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Compliance Auditor Resume

Cincinnati, OH


Accomplished and results focused business professional with experience in compliance, audit, risk, quality assurance, and finance. Looking to utilize my proven leadership and communication skills to find challenging opportunities for growth. Strengths include the ability to learn and adapt quickly, meticulous attention to detail, problem solving, and strong analytical and organizational skills.


Financial and Clinical Internal Audit

Risk Management


Revenue Cycle

Maize (HIPAA)


Spreadsheet Analysis

Multi: tasking


Microsoft Office




Confidential, Cincinnati, OH

Compliance Auditor


  • Perform compliance and risk assessments, internal audit investigations, monitoring, control testing, policy development,,, and action plan effectiveness reviews.
  • Communicate audit findings and provide recommendations to management regarding internal control and process effectiveness.
  • Work in partnership with the Chief Risk Officer (CRO), Chief Compliance Officer (CCO), Privacy Officer, and senior leadership, assuring all compliance and audit matters are addressed properly and timely.
  • Collaborate with the CCO to annually develop a specialized and for The Christ Hospital (TCH) employees, management, leadership, and physicians.
  • Serve as a resource to TCH employees, management, physicians, and patients regarding compliance and organizational ethics issues and questions.
  • Maintain in - depth knowledge of audit principles, applicable state and federal regulations, HIPAA, remuneration policies, and recognizing potential occurrences of non-compliance.
  • Create and assign an annual risk assessment survey to executive leaders.
  • Review denial claims for potential compensation.
  • Handle system administrator duties for hospital and professional billing, internal, and business associate agreement databases.
  • Convey pertinent regulatory activity to the compliance team as the information transpires.

Confidential, Cincinnati, OH

Commercial Loan Closing Specialist


  • Completed analysis, review, and verification of all due diligence associated with the commercial loan documentation and closing process.
  • Acted as primary point of communication for internal and external customers.
  • Promptly and accurately determined when all underwriting approval conditions for loan closing were satisfied.
  • Maintained and improved working relationships with affiliates.
  • Created and calculated settlement statements which contained all fees and disbursement information for loans.
  • Trained new associates and initiated continuous improvements in workflow.

Confidential, Covington, KY

Brokerage Service Representative


  • Generated service items and maintained a working knowledge of nine stock plan service teams.
  • Performed trend analysis and implemented process improvements.
  • Researched financial questions and issues.
  • Created and implemented policies and procedures.
  • Manually calculated distribution amounts and dates for retired participants.
  • Processed beneficiary data.
  • Provided updates on brokerage account balances and outstanding grants.

Confidential, Covington, KY

Transaction Processing Representative


  • Processed transactions in a timely manner for assigned clients; included contributions, loan repayments, manual transactions, and rollovers.
  • Monitored and managed approximately 15-million dollars weekly; included stock transactions, wire transfers, and check receipts.
  • Performed research on all irregularities and ensured resolution.
  • Interacted with clients to streamline processing and ease plan administration.
  • Audited and reconciled processing to guarantee positive results.

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