Business Analyst Resume

SUMMARY

Results - oriented business professional with demonstrated experience in Financial Services and Private Banking looking to advance my career in the AML Compliance field. I am highly knowledgeable in investigation related applications including Microsoft Excel, LexisNexis, Actimize, and Oracle with a high proficiency for learning new systems quickly.

TECHNICAL SKILLS

PROFESSIONAL EXPERIENCE

Confidential

Business Analyst

Responsibilities:

Conduct and execute Private Bank credit portfolio reports summarizing the product balance.
Analyze trends in portfolio movements and provide concise analyses to top executive management.
Prepare and improve monthly Tailored Lending financial reports by implementing new Excel formulas which identify new Tailored Lending credit accounts and summarize the total balance, facilities, utilizations for month over month, year to date and years over year balance changes.
Tracked and maintain records of existing and new high network credit accounts new balance and paydown to minimize risk exposure.
Continuously review existing client’s documentation for managing and organizing data purposes & to identify operating entities exceeding $10MM and generate weekly reports for senior management.

Confidential

Business Analyst

Responsibilities:

Attended advanced training sessions/classes and received hands on experience on how to define business and technical requirements based on business problems.
Learned and used various applications such as Microsoft Office, UML diagrams and process flow to create business plans.
Analyses Confidential ’s financial statements including cash flow, net profit, expenditures, and revenues to find problematic areas.

Confidential

Service Analyst

Responsibilities:

Delivered wealth management services to UBS Clients with guidance from Client's advisors.
Managed and executed client transactions such as ACH, WIRES, JOURNALS, CREDIT/DEBIT CARDS, ATM/PIN, and INTERNET BANKING/PAY BILL with respect to business and individual banking, credit, and investments products. Ensured transactions are completed within audit and compliance standers as well as timely.
Reviewed and Coordinated account maintenance for all products and reporting on WINS/CAI including address changes, telephone number updates, account status changes, rates and fee waivers.
Reviewed and gathered clients KYC required documentation for opening new client’s brokerage accounts.

Confidential

Compliance Intern

Responsibilities:

Requested, gathered, and reviewed all documentation in accordance with New York City Compliance guidelines and statutory requirements for potential staff and candidates appointed to various city boards.
Conducted confidential background investigations using LexisNexis and AML/KYC procedures.
Performed investigative work to Identify, track and escalate negative news when an investigation uncovered negative news.
Performed research on individuals and businesses utilizing several databases for company information, corporate records, federal/state court criminal and civil records, personal identities and new publications regulatory sanctions.