Manager - Operational Risk Resume Dallas, TX - Hire IT People

SUMMARY:

Disciplined, determined individual who uses excellent communication skills to get tasks accomplished. Ability to work effectively with others by utilizing solid interpersonal skills. Strong problem - solving and mathematical skills, proven through previous professional work experience.

PROFESSIONAL EXPERIENCE:

Confidential, Dallas, TX

Manager - Operational Risk

Responsibilities:

Led Operational Risk team of 6 individual’s with the primary focus on Internal Loss Data Capture and Issue Management.
Developed and assisted in the implementation of the 1st line of Defense Loss Data Capture awareness, including GL coding and 2nd line GL reconciliation processes.
Enhanced company’s Op loss data by performing extensive lookback exercises on financial data.
Utilized strong Op Risk knowledge to perform loss data clean-up of database and removing a substantial amount of losses from the FR Y-14Q Schedule E.1 that were not captured in accordance with Basel Standards.
Primary individual responsible for reviewing and approving all Operational Risk Events captured in the Local and Corporate database, and ensuring data is complete.
Continued to perform all applicable Comprehensive Capital Analysis and Review “CCAR” duties from previous position, in addition to the above tasks.

Confidential, Dallas, TX

Senior Operational Risk Analyst

Responsibilities:

Primary Individual responsible for Operational Risk portion of the Comprehensive Capital Analysis and Review exercise required by the Federal Reserve.
Held weekly calls with the Bank Holding Company representatives, and provided updates on all tasks associated with strengthening the Operational Risk function at the company.
Leading Operational Risk contact for several Corporate-wide projects including: Risk Data Aggregation (RDA), Cyber Incidents Reporting, Op Loss GL Creation/Identification, Boundary Event Segregation, Additional Impact Reporting Capability, etc.
Valuable contributor and for the annual Scenario Analysis exercise that supplements Op Risk Loss Data for the CCAR and DFAST exercise.
Responsible for compiling and communicating the Risk Data that makes up the Schedule E of the FR Y-14Q Federal Reserve requirement.

Confidential, Dallas, TX

Senior Operational Risk Analyst

Responsibilities:

Assisted in the identification, assessment, measurement, mitigation, and monitoring of operational risk
Organized and implemented procedures for the company’s Operational Risk Department to ensure compliance with Corporate Guidelines.
Conducted interviews with process owners, created flowcharts on the processes, and assessed risk by identifying the risks, controls, and process gaps.
Led Operational Risk team with the implementation of the company-wide Risk Control Self-Assessment exercise “RCSA”

Confidential, Dallas, TX

Global Assurance and Control Analyst (Contractor)

Responsibilities:

Assisted in the execution of Sarbanes-Oxley 404 program including: creating process flow documents utilizing MS Visio, assessing risk, control design, control testing, and development of remediation plans
Participated in a company-wide risk assessment to identify potential high risk areas
Documented test results in work papers in a clear and concise manner utilizing the GA&C Guidance procedures

Confidential, Dallas, TX

Audit Services

Responsibilities:

Performed Sarbanes - Oxley Compliance and operational testing for a Fortune 500 company in the Retail sector
Exhibited excellent personable/communication skills during interviews with Process owners/Upper Management and created flowcharts of the process using Microsoft Visio
Performed risk assessment/control testing for areas including revenue, inventory, fixed assets, expenditures, etc.
Utilized exemplary cognitive awareness abilities to identify deficiency gaps and recommend effective solutions.
Led Audit engagements with duties consisting of: planning, budgeting, testing, and reporting results to Management
Traveled to over 30 company-owned dairy plants ensured each was following Corporate Policy and operating effectively

Confidential, Dallas, TX

Internal Audit Consultant

Responsibilities:

Performed Sarbanes - Oxley Compliance / Internal Audit Testing in all departments that exist in our client’s business
Evaluated Client’s Risk Universe through interviews/data gathering, and identified opportunities for process improvement
Conducted Interviews with Upper Management and created flowcharts of the process using Microsoft Visio
Analyzed the risks associated with each business segment and identified the mitigating controls

Confidential

Portfolio Swaps Analyst

Responsibilities:

Calculated and monitored the profit and loss activity of the Portfolio swaps trading desk of the Statistical Arbitrage Department

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Manager - Operational Risk Resume

Dallas, TX

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