SUMMARY

• Comprehensive knowledge of regulatory reporting QFC Recordkeeping Rule Part 148 and 371
• Understand complex business drivers and identify root cause of issues
• Manage multiple projects with conflicting priorities and meet all agreed upon deadlines
• Onboarded new agreements: Cleared OTC, Futures, ETF, and Bilateral based on ISDA and CSA documentation
• Executed collateral margin calls on Futures and Options, Swaps, FX and Fixed Income products
• Mitigated the bank’s credit risk by analyzing portfolios on any valuation discrepancies and escalated to Market Risk
• Calculated and executed CSA margin calls via MCS Algo system
• Reviewed and responded to daily margin activities (IM, VM, T+1)
• Performed portfolio and MTM exposure reconciliation
• Technical skills with Collateral & PnL proprietary Systems: ECMP, Tableau, APEX, MCS ALGO and Tools, Euroclear, TriResolve Optima, AcadiaSoft: MarginSphere and MarginManager, Option Analyzer, and Bloomberg Terminal
• Highly driven, detail - oriented, strong analytical skills, communication, and writing skills
• Implemented multiple process improvements to ensure business efficiency
• Expert in Microsoft Excel functions including VLOOKUPs, pivot tables, and macros

PROFESSIONAL EXPERIENCE

Confidential

Business Analyst

Responsibilities:

• Highly knowledgeable of QFC Recordkeeping policies for managing risks
• Collaborate with cross functional teams to construct and prioritize product release roadmaps using JIRA and Confluence
• Successfully execute complex analyses on various QFC Product Types across multiple systems of record
• Partner with QFC RK Ops and Tableau Shared Services to ensure accuracy of data reporting and execute on key projects, process improvements, and data remediation
• Retrieve and analyze complex data sets to provide findings to move project forward per project plan
• Resolve numerous issues by resolving tactical matters, scope creep, and business needs
• Manage the following projects and completed complex analyses for QFC RK Critical Reporting & Error Reduction Project: Exceptions UI, FDIC Error Code, A1.7 QFC Type 1-6, Inventory Master Cash Flag, Data Dictionary-A1.7 Data Management, Data Control Reconciliation Reporting, A1.23 Related Loan, Safekeeping Agent, and ECMP Core Upgrade UAT Testing

Confidential

Business Analyst

Responsibilities:

• Team Lead partnering with Product Manager to ensure successful data migration from ACCE to APEX platform
• Exercised independent judgement to identity and resolve problems
• Reviewed and set up bilateral customer ISDA/CSA, Cleared OTC, ETF, and Futures agreements
• Updated and gathered ISDA/CSA, MSFTA, and FINRA agreements to upload to new Collateral Management System
• Monitored onboarding of new accounts and ensured successful data mapping of new accounts through system transition
• Liaised with cross functional teams on processes related to both Prime Brokerage and Collateral to ensure proper collateralization
• Assisted with managing collateral and counterparty exposures related to equities, listed options, and swaps
• Conducted APEX UAT and ACCE PROD data testing
• Reviewed and created onboarding procedure for Bilateral OTC, Cleared OTC, ETF, and Futures
• Successfully trained 4 consultants in US and 4 members in India team

Confidential

Collateral Management Unit Senior Specialist

Responsibilities:

• Knowledge of ISDA; reviewed and set up bilateral CSA customers in collateral system
• Reviewed and responded to daily IM and VM activities
• Performed T+1 settlement process for non-cleared derivatives
• Calculated and executed CSA margin calls via MCS Algo system
• Executed collateral margin calls on Futures and Options, Swaps, FX and Fixed Income products
• Mitigated the bank’s credit risk by analyzing portfolio on any valuation discrepancies and escalated to Market Risk
• Delivered funding projections to Treasury Group for OTC Derivatives and Listed Futures and Options products
• Reconciled daily cash trading positions for FICC via FIR and CFM system
• Successfully executed User Acceptance testing (UAT) on MCS Algo system enhancements
• Effectively communicated with cross functional teams on new process implementation
• Updated and created new process documentation for all tasks relevant to the role
• Created global option P&L position report for Currency Options and Interest Rate Futures using yield curve and volatility grid to ensure effectiveness, accuracy, and efficiency
• Accountable for PnL Reporting source systems’ data maintenance and accurately perform processes to ensure data integrity
• Execute market data spread pricing for all CDS, RPA, and DM (Amortized Loans) outstanding transactions on a portfolio level
• Generated the Flash and Official PnL reports for Credit Portfolio Management (CPM) desk
• Liaised with Trade Desk to develop requirements and provide IT support during UAT to ensure onboard software enhancements encapsulated newly traded securities
• Reconciled Stable Value Funds report for Front Office

Confidential

Quality Assurance Analyst

Responsibilities:

• Collaborated with cross-functional team members like Product Owner, Scrum Master, Developers, and fellow QAs to provide a defect free application
• Created and executed test cases in Application Lifecycle Management (ALM) according to the User Stories and Acceptance criteria
• Performed functional and regression testing to ensure usability, accessibility, and confirm new product version still working as expected after new changes