SUMMARY:

• Specialized in Financial Compliance Technology Lead PM/BA for various Regulatory Risk Management, Trading Surveillance: Architecture, Development & Analysis, Control Room and Employees Monitoring Models including Big Data initiatives
• 10 years of Confidential experience for various Trading Compliance Surveillance projects
• Experience in Confidential securitization process, creating Bonds and Pools (Big Data establishment)
• Experienced in build releases, analysis, design, architecture, integration, trouble shooting, deployment, and quality control for software products in IT and high - tech. Highly talented in Identifying and Translating Business needs to Technology
• Product Solution Strategy by evaluating the product software needs and identifying the technology needed
• Product and Project Management - collect requirements, develop product Architecture & Documentation (BRS, SRS, FRS, etc.)
• Global Enterprise Data Warehouse expert (including: ETL processes, automation) for different DB architectures
• Credit Risk Regulation & Basel II for Consumers (Credit Cards, Loans, Mortgages, Home Equity, Collections), Comprehensive Capital Analysis Reports (CCAR) - architecture and submission to the Confidential and other regulators
• Lead E2E Data Governance/Controls/Quality/Integrity projects - Big Data Analysis & Remediation tasks with source systems
• Team Management experience (5 direct and 30 not direct)
• Leadership actions in Post/ Pre Sales processes with interfacing with clients & end users and building relationship
• Experience in working in complex fractured processes, geographically distributed and culturally diverse groups
• Experience working with all level of management like: Directors, SVPs, senior PMs, CTOs, Clients, Users, etc.
• Technological experience in middleware applications, systems design and Market Data (Bloomberg, Reuters)
• Experienced in facilitating interaction between customers, developers, business analysts, and management
• Project planning, take prioritization, and ensure business requirements are met. Great analytical skills.
• Experienced with the full software development life cycle (SDLC) from inception to delivery to the customer
• Marketing knowledge including: strategy, competitors, new product development, pricing, distribution, customer behavior, international, retail, and industrial marketing, creativity & analysis models
• 8 years of solid experience in C and C++ including: sockets, OO design, multithreading for FIX protocols (see technical skills section), including SQL (Oracle, SQL Server, DB2).

TECHNICAL SKILLS:

Software: C, C++/OOD, C#, Assembly, MFC, Prolog, Perl, Tcl, Scheme, Java, SQL, Visual Basic

Internet: XML, XSL, HTML, UML

Operating Systems: Win CE .NET, Win32 (2000/NT), pSOS, VxWorks, RTXCdsp, Unix, Linux, RMX

Network/Protocols: LAN/WAN, TCP/IP, Ethernet, 802.11b, xDSL, E1/T1, VoIP, SNMP, RLP (Cellular Protocol), RTP, UDP, PPP, HTTP, Telnet, Ftp, Tftp, WAP, SS7

Architectures: ARM-5 (XScale Core), 804xx family, 80x51; 68xxx family, 8260; 8101

Tools: SourceSafe, Visual Studio, ClearCase, MS Office, SPSS, SQL Server, Sharepoint, JIRA, Quality Center (QC)

PROFESSIONAL EXPERIENCE:

Confidential

Senior/Lead Business Analyst

Responsibilities:

• Work with key stakeholders to collect, model, and translate system enhancement needs into detailed business requirements
• Manage, track and report DB migration plan, enhancements, providing recommendation for prioritization as required
• Coordinate with infrastructure team to ensure on time delivery of software/hardware for multiple environments
• Work closely with Technology in functional requirements creation, information architecture, scheme design, and implementation
• Coordinate and communicate with all stake holders to ensure viability of new DB design.
• Collaborate with functional partners to manage prioritization of expected technology and ensure escalations to senior management
• Coordinate with DBA team to ensure viability of the expected “reverse sync” and other application specific processes.
• Establish and manage DB performance metrics and insure required SLA’s are maintained or mitigated
• Ensure seamless integration and migration of existing applications to new DB design

Confidential, NY

Lead Project Manager / Lead Business Analyst

Responsibilities:

• Coordinate the development and enhancement of the annual AML and Business Line Risk Assessment to ensure relevant inherent risks and mitigating controls are identified.
• Data analytics, includes analysis of metrics impact on Compliance Risk Assessment scoring and methodologies.
• Interpret information and regulatory requirements in order to define and manage data requests
• Work with Core Compliance, AML Compliance to ensure accurate results of key risk assessment reports and data.
• Work with development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements.
• Develop reports and models on various platforms ( Confidential, Norkom Tableau and more).
• Prepare reports and presentations based on results of Risk Assessments for stakeholders at all levels of management.
• Document and propose business solutions based on technology deliverables.
• Architectural Analysis for completeness, gap analysis and assistance to senior management with regulatory or examination requests related to the Risk Assessment.

Confidential

Lead BA / PM

Responsibilities:

• Work with stakeholders to gather requirements.
• Coordinate and work closely with the PM on the Project Management process through all phases of the project life cycle.
• Coordinate with BAs on tasks and consolidate the overall status on multiple projects.
• Write BRD and Functional Specifications for various Model development/enhancement in Confidential domain.
• Work and co-ordinate with offshore teams.
• Perform data analysis on source data and reporting data in support of existing and/or new business requirements
• Provide functional support for new releases and liaise with developers as needed.
• Work on multiple projects with aggressive schedule.

Confidential, NY, NY

Senior Project Manager / Program Manager

Responsibilities:

• Build a global Big Data Warehouse that will act as a single golden source of controls data for all IT risk & control and operational risk management portfolio.
• Act as Technical Lead for the implementation side of the data and Models/Tools/Dashboards
• Lead data analytics tasks and Risk Models activities based on Big Data and Risk Correlation
• Lead Data Quality/Governance and Integrity across the warehouse to ensure required data standards
• Work closely with Business Stakeholders to gather strategic views, dig into specific requirements and maintain relationships
• Work on highly complex matrix activities that eventually need to be reconciled and aligned into one big data repository
• Requirements management for all businesses and source systems, team managements for BAs and Data Modeling BAs
• Conduct complementary projects for MetaData consolidation for all sources and end businesses/users as well as big dashboards analysis, reconciliation and building iWidgets 'store' to be used across different groups, platforms and businesses including common/reconciled metrics pools

Confidential, Manhattan, NY

Project Manager

Responsibilities:

• Leading and monitoring the liaising between IT, BUs, vendor and higher level Corporate Management to define and meet project goals, scope, timing, budget and completeness.
• Detailed involvements in all project development parts/issues/reqs. - From inception/definition to rolling out to production.
• Part of PMO - setting inputs and artifacts for each part of the project steps and phases (using internal corporate methodologies).
• Use SCRUM and Agile methodologies in the process as well as an internal PMF process, JIRA, PPM tools
• Define Mission statements, build Strategy and design, roadmaps, plan and steps for a new systems dev and reports.
• Conducts business analysis and interfaces/coordinates with the users for the required technology.
• Lead and manage the delivery of a large-scale (/multiple) programs of change. Oversee & conducting requirements gathering sessions, documentation and requirement’s approval. Work on reports and bank’s duties to the Confidential and International Regulators
• Develop all aspects of project related documentations, Project plans, Artifacts logs, Action Lists, Test Cases, etc.
• Part of the Steering-Committee group. Managing stakeholder’s relationship.

Confidential, Manhattan, NY

Project Manager / Senior Business Analyst

Responsibilities:

• Control Room & Employee Monitoring business user’s requirements, definitions and technology - represent the BU for the entire cycle, work on: deal managements, ETM, control room models & reports, employee trading model (ECOI).
• Dozens of Equity & Fixed Income models / reports for T+1 trading surveillance (like: front running, wash, riskless, etc.)
• Develop business cases & scenarios for CR/EM groups, manage change requests for technology and the vendor.
• Due diligence for numerous rules and models that reporting to FINRA, Confidential, bank policies and procedures.
• Take a leadership role for US region in the Change Management process, steering committee, issues & requirement management. Work with different Business Users in the entire US region and represent all needs for surveillance tech.
• Act as SME for the IT team during development of system specs and business requirements gathering process
• Product architecture development including seeks input from the business by facilitating sessions.
• Design and develop strategic plan associated with introduction of new or enhanced business processes.
• Develop and maintain strong relationship with business partners and internal/external team members.
• Act as a liaison between the business users, IT, the vendor, QA team and other regional lead analysts.
• Work with varied sources: Bloomberg & Reuters for Market Data, Product information (Bloomberg), Execution feeds.
• Initiate business process and flows and reflect them to the IT for implementation.
• Create BRDs, statistic & analysis documents and give guidelines and requirements for IT group
• Work with JIRA, Share-Point, and the full set of Microsoft office tools
• Put Data Governance to assure data quality and integrity for the warehouse - active analysis to mitigate issues.

Confidential, Manhattan, NY

Senior/Lead Analyst

Responsibilities:

• Running local and global implementation includes Confidential and Fixed income.
• Rollout for Asset Management and Control Room models. Models analysis for FX, Equities, FI, options.
• Participate in the strategy of the models within the group. Collecting the requirements, suggestion and problems from the users, the team members and managers and suggest a solution.
• Ensuring a high quality standard and adherence to Bank standards and policies, the Confidential, FINRA, etc.
• Managing support for the user regarding problems, fixes, providing migration documentations.
• Investigating improvements and suggesting new architectures for the trading models within the bank.
• Lead development and work closely with other managers to progress architectural blueprint to improve standards and procedures.
• Mentoring other team members and colleagues regarding the Confidential platform (Architecture and technically).
• The technical aspect of the role will involve all the technologies utilized in the Bank implementation (UNIX/Oracle, Confidential AIS running on Windows, ACM running on shared Web Services). Responsibilities include Oracle data warehouse development, Confidential development, deployment management, and production support

Confidential, Manhattan, NY

Post Sales Eng./Tech. PM / System Application Engineer / Business Analysis

Responsibilities:

• Development of Financial Surveillance Business Models by the integrated Confidential tool for varied banking institutions.
• Build & Release management for clients (customized versions), incl. documentation guide and install/migration package.
• Posts Sales activities for financial clients that include: deployment, troubleshooting, integration with the client’s product, and customization for client’s requirements. Coordinate the all process with the business users
• Active participant in the pre/post sales activities with our clients. Those include POC (proof of concept) activities before selling the product as well as the whole post sales process with the client’s team (business and technically).
• Product Ownership including: functional operation, modeling, architecture, and integration with the client’s environment, optimization, development and analysis.
• Specializing and taking responsibility for certain profile of the product incl.: sales practices, trading (equity, fixed income).
• The role involves with Business Analysis and data validation works. Interfacing with business users and technology team to define the required data, expectations and satisfaction including internal report for new applications and system enhancements.
• Extensive client interfacing, understand the business side, technical details of the product/solution.
• Working with product management group - bringing new features ideas, enhancements, and sharing information.
• Project management responsibilities through the development / deployment of the solution for the clients, including building the architecture according customer's requirements, develop business system documentation as part of development and QA/UAT/Production cycle. Technical specification later used as templates by colleagues.
• Software development involves SQL queries by the MS SQL Server/Oracle/DB2, XML, and XSL scripts
• ETL management - development and delivery to the client. Work with Jira tool to track issues and requirements.

Confidential, Manhattan, NY

Consulting as a Senior Software Engineer

Responsibilities:

• Developments of new ANSI feature in C, C++ on Linux OS that involve supplemental telecom tools
• The feature is "Continuity Check". This feature is a cross functional few subsystems that responsible to maintain/manage call connection through the central system.
• Development for real-time environment with proprietary protocol innovation.