Assistant Vice President Resume

PROFESSIONAL EXPERIENCE:

Confidential

Assistant Vice President

Responsibilities:

Subject matter expert for (CFTC) valuations and audit confirmation at Citi; leading a team of 25 personnel wif a global coverage.
Project management and oversight of new enhancements; liaising wif backend IT teams and product / system owners for initiating and successful deployment of new enhancements and /or change requests.
Perform UAT testing and regression analysis before providing tech signoff.
Coordinating wif sales and traders to validate and approve valuations and audit requests for fixed income, equity and commodity products before releasing to clients.
Maintain a strong relationship wif various regional/global middle and front office teams for validating bookings.
Creating BAU process matrix, and reporting process anomalies; interacting wif fund houses, investment banks, and fund admin alike to gauge customer satisfaction and in turn working towards better customer service

Confidential

Analyst

Responsibilities:

Issuing margin calls arising from underlying trade positions, liaising wif internal teams for accurately pricing of securities.
Resolving disputes arising from price discrepancies and collateral balance mismatch
Setting up MSFTA (margin agreements) incorporating up - to-date FINRA guidelines.
Margining clients across various product classes—TBA, Repo
Booking collateral movements, and mark to market of trade position. Settlement of cash and securities(FED,MBS,CMOs and debt securities).
UAT testing of system enhancements to ensure timely deployment of updates

Confidential

Associate Manager

Responsibilities:

Financial analysis& risk reporting:
Provided risk reports to high profile clientsmanaging 401ks,trusts, and endowments using SAS®. Reconciled client expectations wif reported VaR numbers and validated pricing models. Also involved in identifying, reporting, and explaining observed discrepancies.
Involved in database management and exploratory data analysis using SQL and Bloomberg. Analyzed company specific and market data to forecast future price trends and provide research reports to the clients.
Coordinated wif risk development teams to facilitate timely transfer of reports required for regulatory filing and internal by the clients.

Confidential

Solutions Manager

Responsibilities:

Fund accounting:
Conducted data validation and profit & lossanalysis of investment portfolios.
Providedcustomized reports specific to, but not limited to fund managers, asset classes, and trading strategies as required by the clients and ensuring accuracy of the same.
Risk management:
Facilitatedimplementation oftrading strategies adhering to the exchanges and internal risk mandates. Assisted in formulating risk models to evaluate portfolio risk and returns.
Conducted historical data analysis, VaR analysis of existing positions, and extrapolatedfuture trends specific to financial instruments. Also, assessed future red flags and providedsolutions.

Confidential

Senior Trader

Responsibilities:

Analyzed market trends and performed in-depth research to determine investment opportunities for proprietor and high net worth investors using Bloomberg.
Provided key analytical reports to fund managers having AUM of $100 million+, and coordinated wif other teams to create these reports. Reports involved profit & loss reports, VaR reports, segment and market wise reports.
Conducted equity research—company specific and broad market based research, doing comparative and standalone valuation analysis.
Financial reporting:
Provided financial summary of investments including risk reports, and profit and loss statements.
Provided customized valuation and other financial forecast reports to internal teams for determining investment avenues and internal .