SUMMARY
- Operations Specialist with over 17 - years of trading experience; exceptionally well organized with a track record that demonstrates self-motivation, creativity, and initiative to achieve both personal and corporate goals. A self-starter with the ability to meet deadlines without compromising quality, can prioritize and multi-task.
PROFESSIONAL EXPERIENCE
Confidential
Clearing Support Analyst
Responsibilities:
- Assisted in all clearing of trades.
- Provided back office operational support to clients.
- Ensured all trades and trade amendments were entered correctly into the GMI system
- Posting of EFP and Ex-pits.
- Investigated all Regulatory Reporting Issues.
- Resolved Previous day breaks on multiple exchanges.
Confidential
Clearing Support Analyst
Responsibilities:
- Assisted in all clearing of trades.
- Provided back office operational support to clients.
- Ensured all trades and trade amendments were entered correctly into the GMI system
- Posting of EFP and Ex-pits.
- Investigated all Regulatory Reporting Issues.
- Resolved Previous day breaks on multiple exchanges.
Confidential
Middle Office Specialist
Responsibilities:
- Acted as a liaison between Fixed Income/Futures Traders, their clients and the back office.
- Oversaw clearing accounts and confirm trade details with multiple exchanges.( CME, CBOT, NYMEX,COMEX, ICE and KCBT)
- Monitored intraday trading including trade breaks, and working with clients and clearing operations to resolve any and all issues.
- Responsible for account, execution and static data setups on Clearvision for NY Trading Desks.
- Amended all transaction details with our clients.
- Monitored recaps of customers which Self-Execute using various Confidential trading platforms.
- Communicated and escalated issues to the appropriate support and or development groups.
- Assisted clients on all questions, trade issues and queries.
- Communicated with outside firms to resolve issues, as needed.
- Provided value-added solutions to enable the business to swiftly realize new opportunities when they arise.
- Constantly monitored Electronic Trades, to prevent errors.
- Worked closely with front office and product control to minimize operational risk.
- Vast knowledge of Global Exchanges and products traded, as well as procedures.
- Assisted in providing customer service for operational issues and various miscellaneous inquiries.
Confidential
Clearing Support Analyst
Responsibilities:
- Supervised a department of seven individuals, assisting in all clearing allocations.
- Provided back office operational support to clients.
- Ensured all trades and trade amendments were entered correctly into the GMI system
- Maintained GQD inquires with client services.
- Monitored Daily Open Interest Adjustments.
- Served as a back-up to the EFP and Expit Posting.
- Investigated all Regulatory Reporting Issues.
- Created and Implemented all Trade Support Operating Procedures and cross training.
