Senior Analyst Compliance Resume

COMPUTER SKILLS:

Windows /Unix

SQL, PL - SQL, Shell.

Sybase, DB2, Oracle-9i, Oracle 10g

Actimize 3.x, 4.x, RCM 4.4, Mantas, Informatica 8.6.x, Business Objects XI R3.1.

PROFESSIONAL EXPERIENCE:

Senior Analyst Compliance

Confidential

Responsibilities:

Senior Consultant in Financial Risk & Compliance Domain with 10 years of industry experience.
Project involves supporting and enhancing surveillance models in Actimize for the North America compliance users.
Leading the team, mentoring team members, regional counterparts in data analysis and risk solutions on Actimize as subject matter expertise.
RTB Support with L1, L2 and L3 support model arrangement.
Production Support activities like Incident Management and Release Management.
End to end ownership of the application.
Performance.
Resolving user queries on Batch, Setups, Extracts, Interfaces and System Internals.
Responsible for improving application performance by reducing batch window.
Contribute to process improvements and Optimization.
Feasibility Study, Estimation and Impact Analysis of the enhancement request from regions.

Senior Developer/Analyst

Confidential

Responsibilities:

Developed projects on trading surveillance for Confidential - Confidential compliance users.
Mentoring team members on the surveillance projects and acting as subject matter expertise.

Team Lead / Senior ETL developer

Confidential

Responsibilities:

Interacting with the users / regional counterparts and preparing the Business requirement documents (BRDs) and creating Technical specifications pro forma.
Making Data flow algorithms and identifying the data sourcing methods.
Getting the BRDs signed off from the users and preparing test cases and developing applications.
Analysis and Development of SEBI’s Offshore Derivative Instrument (ODI) report. This is a mandatory report to be submitted by all Investment Banks to carry out trading in Indian markets failing which SEBI could revoke their licenses.
Analysis and Development of the Closed Price Market Report (CPMR) for the Japan Surveillance.
Analysis and Development of ‘TSE-WAN’ application.
This application helps generate reports on daily basis for the Tokyo compliance department and is a mandatory requirement for Confidential .
Anti-Money Laundering (AML) is a comprehensive monitoring and detection solution that helps identify unusual activity and offers a fast track to compliance. Ensuring compliance with the US regulatory board (SEC) was an important part of this project.
The regulatory application was to be managed by Confidential staff & the reports validated before submitting to the regulators.
It involved analysis of the existing production models with their dependencies on the upstream and downstream without taking them off the daily cycle.
The entire set of 48 models were analyzed, upgraded, tested and deployed within a span of 3 months.

Software Engineer

Confidential

Responsibilities:

Coordinate with the client for scheduling and planning the work, ensured effective distribution of tasks, conducted project status review meetings with the Project Manager and Business Delivery Officer every month.
As developer, analyzed business requirements, ensured servers and supported applications were up and running and updated the same in Daily teleconference with the client
Awarded with certificate in recognition of ‘Outstanding contribution to the project’ by Patni.
Awarded with a memento by the client Confidential as a token of appreciation for the successful completion of the project.

Confidential

Team Member (Programmer)

Responsibilities:

Worked on various domains of the project like Sales & Distribution, Costing Materials, Profitability, AR (Accounts Receivables) and Inventory.
Code creation Of PL-SQL procedures, Data Integrator mappings.
Performed quality check review for codes.
Worked on automation of the process of updating of DI Jobs Status to the client.
Conduct code/UTC/Test reviews.
Conducting Defect Prevention meetings every month and taking corrective measures towards achieving Zero-defect coding and coordinated with the SQA (Software Quality Assurance) team.

Quality Engineer

Confidential

Responsibilities:

Managed a team of 50 workmen, assigned work as per individual skills.
Analyze new designs to ensure technical correctness with respect to gold weight loss and manufacturing process.
Analyze brand new product to achieve Customer quoted price with respect to approximate Cost-Break down.
Promoted to Shift in charge after completion of probation period of 6 months.
Contributed the slogan of “Zero defects, Zero Accidents” toward TPM which was implemented in the plant.

Graduate Engineer Trainee

Confidential

Responsibilities:

Maintenance Scheduling & Servicing: Maintenance and servicing of the machines as per schedule as well as the maintenance of the Break down machines (Break Down Machines).
Coordination with Other Departments & Documentation.