Compliance Analyst Resume Brooklyn, NY - Hire IT People

PROFESSIONAL EXPERIENCE

Confidential, Brooklyn, NY

Compliance Analyst

Responsibilities:

Collect and document data for Suspicious Activity Report (SAR) history; Know Your Customer (KYC) information; relevant account and transaction data; plus any other required information to assist the investigation.
Used various databases, which included LexisNexis, I - Vault, Customer Assist, Nice Actimize, and Host in order to determine if the client matched with the suspected criminal.
Function as a key contributor to the top producing Negative Media team and demonstrate knowledge of AML issues as well as broader functional knowledge.
Documented the onboarding process for incoming clientele, which included the indication of respective asset classes, counterparties, and regulatory bodies.
Perform due diligence on KYC reports which confirmed the threat level of clients based on instilled rules and procedures.
Exhibit a knowledge of Customer Due Diligence in which document analysis was conducted based on BSA/AML procedures.

Confidential

QA Engineer Intern

Responsibilities:

Created Test strategies, based on the analysis of documentation to achieve the best result in conjunction to the functionality of the Selenium web driver.
Analyzed requirements and developed test plans, test scenarios, and test cases on various websites, which included using x-path, CSS locator, and the total functionality of the Maven library.
Executed test cases for functional, validation, end-to-end, and regression testing for Web application, also using the Cucumber BDD application to test other software.
Performed SQL statements for set up data and retrieved data for tests, also applied Appium in order to automate mobile apps on the Android mobile operating system.

Confidential

Financial Data Associate

Responsibilities:

Liaised the commercial and analytics side of the MIS division in order to transition a transaction to its final publication.
Assisted in the publication of Press Releases which stated the ratings of debts and were posted on the company website.
Updated databases through the use of Confidential ’s applications, which included AccuRate, nRde, and ATB.

Confidential

Junior Stock Broker

Responsibilities:

Engaged in phone calls with CEOs and other C-level executives on a daily basis, and discussed brand name institutional deals.
Tallied over one hundred leads which opened over thirty new accounts; largest client gave $250,000 to manage.
Conducted research on secondary offerings, fixed income securities and private placements.