PROFESSIONAL SUMMARY:

Confidential holds a MBA degree in Finance & Information Systems. He has 12 years of professional experience in Business analysis for Securities & Capital Markets industry. Presently he is working as Product Consultant with Confidential. His primary responsibilities include Requirements gathering, Functional requirements specification, Functional testing & UAT co - ordination. Confidential has demonstrated expertise with a verifiable track record of handling complex IT projects and exceeding client expectations in Business Analyst role. He has exceptional ability to acquire Subject Matter expertise rapidly in new domain areas of capital markets and work with client users to handle business requirements.

SKILLS:

Data Management: Data(Equities & Fixed Income), Securities Pricing, FX Rates

Client On-boarding: KYC process for Counterparty/Trading Account s

Trade Processing: Trade Lifecycle for Equity, Fixed Income & Derivatives(Options, Currency Forwards & Cross-currency Swaps), Trade Settlements

Performance: Portfolio/Composite level Performance returns

Retail Banking: International Remittance

Eagle Applications: Star, Pace, Performance, ETL tools (Uploaders, Exporters, Message Center)

Confidential (CADIS): Price scrubbing, price hierarchy rules, Golden copy price

Colline: Collateral management for Exchange traded Options, Futures & MSFTAs(ABS, MBS, CMBS & MCMO)

Other utilities: MS-Excel, MS-Word, MS-Power point

Business graphic application Tool: MS Visio

Use case modeling tool: Rational rose

Database: SQL(Basic)

Other utilities: MS-Excel, MS-Word, MS-Power point

WORK EXPERIENCE:

Confidential

Business analyst

Responsibilities:

• Project Scope documentation
• Requirements Gathering & Analysis
• Functional Requirement Specification
• Screen prototyping for GUI design
• UAT & Functional Testing

Program manager

Confidential

Responsibilities:

• Deliver Level-3 production support for Eagle applications
• Onsite-offshore co-ordination
• Maintain Product backlog of Breakfix & Enhancements
• Delivery management of monthly scheduled maintenance releases
• Client relationship management

Confidential

Senior Consultant

Responsibilities:

• Business Process Documentation
• Requirements Gathering & Analysis
• Functional Specification Documentation
• Functional Testing
• UAT Co-ordination

Confidential

Associate Consultant

Responsibilities:

• Project Scope documentation
• Requirements Gathering & Analysis
• Functional Requirement Specification
• Screen prototyping for GUI design
• UAT & Functional Testing

Confidential

Business Analyst

Responsibilities:

• Business Process Documentation
• Requirements Gathering & Analysis
• Data Mapping
• Functional Requirement Specification
• Functional Testing

Confidential

Business Analyst

Responsibilities:

• Improve overall matching and communication between TIAA Affiliate Trading systems (CRD, LVTS, Bloomberg AIM and MUREX) and key industry utilities, such as OMGEO CTM (non-USD), OMGEO OASYS (USD), OMGEO TradeSuite (USD), Omgeo Alert, Markit Trade Manager, Markit Wire, Failstation, BBH Infomediary, Email, Fax.
• Create facility to integrate/accept manual/email/fax confirmation and allow manual match within the tool
• Create common matching criteria and tolerances for every asset class supported across all TIAA Affiliate trading systems
• Build secondary matching process in TDMS for Trades from CTM communicated via CTM settlement notification
• Generate SWIFT MT541/543/204 messages from TDMS for settlement notifications to custodians

Confidential

Business Analyst

Responsibilities:

• The scope of this implementation is to enable various out-of-the-box capabilities in STAR to post lot level positions, cash security level transactions-FX Spot Transactions & reflexive cash - for Cash balances, establish recon with Fund accounting positions, track collateral bookings and track fund level activity like Subs/Reds, fees & expenses.
• Capture field level mappings & transformation logic to load data files into Confidential for lot level positions, fund level activity & Cash transactions.
• Design functional components like Eagle Message Center Streams & Uploaders to - seed lot level positions in STAR from fund accounting position files, load FX Spot transaction files from multiple sources like 3rd party FX providers & custodians, load mutual fund Subscriptions & redemptions from Transfer agency files & create position restrictions in STAR based on collateral bookings data from Collateral management application.
• Test documentation (including test scenarios & test cases) and coordination of UAT between OMS, Confidential /Pace & BBH SWIFT interface .

Confidential

Business Analyst

Responsibilities:

• Field-level mappings for generating extracts from Confidential for MT304 messages to be transmitted by BBH(SWIFT interface provider) to Custodians
• FRD creation to design the FX Spot trades load from FI Order management System into Confidential & Pace. The trades will subsequently be included in the extracts files sent to BBH for MT304 SWIFT messages sent to custodians. Existing process to send BUY/SELL trades to BBH will be modified to accommodate FX Spot trades.
• Test documentation (including test scenarios & test cases) and coordination of UAT between OMS, Confidential /Pace & BBH SWIFT interface .

Confidential

Business Analyst

Responsibilities:

• Field-level mappings for loading securities requiring prices by consumer systems, mappings to generate the price file consistent with format acceptable to consumer systems and mappings to compare inbound price data from consumer systems to compare prices in Confidential for monthly reconciliation
• Functional requirements documentation to load securities, prices from Vendor and manual sources, generate monthly price file for securities accounting, Reconciliation process to identify breaks between pricing system and consumers
• Test documentation (including test scenarios & test cases) and coordination of UAT which required co-ordination between multiple teams across client & vendor organizations.

Confidential

Business Analyst

Responsibilities:

• Field-level mappings for each of the 5 feeds from Pace to vendor provided Colline format.
• Design to create the daily feeds and transfer files from Pace to external vendor server for upload into Colline. Functional specification for custom logic to be built to transform Pace data to meet Colline requirements.
• Custom logic included MTM calculations for Exchange Traded options considering minimum collateral requirements, In-the-money Vs Out-the-money calculations.
• Test documentation (including test scenarios & test cases) and execution of integrated UAT between Pace & Colline with Equity & Fixed Income trade operations teams.

Confidential

Business Analyst

Responsibilities:

• Field-level mappings to process trade files received from various prime brokers in Eagle message center streams created for each prime broker.
• Design to handle each transaction type (Exercise,Assignment & Expiration) and customization of Eagle options assignment panel to handle inbound transactions in message center.
• Test documentation (including test scenarios & test cases) and execution of integrated UAT between Prime Broker & Equity Trade operations team.