BSA Regulatory Analyst Resume

WORK EXPERIENCE:

Confidential

BSA Regulatory Analyst

Responsibilities:

Manage entire SAR monitoring investigations for AML and Fraud.
Advise team lead and BSA Officer on enhancing SAR forms and SAR narratives according to FINCEN guidelines.
Advise on investigation processes and procedures to increase operation efficiency.

Confidential

BSA/AML Analyst/Consultant

Responsibilities:

Advising the BSA officer on streamline operation process, increasing efficiency and quality such changes in investigation processes and QA process
Charged of 314a, 314b, and subpoena as point of contact, and performing screening/investigation accordingly.
Conducting EDD on high risk customers and recommending on banking relationships
Consulting on customer rating risk score and transaction monitoring scenarios
Conducting AML alert and SAR filing from beginning to end

Confidential

Anti Bribery Corruption/Anti Money Laundering Senior Specialist

Responsibilities:

Over 8 years of BSA/AML investigation and SAR writing experiences.
Charged of conducting quality review for CDD/EDD, Government Official Expense Registers, data extraction, and various internal reports Charged of designing scenarios for AML monitoring rules
Performing UAT test for new internal payment system
Charged of conducting policy gap analysis, writing new policy, and preparing internal memo for circulation
Advising line of business on ABC and AML matters.

Confidential

Financial Crimes Consultant/Acting Senior Investigator

Responsibilities:

Conduct investigation in retail banking, corporate, escrow, MSB, 314a, 314b, subpoena, KYC/CDD, EDD, OFAC, and Fraud
Acting as Senior Investigator in training, case determination and quality review
Participating in Preliminary Investigation Project Charge of monitoring global news, research and analyzing risk factors to correspondent relationships in Southeast Asia
Identifying financial trends, publishing articles and country profiles
Assisting team and department to achieve production goals.

Confidential

Senior Surveillance Analyst / Anti Money Laundering Investigator

Responsibilities:

Conduct investigation in retail banking, corporate, escrow, MSB, 314a, 314b, subpoena, KYC/CDD, EDD, and OFAC
Preparing and writing NOSAR and SAR according to FINCEN guidelines Interviewing customers and authenticate supporting documentation.
Training and advising junior agents in case investigation.
Assisting team and department to meet goals and objectives.

Confidential

Anti - Money Laundering Compliance Analyst

Responsibilities:

Understanding and complying with Citi, Federal AML policies, Bank Secrecy Act, Money Laundering Control Act, OFAC regulations, and KYC/CDD
Serve as an expert matter in AML and Fraud investigation.
Recommending exit relationship, preparing, writing SAR according to FINCEN
Collecting and analyzing financial data.
Interviewing customers and authenticate documentation.
Completing monthly workload and assisting teams to meet project goal, and monthly deadline.

Confidential

Financial Services Associate

Responsibilities:

Complying with Federal, State, and company regulations on Anti Money Laundering, Cash Advance, and Check Cashing, OFAC regulation on wire transfers, Prepaid Debit Card, Fraud/Scam, and CDD.
Reviewing CDD documentation and adhere to consumer privacy protection.
Preparing, writing SAR, and providing supporting document according to FINCEN guidelines.