Financial Coordinator Resume Trappe, PA - Hire IT People

SUMMARY

Extensive experience in the client servicing and marketing of investment products to institutional, high net worth and retail investors. Adept in the application of financial planning techniques and strategies to maximize client long - term wealth and minimize their "tax footprint" during initial implementation and ongoing portfolio and wealth management.
Experienced presenter of complex investment and wealth management concepts including risk/return characteristics, asset allocation and tax planning to institutional and retail clients.
Successful experience in the analysis and monitoring of investment management products and services within institutional and individual investor frameworks.
Portfolio Management
Portfolio Construction
Fund and Manager Selection
Client Service and Business Development

PROFESSIONAL EXPERIENCE

Confidential, Trappe, PA

Financial Coordinator

Responsibilities:

Financial Planning and Wealth Management professional for boutique financial planning and wealth management firm with over $100 million under management. Responsible for coordinating the delivery of firm's financial planning and wealth management value proposition including portfolio management, risk analysis and tax and estate planning. Provide ongoing client service, including planning updates, portfolio rebalancing, market and economic analysis within the context of a comprehensive wealth planning approach.
Member of Investment Committee responsible for asset allocation, security selection and trade implementation across equity, fixed income and alternative asset classes for over $100 million AUM across 10 investment models. Perform ongoing due diligence for individual security, mutual funds, ETFs and third-party asset management programs.
Upon hire, performed a comprehensive review of investment models, recommending and implementing a reduction of the number of funds used in each model by over 50%. Created investment methodology defining asset allocation decisions, rebalancing discipline and fund due diligence analysis.

Confidential, Wayne, PA

Investment Consultant

Responsibilities:

Financial Planning, Wealth and Investment Management professional specializing in asset allocation, security, mutual fund and ETF selection, portfolio analysis, risk management, tax optimization and trading strategies for high net worth and small business owners.
Specializing in Guidance Solutions managed account program designed to expand the asset and wealth management capabilities of Scottrade.

Confidential, Malvern, PA

Financial Advisor

Responsibilities:

Financial Planning and Investment professional specializing in wealth and investment management for high net worth and small business owners. Currently manage and advise 150+ relationships with over $180 million under management.
Coordinate with tax, trust and legal teams for client specific wealth management solutions.
Member of Pilot teams that tested new portfolio management systems and video conferencing for Asset Management Services (AMS), predecessor to Personal Advisor Services.
Led the introduction and implementation of video conferencing in 2014 in AMS.

Confidential, Swarthmore, PA

Senior Financial Consultant

Responsibilities:

Financial Planning and Investment professional specializing in asset allocation, mutual fund selection, portfolio analysis and risk management for high net worth and small business owners, with $15 million under management. Coordinate the activities of three (3) Licensed Financial Sales Consultants in three (3) bank branches.
Referred several High Net Worth clients to PNC's Wealth Management area. Client's assets total over $20 million.

Confidential, West Chester, PA

Financial Advisor

Responsibilities:

Financial Planning professional specializing in asset allocation, mutual fund selection, portfolio analysis and risk management for high net worth and small business owners.
Introduced Ameriprise as a preferred provider to a large regional school district's 403B plan.