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Regulatory Reporting - Lead Analyst Resume

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Chicago, IllinoiS

SUMMARY:

  • Focused and diverse professional with 10+ years of experiences in financial services, both US and International Regulatory compliance.
  • Delivered audit financial statements with documentation in solving complex regulatory and financial issues.
  • Demonstrated skills in utilization of data from diverse financial sources and information systems to build systematized tools to enhance the simplification and deliver quality reports within tight deadlines.

COMPETENCIES INCLUDE:

  • Analytical and problem solving skills Process design & Simplification Metrics / Dash - boarding
  • Controllership, Audit & Account mapping Variance Analysis/ Management reports Team Building / Change Management

TECHNICAL SKILLS:

Hyperion, WKFS(Wolters Kluwer Financial Services), LAP(Local Accounting Platform), Business Object, Matisse-IAS, StorQM Plus, Quicken, Microsoft Excel(Pivot table, Vlookup, etc), MS words, PowerPoint, Outlook, Lotus Notes

PROFESSIONAL EXPERIENCE:

Confidential, Chicago, Illinois

Regulatory Reporting - Lead Analyst

Responsibilities:

  • Reduced 10% error by performing QtQ variance analysis and investigated any unexpected results for the reports
  • Identified process improvements, documented and evaluated complex issues using multiple sources of data tools to increase process quality and efficiency
  • Trained 10+ newly on-boarded employees and consultants to aid in understanding of the regulatory reporting process; 50+ on the use of the newly deployed financial reporting system WKFS (Wolters Kluwer Financial Services) in London and India
  • Reduced 40% of time by designed tools that automated the routine process on Equity and Discounting Operation analysis and enhanced over 100+ legal entities restructuring projects
  • Ad-hoc projects as assigned.

Confidential, Jersey City, NJ

Financial Reporting - AVP and Senior Reporting

Responsibilities:

  • Responsible for the IFRS Financial Reporting for consolidation of 16 entities to Paris as well as French GAAP head-office reporting for US branches.
  • Prepared, reviewed and filed monthly and quarterly regulatory reports to the Head Office.
  • Controlled and ensured the Audit Trails were reconciled with the source systems.
  • Developed understanding and kept current on ledger, Head-Office reporting tools, and ensure they were in accordance with relevant rules and requirements.
  • Performed variance analysis and commented on trends on a monthly and quarterly basis
  • Reduced processing time and improved accuracy by automation mapping for adjustment entries and GL reclassifications in the reporting system
  • Performed various management reports including Balance Sheet by Metier, Cost of Risk, Provision, Country Risk, Asset weight risk, Liquidity Risk and Basel II
  • Increased the efficiency and effectiveness by collaborating to formulate system enhancements and process improvements in production, control procedures, and workflow
  • Assisted in user testing and trouble-shooting after system/project was deployed

Financial Reporting - Supervisor

Confidential

Responsibilities:

  • Performed high level review on monthly and quarterly French GAAP and IAS reports to ensure completion, consistency and accuracy of the data report prepared by staff.
  • Monitored procedures and practices of the bank and ensure compliance with the French GAAP regulation rules.
  • Supervised a staff of four accountants
  • Participated in assessing compliance implications for new products, service and systems development to ensure accounts were properly reconciled and mapped

Financial Reporting Analyst

Confidential

Responsibilities:

  • Managed the Head Office Balance sheet, Income Statement and Off-Balance sheet for one of the firm's largest entities.
  • Improved the accuracy of monthly and quarterly mandatory reports by reviewing and performing paperwork, investigation and supporting documentation
  • Reconciled General Ledger accounts and performed variance analysis between French GAAP reports and Management reports on Financial statements

Confidential, New York, NY

Asset Based Lending Auditor/Examiner

Responsibilities:

  • Performed new and recurring collateral audits for the manufacturing industry clients. Reviewed account reconciliations, sales journals, bank statements, financial statements, inventories, A/R and A/P aging, in addition to other documents needed.
  • Completed audit report with findings.

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