confidential Enterprise Risk Program, including standards and detailed requirements for an IT operating framework and model.
Engagements required working with Board and senior management of multiple organizations. Function as SPOC for audit, Board of Directors, compliance, finance and legal.

Confidential, Austin, Texas

Financial Services business solutions provider

Responsibilities:

Function as SPOC and liaison with the audit, Board of Directors, compliance and Joint Venture partners.

Confidential, Charlotte, NC

Financial Services solution provider

Responsibilities:

Engagement required generation of critical business needs to form Partnerships, Joint Ventures and Alliances to meet customer needs and demands in the Telephony, Cable and Satellite Business.

Confidential, Charlotte, NC

Responsibilities:

Egret is a world-class professional services and Financial Services organization that assists Banks with Information Technology Business Solutions. Led the solutions consultant group.

Confidential, Farmington Hills, MI

Responsibilities:

Compuware offers time critical professional services assistance and a wide array of software products and solutions. Led conversion team and developed and implemented Bank One technology conversion strategy.

Confidential, Pittsburgh, PA

Responsibilities:

This $2.5 billion bank provided all banking products to a two state customer base. Product Manager.

Confidential, Columbus, OH

Responsibilities:

This $18B bank provided retail banking products to a five state customer base. Product Manager

Confidential, Pittsburgh, PA

Responsibilities:

This $36B financial institution provides retail banking products to a five state customer base. Multi-threaded roles including Regional Loan auditor, district manager, audit, trust and Human Resources.

Confidential, Pittsburgh, PA

Responsibilities:

This $9 billion bank provided retail banking products to a two state customer base. Branch Manager.