SUMMARY:

• The Below skills are a layout to visual express strong skills to work across Financials (Macro and Micro), Legal, Technology and Teamwork Frameworks to needs. At the core they are build of hands on skills on Financials in Regulated Industries and the simultaneous build out of Economist, Analyst, Risk, Technology and Compliant Communications skills to optimally work with Financials and Value in Context to Teamwork and consistent needs in Any Sector on Growth, Risk and Logistics in an evolved GRLSTEM framework to Analysis built from Platform Development skills at DCarsonCPA lines.

PROFESSIONAL EXPERIENCE:

Confidential

TEMPPrincipal and Analyst

Responsibilities:

• Significant workflows on Leveraging Project Management, Business Analyst (SME and IT), STEM and Economic, Risk, Financial, Legal, Technology and Teamwork flows to challenges on GRC, ITGRC, Change Management, Optimization and Continual Improvement lines for multi - sector and channeled sector entities on Growth, Risk and Logistics.
• Fully Mapped to PMBOK PM Excellence, IIBA BA Excellence, ANSI, ISO and core Accounting, Economist, Analyst, Legal and Compliance lines to needs to halp on project teamwork where Financial, Legal, Technology and Teamwork goals align. Strong Agility to Technology proven over 24+ years from a programming base to a business line with agility to think across business and analyst, technology and teamwork lines and halp on hands on and abstract needs in framework for improvements where Business and IT Lines meet on Teamwork.
• Support clients on large and small contracts, work sales, applied research, communications and land new business. Highlights on Projects and s (include advanced Research lines on Policy, Tax, Regulatory and other funnels):
• Entity and Cross sector lines working on various roles including Financial Sector, Tax, Risk, Cyber Security, Industrial, and other Sector lines on support analysis along with client services, sales and development roles.
• Deutsche Bank Analyst / Consulting role on reporting on integrated lines of External, Internal and Regulatory Audit Resolution Harmonization. Trading Lines PNL and Analyst support role on Repo product lines.
• TCHS Services (Non-Profit/ Health Turnaround Project on Financials of $3.2 Million Revenues; spprtd CEO, Board, CPAs, Vendors, Bankers and Business Partners) on Accounting / Financials and Regulatory lines. IRS 990, Char 500
• CFP Board Discipline and Ethics Commission Washington DC 6/13, Public Representative Role on CFP Review Hearings.
• Law offices of Paul J. Gengo Atty & CPA on Individual and Estate and Trust Taxes . Revenue Reco. ASC 606
• Supported Cushman and Wakefield broker on GAAP / IFRS Lease Standards Pro Forma Impact Analysis on Lease Accounting Policy Analysis. Lease Standards pre-implementation under FASB ASC 840, 842 updates.
• Religaire (an $11.5 Billion AUM India based Confidential Investment Management Private Equity M&A work ) CEO support, SEC “Push Down” Accounting Rules on M&A, GAAP, Private Equity, GP /LP Taxation and Analysis support to EY.
• Supported Financials and Filings for a Pro Sec Bankruptcy Tax Case for a Small Dental Practice and Dentist. USBC EDNY.
• Supported MCU NY Director $1.6 Billion Assets at 8/2012 on Financial Analysis of Board Financials. NCUA, Credit Union.

Confidential

Sr. Management Consultant

Responsibilities:

• Supported Capital Markets Deal Reporting on USD $6.75 Billion Revenues working with Confidential Capital Markets US, UK and Asia. Reporting to Confidential Director with periodic interface to Managing Directors on social events. Deals covered Equity, Debt, M&A, F(X) and more. Worked with SAP/R3, Essbase, Excel, V Lookups and Pivot tables for needs in support to Confidential Management Reporting on Capital Markets for Deutsche Bank. Financial and Accounting Analysis.
• Agility Analyst on Reporting working with Financial Tools, Pivot Tables and Confidential Capital Market Reporting lines / Accounting and Project role on financials with business analyst and Confidential skills applied.

Confidential

Consultant

Responsibilities:

• Contracted through Spherion as lead consultant on Turnaround and recapitalization effort for $4 Million in Revenues / $4 Billion AUM Asset Management Firm.
• Responsible for GAAP, Tax and Financials including functional accounting (Internal and External Financials, Journals, Ledgers, Analysis, Financials, Sub Ledgers and cash flows to match challenged Revenues to Expenses and Payroll).
• Reconstructed and delivered 2 years annual financials to auditable format, to meet clean opinion Standards for both years at CPA Audit after having applied a risk assessment, thorough internal audit and prove out of balances and capturing many varied needs including unrecorded assets, liabilities, revenues, expenses and correcting equity to conform with available CPA and Tax returns and tan roll forward financials through reconstruction of 2 lapsed years pre audit. Used Risk Assessment and conservative GAAP.
• Worked with Investment Bankers Colchester Partners on $4 Million Private Equity Capital Raise for UCM, LP workflows including Financials, Financial Modeling, Cash Flows and Projections. Partnered with Bankers, CEO and COO to work on the various needs owned the financials and internal audit work to reconstruct lapsed years

Confidential

Responsibilities:

• Prepared Monthly Financials (P&L and Balance Sheet) and reported to C.E.O.
• Applied SEC & NYSE Rules and produced & Filed Quarterly SEC Focus Report (Form X17-A-5) Part II & Part IIA w/ NYSE (a.k.a. SEC 15c3-1 reporting). Worked closely with NYSE Coordinator on Compliance Issues and completed monthly/ quarterly/ annual compliance questionnaires on the NYSE EFP Platform (incl. 600TC Non-Member Fees). (NYSE Rules now incorporated in FINRA). Accounted for daily Revenue flow for Trades from the NYSE Floor and Branch (NYSE & NASD Equity Activity). Reviewed Trading Activity, Clearing Accounts, and Trade Breaks & Booked Commissions Revenues correspondent to Trades. Supported Firm compliance, analyzed relevant rules from SEC Acts 1933 & 1934, FINRA Rule 4500 Books & Records. Analyzed and established accounting procedures for Firm’s Soft Dollar program for Equity research. Developed and Maintained Fixed Assets, Capital Lease, Prepaid Insurance, and other relevant sub-ledger schedules. Managed FY 2003 & 2004 Financial Audit with CPAs (Weiser, LLP) and other NYSE/NASD Audits. Performed Monthly reconciliation’s including Clearing Broker Commissions Receivable (on Equities & Options trades). Coordinated and reviewed Bi-weekly Payrolls (Staff of 25 Employees). FINRA Rule 4110 on Capital. Statement of Cash Flows, Balance Sheet, FINOP, Income Statement.

Confidential, NY, N.Y

Consultant

Responsibilities:

• Analyzed Peoplesoft EPM “Enterprise Warehouse,” software and FSI software applications of Funds Transfer Pricing, Asset Liability Management, Risk Weighted Capital, and Activity Based Management. Business Analyst IT and SME.
• Analyzed operational implementation such as: White Papers, Enterprise Relational Diagram - Data Models, Peoplebooks, System Implementation Guides; Evaluated $59 billion in account balances from Balance Sheet, with related rates, and aging details of 29 Domestic & International Confidential Entities. Accounts Analysis, Risk.
• Prepared and delivered implementation documentation (Executive Narrative, Top Level Visual Flows Analysis).
• Ran monthly calculation / application of Funds Transfer Pricing incl. Budget, Actual and “Tractor Model” rates analysis w/ in-house FCS, TPS, and CICS software / BONY FTP Excel models priced Balance Sheet. Supported Transfer Pricing & ALM Balance Sheet Mgmt. Risk Management, Balance Sheet Pricing, Asset-Liability Management, Balance Sheet.

Confidentia l

Accounting Supervisor

Responsibilities:

• Worked for Asset Management Firm as Accounting Supervisor for a staff of 3; managed two companies’ financials and reported on Separately Managed Accounts and Mutual Funds Developed internal models on Project / Plan / Actual Reporting for build out package to GL with Technical Business Analyst skills. Ledgers, Balance Sheet, Profit and Loss.

Confidential

Accountant

Responsibilities:

• Performed monthly and daily analysis of General Ledger Activity for GAAP Basis Investment Banking Activity.
• Produced Monthly Financial analysis package report (Trading & Investment Banking) for Senior Management.

Confidential

Sr. Accountant

Responsibilities:

• Supported Controller of $40 Billion AUM, $40 Million Balance sheet approx. $33 Million in Revenues Investment Management Company as subsidiary of DMG in the UK, and DB in Frankfurt with direct Financial reporting duties to both points. Owned material elements of Revenues, Expenses, Assets, Liabilities and Equity Accounting as functional right hand to Controller. Ran KPMG Audit Response, SEC Audit Support and key elements on General Ledger Financials.

Confidential

Staff Accountant

Responsibilities:

• Provided critical support to Controller, CEO, and Chairman & Client Consulting Teams on Accounting & Budgets.
• Financial Reporting, General Accounting, Job Costing, AR & AP, International Joint Ventures on US - UK reporting.

Confidential, NY

Auditor

Responsibilities:

• Worked on Domestic Insurance, Reinsurance, Premiums, Claims, Property and Casualty, Accident, Health, Benefit and Auto Insurance lines. Supported PWC Audit Share work on Internal Audit, Controls, and Testing. Full Cycle STAT + GAAP.:Pace University, Pleasantville, N.Y. BBA General Accounting (CMA ready + CPA Licensed). NYSSA L1 CFA prep.
• LICENSES:NYS CPA and NYS Security Guard License.:Trained on Economic, Financial, Legal, Statistical and IT research on Financials including but not limited to FRB / FRY + CCAR Reports, FDIC and NCUA Call reports, BIS Economic Reports / Stress Testing, Confidential Economics from OECD, IMF and Confidential Bank, Capital Markets and Confidential Statistics with CFA Analyst on L1 from NYSSA and deep Legal and Economic + Financial Research. Connected Macro Economic and Financial Policy Research skills on GAAP, IFRS and OCBOA (Regulatory and Tax Lines) for optimized value of Leadership support lines on active consulting. Deutsche Bank Capital Markets, AIG Insurance, Seligman Database Design.
• SOFTWARE: MS Office: People Soft, SAP/R3, Essbase/Oracle, QuickBooks, Bloomberg. HTML, XBRL, Light Programming: C++, VB, & SQL. R & SAS / Statistics. IT Standards Mapped to ANSI, ISO, ITIL, NIST, CERT, CEH, ISACA, COBIT 5, ISC(2).
• S:AICPA, NYSSA, ABA Business Law Section, ASA Confidential of Statistics, American Economic Association. Following PMI, IIBA, ISC(2), IEEE, ACFE, IIA and other Economics, Risk, Statistics, STEM, Legal, Financial, Technology and Teamwork.