OBJECTIVE:

• To work in an environment that is competitive, fair and have common goal of excellence

SUMMARY:

• Overall 12+ years in financial services industry with broad experience in Investment banking companies including Confidential, Confidential, Credit - Suisse, Confidential .
• Currently having work permit of USA (H1B), Singapore (EP) and India (Citizen).
• Worked as Solution Architect, Techno Functional, Developer Lead, Developer, & Business Analyst for Finance and Operations Regulatory Reporting.
• Business Process Workflow, Data Sourcing, Business Rule Configuration, Data Model, Modify Model, Portfolio, Aggregation, FreeForm, Tabular Reports, User Defined Functions, Dimension, Measure, Taxonomy Mapping in AXIOM ControllerView.
• AXIOM ControllerView Application Architecture Designing, Technology end to end implementation, Team mentoring, Delivery planning.
• Active Interaction with Bank Relationship Managers, Business Program Managers, Regulators, External Vendors and Internal Infrastructure.
• Liaising in end to end SDLC. (Requirement Gathering, Planning, Development, SIT/UAT, User Sign-off, Release Management and Production Support).
• Expertise in Oracle, PL\SQL, UNIX, Shell, Java/J2EE, Control-M, Informatica
• 4+ years in AXIOM ControllerView (using versions 9, 8, 7) including AXIOM’s DPM / XBRL versions
• Experience in regulatory requirements of Regulators including SEC, FED, ECB, EBA (FINREP, COREP), APRA, MAS, BOK, AFM, RBI, CBRC, HKMA, FSA, and BNM.
• Customer On-boarding, Regulatory Reporting, Research Analysis, Trade Processing
• Product experience in Equity, Derivatives, Fixed Income, Forex, Commodities.
• Straight Through Processing in Booking, Allocation, Confirmation, Clearing, Settlement.
• Parties involving Regulators, Investment Managers, Traders.
• Roles performed are Development Lead, Business Analyst, Development, and Maintenance.
• Technically conversant with AXIOM, Java, J2EE, EJB, JSP, Servlet, JMS, Struts, Spring, Hibernate, XML family, Web Services, UNIX, Perl, Design Patterns & RDBMS.

TECHNICAL SKILLS:

Reporting Tool: AXIOM ControllerView, Cognos, Business Objects

Web Technology: Java, JMS, EJB, JSP, Servlet, XML, WebService

Framework: Spring, Struts, Hibernate

Middleware: IBM MQ Series

Database: Oracle, SYBASE, DB2

Methodology: UML (Rational Rose)

Development Tools: WSAD, Eclipse, RAD, JBuilder, Toad

Version Control: Clear Case, SVN

Application Server: WebLogic, WebSphere, ServletExec

Operating System: UNIX, Windows

Schedule: Control-M, Crontab

Others: ANT, JIRA, ALM, Collabnet, Quality Center, Remedy

WORK EXPERIENCE:

Confidential

AXIOM Solution Architect

Responsibilities:

• Techno Functional Responsibility
• Defining end to end Technical Architecture for regulatory reporting application using AXIOM Controller View.
• Designing and Implementing application using AXIOM, Java, UNIX, PL/SQL, Shell Scripting, Control-M
• Implementing Business Process Workflow, Data Sourcing, Business Rules Configuration, Data Modelling
• Design and Develop Reports using AXIOM objects i.e. DataSource, DataModel, ModifyModel, Portfolio, Aggregation, Shorthand, Tabular Report, Freeform Report, Validations, Dimension Mapping, Hyper Cubes, and Mapped Reports.
• Configuring Enterprise Calendar and Enterprise Mapping; Archival Configuration.
• Interpret BRD and FRD, then prepare Technical Design Document.
• Regular interaction with business users for requirement understanding; SIT/UAT verification and sign-off; Production release, support and troubleshooting.
• Delivery Estimation; Migration Planning; Incident and Problem Management.
• High level and Low level design diagram, technical approach document.
• Helping Report Analyst in On-Form Adjustment, Complex Adjustments, Validation Clearance, XBRL Generation, Report Submission, etc
• Handling of SDLC throughout requirement, estimation, implementing, testing, and deployment.
• Developing Control-M scheduler for File Watcher, Batch Automation; UNIX scripts for file validations, Workflow execution.

Confidential

Regulatory Reporting Development Lead cum Developer

Responsibilities:

• Interacting with business users for requirement understanding, SIT/UAT verification, production deployment and regularly reports verification.
• Estimating development efforts. High level and Low level implementation design.
• Mentoring and guiding team in their implementation cycle of developing regulatory reports using AXIOM, Java, UNIX, Shell, Control-M
• Developing reports using AXIOM objects i.e. DataSource, DataModel, ModifyModel, Portfolio, Aggregation, Shorthand, Tabular Report, Freeform Report, and Enterprise Calendar.
• Handling of SDLC throughout requirement, estimation, implementing, testing, and deployment.

Technologies: AXIOM as reporting tool, Java/JMS as feed preprocessing, UNIX as host, Shell as scripting, Oracle as Database, PL/SQL as database scripting, Control-M as scheduler.

Confidential

Regulatory Report Team Leader cum Developer

Responsibilities:

• Development of regulatory reports using AXIOM
• Setting up of complete Regulatory Reporting framework from scratch
• Setting up batch jobs (Control-M) for report scheduling
• SDLC/Release management
• UAT handling and fix failures.
• Creation of Functional Specification Document.
• Handling project management including resource allocation and planning
• Working with upstream systems for source feed agreement

Technologies: AXIOM, UNIX, Shell Scripting, Informatica, Oracle, PL/SQL, Control-M.

Confidential

IB Operations Global Production Support Analyst

Responsibilities:

• Liaising with Front office, clients (Investment Manager) and Omgeo (Oasys and CTM)
• Business requirement gathering and including book of work
• Handling trade processing, from booking till clearance
• Analyzing discrepancies in trade booking, confirmation to client, ensuring operational efficiency by continuously meeting OLA
• Working with infrastructure team of MQ Series, DBA, Web and also third party vendors to ensure SLA
• Resolving failures by implementing fix
• Release management and handling user testing

Technologies: Java & .Net, Weblogic, UNIX, Web service, Socket Programming, Omgeo, MQ Series, Quartz, Control-M, Sybase, Oracle.

Confidential

IB Operations Global Production Support Analyst

Responsibilities:

• Liaising with Front office, Back office, Regulatory Authority
• Handling trade processing, from booking till clearance
• Analyzing discrepancies in trade booking, confirmation to client, ensuring operational efficiency by continuously meeting OLA
• Trade reconciliation and investigation
• Working with infrastructure team of MQ Series, DBA, Web and also third party vendors to ensure SLA
• Liaising with regulatory authority for regulatory auditing and reporting.
• Release management and handling user testing

Technologies: Java/J2EE, Weblogic, UNIX, Web Service, MQ Series, Control-M, DB2, Sybase, Oracle.

Confidential

Application Developer

Responsibilities:

• Ensuring that Trades are accurately captured from back office
• Analyzing discrepancies in trade capture and implementing fix using Perl, crontab scheduler, DB stored procedure and queries.
• Release management and handling user testing

Technologies: Perl, UNIX, crontab, Sybase.

Confidential

Application Developer

Responsibilities:

• Ensuring that Firm Inventory are calculated timely and accurately
• Analyzing discrepancies in inventory calculation and implementing fix using Perl, DB stored procedure, queries
• Release management and handling user testing

Technologies: Perl, C++, Sybase.

Confidential

Application Developer

Responsibilities:

• Developing application that will transform research article into customer specific p.
• Ensuring that research are distributed timely to all intended subscriber (external clients), in their preferred format
• Analyzing discrepancies in research format implementing fix using Java and XSLT
• Release management and handling user testing

Technologies: JSP, Servlet, XML/XSLT, Java, Struts, Sybase, UNIX

Confidential

Application Developer

Responsibilities:

• Automatic creation of client profile into bank’s system.
• Reading nightly feeds from FTP source, and translating feeds into customer information, their ps.
• Subscribing customer for their p (bonus/price target/research).