Regulatory Reporting - Lead Analyst Resume
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Chicago, IllinoiS
SUMMARY:
- Focused and diverse professional with 10+ years of experiences in financial services, both US and International Regulatory compliance.
- Delivered audit financial statements with documentation in solving complex regulatory and financial issues.
- Demonstrated skills in utilization of data from diverse financial sources and information systems to build systematized tools to enhance the simplification and deliver quality reports within tight deadlines.
COMPETENCIES INCLUDE:
- Analytical and problem solving skills Process design & Simplification Metrics / Dash - boarding
- Controllership, Audit & Account mapping Variance Analysis/ Management reports Team Building / Change Management
TECHNICAL SKILLS:
Hyperion, WKFS(Wolters Kluwer Financial Services), LAP(Local Accounting Platform), Business Object, Matisse-IAS, StorQM Plus, Quicken, Microsoft Excel(Pivot table, Vlookup, etc), MS words, PowerPoint, Outlook, Lotus Notes
PROFESSIONAL EXPERIENCE:
Confidential, Chicago, Illinois
Regulatory Reporting - Lead Analyst
Responsibilities:
- Reduced 10% error by performing QtQ variance analysis and investigated any unexpected results for the reports
- Identified process improvements, documented and evaluated complex issues using multiple sources of data tools to increase process quality and efficiency
- Trained 10+ newly on-boarded employees and consultants to aid in understanding of the regulatory reporting process; 50+ on the use of the newly deployed financial reporting system WKFS (Wolters Kluwer Financial Services) in London and India
- Reduced 40% of time by designed tools that automated the routine process on Equity and Discounting Operation analysis and enhanced over 100+ legal entities restructuring projects
- Ad-hoc projects as assigned.
Confidential, Jersey City, NJ
Financial Reporting - AVP and Senior Reporting
Responsibilities:
- Responsible for the IFRS Financial Reporting for consolidation of 16 entities to Paris as well as French GAAP head-office reporting for US branches.
- Prepared, reviewed and filed monthly and quarterly regulatory reports to the Head Office.
- Controlled and ensured the Audit Trails were reconciled with the source systems.
- Developed understanding and kept current on ledger, Head-Office reporting tools, and ensure they were in accordance with relevant rules and requirements.
- Performed variance analysis and commented on trends on a monthly and quarterly basis
- Reduced processing time and improved accuracy by automation mapping for adjustment entries and GL reclassifications in the reporting system
- Performed various management reports including Balance Sheet by Metier, Cost of Risk, Provision, Country Risk, Asset weight risk, Liquidity Risk and Basel II
- Increased the efficiency and effectiveness by collaborating to formulate system enhancements and process improvements in production, control procedures, and workflow
- Assisted in user testing and trouble-shooting after system/project was deployed
Financial Reporting - Supervisor
Confidential
Responsibilities:
- Performed high level review on monthly and quarterly French GAAP and IAS reports to ensure completion, consistency and accuracy of the data report prepared by staff.
- Monitored procedures and practices of the bank and ensure compliance with the French GAAP regulation rules.
- Supervised a staff of four accountants
- Participated in assessing compliance implications for new products, service and systems development to ensure accounts were properly reconciled and mapped
Financial Reporting Analyst
Confidential
Responsibilities:
- Managed the Head Office Balance sheet, Income Statement and Off-Balance sheet for one of the firm's largest entities.
- Improved the accuracy of monthly and quarterly mandatory reports by reviewing and performing paperwork, investigation and supporting documentation
- Reconciled General Ledger accounts and performed variance analysis between French GAAP reports and Management reports on Financial statements
Confidential, New York, NY
Asset Based Lending Auditor/Examiner
Responsibilities:
- Performed new and recurring collateral audits for the manufacturing industry clients. Reviewed account reconciliations, sales journals, bank statements, financial statements, inventories, A/R and A/P aging, in addition to other documents needed.
- Completed audit report with findings.
