Regulatory Reporting Senior Business Analyst Resume
SUMMARY:
- Intuitive and results driven professional with 14+ years of work experience in ITES industry, in leading large complex global IT Programs in Financial Industry. Experience in managing business relationships with CXO executives and other leaders of cross functional teams to successfully deliver results.
- Expertise in Fixed Income Derivative product Rates/Credit (IRS, Basis Swap, Cross Currency Swap, Inflation Swap, OIS, FRA, Caps/Floor, CDS, CDX, Swaption, Loan TRS), Equity Derivative products (Equity Swap, Portfolio Swap, TRS, dividend Swap, Variance Swap ), Foreign Exchange(FX Spot/Fwd, FX Swap, FX Option, FX exotics (Digital, Barrier, Complex), Flexible Forward), Listed Derivatives (ETD) FpML message, Dodd - Frank rules and Fpml 5.3 / Fpml 5.5 messages, Cancel and Correct reporting, Mutual Fund Accounting (InvestOne) in securities and capital market.
- Experienced in Dodd-Frank regulatory reporting jurisdiction rules for CFTC, EMIR, Canada, MAS, ASIC, HKMA. Worked and delivered many regulatory initiative like CFTC/EMIR mandatory clearing for Rates, ESMA L1 and L2 validation reporting, Client Clear regulatory reporting for IRS, FRA, CDX, FX NDF reporting, Trader Nexus reporting,Cross Border reporting analysis, Legal Entity migration, Portfolio Compression Reporting.
- Experience in managing entire life cycle of a project, defining business needs, quantifying business value proposition, project planning, budgeting, scope management, hiring, tracking, communication, reporting, change management, issues and escalation management.
- Hands on IT experience includes software analysis and design, SQL Queries, Cloudera Impala SQL (Hadoop), Business Object Reporting, XML technologies, data modeling, software configuration management. Proficient in tools and technology like SQL, OOAD, J2EE, Rational Rose, Requisite Pro, UML, Quality Center, Business Objects, Test Director and also Clear Quest
- Possess strong business acumen, deep functional knowledge and hands on IT skills.
- Possess strong interpersonal skills and rich multicultural experience in working with global teams for delivering most effective team results. Other strengths include excellent communication skills, problem solving, and leadership qualities.
- Possess MBA and Bachelor of Engineering from top colleges of India.
TECHNICAL SKILLS:
Databases: Oracle 8.x, Oracle 8i, Oracle 9i, Sybase, Netezza
Development Tools: JDeveloper, JNDI, JTA, Java Mail, MS FrontPage, SQL*Plus, Visual Age, ERWIN
Software: MS Visual SourceSafe, Rational Rose, Requisite pro, UML, Quality Center 9.0, Test Director, ClearQuest
Languages: FpML,HTML, Java, XML, SQL, T-SQL, Java, J2EE, JSP, Servlets, EJB, JavaScript, XML, HTML, Struts Framework, Torque Framework, WebLogic, Orbix IONA
Tools: MS Office, Visio, Rational Rose, RequisitePro, UML, Quality Center 9.0, Business Objects 5.0 and 6.0, Test Director, ClearQuest
Functional Platform: Sungard s Investone (Mutual Fund Accounting Platform)
PROFESSIONAL EXPERIENCE:
Confidential
Regulatory Reporting Senior Business Analyst
Responsibilities:
- Handling Dodd Frank regulatory reporting initiatives and data remediation for SEC,CFTC, EMIR, MAS, ASIC, HKMA
- Responsible for regulatory reporting covering Rates, Credit, FX, ETD
- Single point of contact for all FX, ETD and OTC CC system requirements
- Handled major industry regulatory reporting initiatives like ESMA L1,ESMA L2, Nexus reporting, CFTC/EMIR Mandatory clearing, Cross Boarder reporting (not live yet)
- Involved in upcoming SEC and FpML 5.5 to FpML 5.8 migration
Confidential
Derivative Dodd Frank Program Manager
Responsibilities:
- Managing a global team to on-board and report all derivative trade data across asset class from 20+ source systems
- Responsible for managing and adhering to all Dodd- Frank Regulatory requirements and deadlines across all asset class
- Responsible critical internal/external regulatory reporting time DTCC timeliness report, Mid-Price reporting, Isda-Protocol reports.
- Vendor Evaluation and Analysis on Big Data platforms like Mark Logic, Coludera Impala
Confidential
Project Manager and Sr. Business Analyst
Responsibilities:
- Managing a global team for delivery of FX/ Interest Rate derivative and Credit Derivative projects using FpML
- Delivered 80 + pending SSR (system enhancements) in 4 months
- Led diverse functional areas in Confidential in Asset Servicing, Fund accounting and Global market
Confidential
Project Manager And Business Analyst
Responsibilities:
- Reengineered and Replaced 10+ year old application on non scalable technology
- Designed Reporting platform for Adhoc querying and self service
Confidential
Program Manager / Business Analyst
Responsibilities:
- Confidential is one of the largest global aircraft manufacturers that designs, manufactures and sells fixed-wing aircraft, rotor-craft, rockets and satellites and provides leasing and product support services.
- Project Planning and Tracking
- Working group coordination and Status Reporting
- Liaison between Front office trade capture systems and FinReg technology team
- Coordination with DTCC GTR Technology team
- Understand New/remediation regulatory Initiative, formalize BRD
- Finalize regulatory reporting solution and testing
- FRD Preparation
- UAT coordination, Project Issue tracking(ALM/JIRA/Issue Log) and Resolution
- Adherence to SDLC process (Agile) standard and guideline.
Confidential
Derivative Program Manager
Responsibilities:
- Client presentation and communication
- Budget and Project prioritization
- Project Planning and Tracking
- Liaison between Equity/FI trading System and OCEAN technology team
- Senior management reporting and Dash Board reporting
- Testing, UAT, Project Issue tracking(Issue Log) and Resolution
- Adherence to SDLC process (Agile) standard and guideline.
Confidential
Lead Business Analyst
Responsibilities:
- Liaison between Middle Office Operation and Technology group
- Develop clear and concise methodology document like Requirement Specification, Functional specification, Use Case Document, Data flow diagram, Flow chart, Work Flow Analysis, Functional Test plans
- Facilitate the definition of functional requirements by working with programmer analysts and business users in prototyping and design sessions.
- Translate and present project concepts into effective business scenarios which clarify design elements and issues for both business and technical audiences
- Involve in Software Design Review in order to ensure all business requirements are addressed in software design
- Conduct and Coordinate Functional Testing between testing team and development team
- Prepare SQL queries for data verification and Issue resolution.
- Issue tracking(Issue Log) and Resolution
- UAT Coordination, Issue Log and Communication
- Implementation support
- Adherence to SDLC process (Waterfall) standard and guideline.
- Project/Weekly/Monthly Status Reporting and Dash Board reporting
- Project coordination
Confidential
Lead Business Analyst
Responsibilities:
- Client interfacing between Middle office and Technology
- Business Analysis for new projects/ Enhancements
- Requirement Analysis, Functional specification, Functional test plan, Functional testing
- Issue identification, escalation and resolution of production support issues
- UAT Coordination
- Implementation planning and Support
- Post implementation support/follow-up and project closure
- Project/Weekly/Monthly Status Reporting and Dash Board reporting
- Project SLA Reporting
- Project Effort Estimation (ROM)
- Project coordination
Confidential
Lead Business Analyst
Responsibilities:
- Client Interfacing
- Business Analysis
- Prepare BA artifacts like BRD, Functional specification, Functional Test Case
- Functional testing
- UAT Coordination
Confidential
Business Analyst
Responsibilities:
- Multiple vendors Coordination
- BA Artifacts like Requirement specification, Functional specification, Use Case Document, Functional Test plans,
- Business Process Mapping and Optimization
- Work flow analysis
- Facilitate the definition of functional requirements by working with programmer analysts and business users in prototyping and design sessions.
- Involve in Database Design Review to ensure software design addresses all business requirements
- Functional Testing, Issue tracking and resolution
- Prepare SQL and T-SQL queries for data verification for data migration testing from Sybase to SQL server.
- UAT Coordination and Communication
- Requirements and Testing of Reporting Module using Business Object and SQL queries.
- Requirements, Design and Testing of data migration and data interfaces
Confidential
Business Analyst
Responsibilities:
- Business requirement for Statement of Work(SOW) Development in UML
- System Design using UML for SOW development, Proposed Implementation Packaging(PIP) and BAT Migration module with Rational Rose, which interfaces with heterogeneous systems like metaphase, ERP and other legacy systems
- Involved in Database Design for most complex and data centric SOW development module
- Design and Development of “Proposal Initiation and Verification” module using Java, JSP for front end and SQL/stored procedure for data extraction and data processing.
- Unit testing, Interface testing, White box, Black box, System testing and Functional Testing