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Independent Consultant Resume

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New York, NY

SUMMARY:

15+ year successful track record of advising top tier financial institutions

SKILLS:

Core Competencies: Change Management, Business Process Transformation and Re - Engineering, Business Architecture, Data Management, Internal audit, Project Management and Delivery, Subject Matter Expert, Client Relationship Management, Leadership and Matrix Management of Global Delivery Teams

Functional experience: Market, Credit, and Liquidity Risk Measurement and Reporting, Confidential / DFAST (Model Risk Management and Governance, Model Development; Processes; Controls; Quality Assurance; Data; Aggregation; Reporting), Enterprise Risk Management (Strategy; Framework Design / Implementation; Stress Testing; Reporting), Data Management (Governance, Lineage, Quality, BCBS 239, DCAM), Regulatory Reporting, Implementation of Integrated Trading and Risk Management Systems, Full Trade Lifecycle, Market/ Data

Financial Applications: Bloomberg TOMS, Bloomberg TradeBook, PolyPaths, Intex Desktop, AFT, Calypso, Summit, Riskmetrics

Data Providers: Bloomberg, Factset, Reuters, Markit, IDC

Software/Tools: Axiom SL, Informatica Integration Hub (Data Explorer), Collibra, ERWIN Data Modeler, Toad, SqlDbx, DBArtizan, Oracle (OFSAA, Hyperion, Peoplesoft), MS SQL Server, XML Spy, Cognos, Business Objects/Crystal Reports, Sparx Enterprise Architect, iGrafx, MS Visio, ARIS Express, CA Allfusion (BPwin), IBM Rational Architect

Methodologies/Frameworks: SDLC, Agile, Waterfall, Zachman, TOGAF, Gartner, BIAN SL

WORK EXPERIENCE:

Independent Consultant

Confidential, New York, NY

Responsibilities:

  • Provided expertise on the Confidential Risk Management Framework, Regulation YY (Enhanced Prudential Standards), Federal Reserve letter SR 15-18, SR 11-7, regulatory readiness assessments / implementation
  • Assisted in Regulatory (MRA/MRIA) remediation - Issues closure validations related to risk identification, scenario generation, model development, and model risk management and governance covering both statistical models and structured assumption models for various LoBs.
  • Assessed the design and operating effectiveness of the controls supporting various components of the regulatory agenda including Capital Planning (i.e., Confidential, DFAST, ICAAP), Dodd Frank and Basel.
  • Coverage included entire Confidential framework (risk identification, scenario generation, projection models and reporting)
  • Additional assignments included DFAST S165 Model validation as well as FR Y-9C, FR Y-2314, FR Y-11, FR Y-15, FR Y-12 forms audits

Confidential, New York, NY

Business Architect

Responsibilities:

  • Current state assessment/analysis (organization, processes, data, systems) - pain points and requirements. Process Architecture (Business Processes, Process Taxonomy, Data Flows and Process Inventory, Logical Components and Requirements).
  • Controls Framework (Process Flow Controls, Controls Inventory and Controls Documentation).
  • Data lineage/Data requirements for model development and model execution. Business rules for data processing in RWA and Loss models, Projection Aggregation and Collection Engine, Axiom - FR Y-14 A schedule.
  • Member of Regulatory Reporting working group with focus on FR Y-9C, FR Y-14 A/Q/M schedules.

Confidential, New York, NY

Business Architect

Responsibilities:

  • Onboarded strategic data feeds of various assets classes: data sourcing/lineage of Securities Financing, Securities (Fixed Income & Equities), Derivatives, Structured Notes and Commodities products.
  • Worked with various stakeholders: Corporate and Investment Bank, Asset Management, Chief Investment Office and Global Treasury to define, validate, test and deliver strategic data supplies.
  • Conducted E2E testing of the assigned asset classes. Heavy use of SQL/Excel/Cognos.
  • Defined business rules for classification of incoming transactions and positions, data, system calculated results as well as user created artifacts as Liquidity Risk components for enterprise-wide Liquidity Risk Reporting platform for all Lines of Business (LOBs) and Legal Entities (LEs).

Confidential, New York, NY

Business Architect

Responsibilities:

  • Various developments/enhancements across Trade Capture /Position Management (Real time Risk/PnL) /Lifecycle Management / Data areas to build the technical foundation to have the system become a single Front Office Consle.

Confidential, New York, NY

Business Architect

Responsibilities:

  • Responsible for integration planning, and comprehensive regression and non-regression test scenarios development for Confidential, VaR and PnL calculation modules for the bank’s Commodities Trading and Risk platform.
  • Heavy use of SQL/Excel/Crystal Reports.
  • Worked with Business, Risk Management, Middle Office and Technology to define and validate requirements and solution framework.

Confidential, New York, NY

Business Architect

Responsibilities:

  • Worked with ETF Desk, ETF Fund families, Risk Management, Equity Derivatives Technology, Instrument Data and Risk Technology as well as Market Data vendors to define and validate methodology and strategic solution framework.

Confidential, New York, NY

Business Architect

Responsibilities:

  • Worked with Fixed Income and Global Arbitrage Trading divisions, Fixed Income Risk Management, Model Validation and Methodology Groups, Enterprise Market Risk as well as Risk Technology to define and validate methodology and strategic solution framework

Confidential, New York, NY

Vice President

Responsibilities:

  • Personally responsible for Worstream deliverables and day-to-day operations, led geographically dispersed team.
  • Worked closely with Stakeholders to understand their business drivers and define strategic solution framework.
  • Worked closely with Stakeholders to ensure completeness of the requirements. Developed requirements and led reviews of requirements artifacts by package (Trade Processing / P&L Calculation / (Instrument/ Accounts/Client) & Market Data Processing and Analytical Reporting).
  • Responsible for integration planning, unit testing of P&L calculations, analytical reporting/extracts and postings, UAT, parallel testing, data / transaction migration, and conversion for the migration of positions from two legacy P&L processors to the new system.

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