AML Consultant Resume

AREAS OF EXPERTISE

Look Back reviews
KYC
Correspondent Banking
SME referrals
SAR filings and Recommendations
Risk analysis
Negative news Research
Enhanced Due Diligence
Thorough And concise narratives and ad - hoc reports

TECHNICAL SKILLS

Norkom
HALO
Fortent
Actimize
Orbis
UCM
LexisNexis
WorldCheck
Adobe
Oracle
Factiva
SearchSpace
RDS/Hogan
Microsoft Word
Excel(basic understanding of Pivot Tables)

PROFESSIONAL EXPERIENCE

Confidential

AML Consultant

Perform AML analysis of confidential generated wire transfers, international cash deposits, SWIFT, ACH Transfers sent via correspondent banking relationships for look back review. Analysis is to identify And mitigate Anomalous activity based on trigger scenarios. Analysis includes holistic view of Activity, internal and external research, and requesting information from bank personnel. Drafted Narratives to successfully close cases or to recommend SAR filings

Confidential

AML Consultant

Performed due diligence on client’s generated wire transaction alerts for look back review. Compiled narratives to Determine risk mitigation based on velocity, research, monetary value and Sender/receiver risk Assessment. Primary focus is detecting anomalous activity via client’s Correspondent banking Relationships, and other possible money laundering/terrorist financing Concerns. Utilized World-Check, internet research, client’s proprietary systems, experience and Knowledge.

Confidential

AML Consultant

Provided Level 2 and Level 3 risk analysis on businesses and individual clients of global Financial Institutions, social media companies, insurance companies, etc. Analysis includes on-Boarding CIP/KYC requirements, look backs, OFAC and PEP screening, AML violations; domestic and International negative news, etc. Supervised overnight shift, Point of contact for overseas analysts. Developed High Risk EDD procedures for client’s correspondent banking relationships, and rubric for risk assessment.

Confidential

AML Consultant

Provided AML analysis on remittance transfers to Pakistan, India and South America for an audit Preparation remediation project
Analyzed alerts and investigated transactional activities to detect any suspicions of MoneyLlaundering or terrorist financing activity
Independently conduct searches, gather data and record evidence from internal systems and the Internet
Act autonomously and utilize independent discretion and a high degree of sound judgment in Conducting timely, accurate and effective analysis and investigation of anomalous behavior to Mitigate money laundering risks.
Accumulating facts from investigations to be utilized in reports to Senior Management and Compliance
Conduct enhanced due diligence investigations
Contributed to and provided quality analysis of policies and procedures
Subject matter expert for AML related inquires

Confidential

AML Compliance Consultan

Monthly disposition of 125-150 alerts for retail accounts (individuals and businesses)
Alerts generated by Actimize, Searchspace, Large Cash Report, ACH/Wire, and Ad- Hoc reports
Alerts triggered for possible money laundering patterns, i.e. structuring, micro structuring,rapid funds Movement,excessive cash,unusual wires,ATM activity,unusual checks,etc. Submitted SARs to Compliance Officer. Interviewed branch personnel regarding SAR submissions. Met with law Enforcement for follow up with SAR submissions.

Confidential

Regulatory Operations Consultant

Processed Wealth Management alerts to ensure transaction activity, and funds for deposit were legitimate
Processed AML reports to ensure proper transaction activity for AML requirements
Processed CIP SAR report
Monitored newly opened accounts to ensure on-boarding KYC requirements are fulfilled, provide Verbal and written information to Shareholders/Investor Representatives to request medallion Signature guarantees, and other necessary missing information
Requested for placement or removal of stop requests
Reviewed for RPO's and conduct research to ensure accuracy of information

Confidential

AML Analyst Consultant

Identified and alerted suspects, or businesses involved in money laundering and/or other criminal Activity to mitigate regulatory risk for customers
Conducted due diligence research utilizing Internet research, Lexis-Nexis,and Factiva on current and Prospective clients
Comprehensive knowledge of AML, BSA and KYC requirements and procedures
Look backs reviews
Monitored global sanction lists
Ensured compliance with AML guidelines

Confidential, New Castle, DE

Credit Specialist/Senior Credit Specialist/Fraud Analyst

Responsibilities:

Utilized Fast Data and Verid to obtain legitimacy on flagged applicants
Reviewed Confidential list to prevent fraud credit approvals Identified Fraud Trends
Proficient in analyzing confidential credit Bureau reports
Ensured compliance with The confidential
Examined and evaluated applications by analyzing credit history Floor limit authority to 20k
Granted reconsiderations, increases and reinstatements

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