Investment Analyst Resume
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MA
TECHNICAL SKILLS
Highly proficient in the following: Microsoft Applications (developing, editing and maintaining databases, V - lookups, Formulas, Macro's and Pivot tables), SAP General Ledger, PAM Securities, WINGS (Web based), Bloomberg, Portia, Egpat, Crystal, Mobius Management Systems, Hyperion Financial Management (HFM)
PROFESSIONAL EXPERIENCE
Confidential, MA
Investment Analyst
Responsibilities:
- Verified accuracy and analyze Investment Data Source
- Reconciled general ledger and investment systems weekly/Monthly
- Processed monthly general ledger journal entries
- Provided monthly analysis for fixed equity assets, pricing & Net Investment Income Fluxes
- Prepared monthly Statutory and GAAP asset roll forwards
- Prepared Statutory and GAAP investment footnote disclosure quarterly and annually with strong experience with FAS 157 and SSAP 99
- Prepared Regulatory NAIC Schedules D, DA and E quarterly / annually (Blue Book)
- Participated in quarterly NAIC regulatory update testing and PAM XG releases updates
- Participated in process improvements, ad hoc projects and maintained SOX processes and controls.
Confidential, Hartford, CT
Corporate Finance Support Analyst
Responsibilities:
- Supported Investment Accounting in the preparation and analysis of quarterly and annually management reporting such as consolidated and stand - alone GAAP and Statutory Financial statements and footnotes, SEC filings (10-K/10-Q) exhibits.
- Provided quarterly detail analysis for securities at loss positions (underwater) or aging impairments and investigating fluctuations
- Prepared quarterly and yearly Schedule DB and utilized Schedule D for statutory reporting
- Responsible for derivatives accounting such as monthly and quarterly preparation of asset revaluations, hedging activity, maintaining and processing wires to third parties
- Processed month-end close journal entries, reconciled G/L accounts and maintained SOX controls
- Actively participated in project planning sessions with team leads to develop new hedging strategies for implementing living benefits products such as GMAB, GMIB & GMWB
Confidential, Hartford, CT
Security Operations Analyst
Responsibilities:
- Performed daily operational processes for derivative products such as futures and options trades
- Maintained variation margin processing for futures with trading and accounting systems in accordance with equity investment operation policies
- Analyzed, researched and resolved trade and cash discrepancies on margin and collateral issues
- Acted as liaison between operations, traders, brokers, custodians and system support personnel on issues relating to futures and options transaction processing
- Monitored and maintaining marginal security requirement (Treasury Bill/Cash Collateral) on equity futures investment portfolios (institutional and mutual funds).
- Provided statistical analysis and develop consistent record for equity operational recurring Futures transactions for statutory reporting related to trading portfolios
- Reviewed and reconciling futures trade confirmations and affirmations.
- Maintained Corporate Actions
Confidential, New York, NY
Staff Accountant
Responsibilities:
- Produced and maintained Investment Securities Analysis and securities valuation
- Prepared, analyzed, and reviewed weekly, bi-weekly, monthly, quarterly regulatory andaccounting and financial reports and related schedules in support of GAAP, tax andmanagement reporting requirements
- Reviewed daily balance sheet and associated financial reports, including Month-End Close
- Prepared financial reports for distribution to management and Board of Directors
- Prepared and completed special projects and financial analysis as necessary
- Prepared the BMA Quarterly returns; Commercial Rent and Sales Tax return
- Managed account maintenance, report maintenance, review of suspense and nostro account