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Sr. Business Analyst Regulatory Resume

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PROFESSIONAL EXPERIENCE

Confidential

Sr. Business Analyst Regulatory

Responsibilities:

  • GDPR compliance regulation knowledge.
  • Create GDPR work streams for feasibility of project handling. (IT, Data Governance, Privacy by Design)
  • Create Visio workflow charts to show flow of data from current systems into GDPR compliance system requests.
  • Lead requirements gathering sessions to get clarification on regulations.
  • Educate end users and vendors on GDPR.
  • Illustrations via PowerPoint and Visio diagrams.
  • Agile methodology adopted and performed for project plan and gathering sessions.
  • Assist in learning of regulatory information to get client compliant
  • Understand, document and prioritize high level business requirements
  • Convert high level business requirements into executable, detailed user stories to enable development
  • Create visual models (wireframes, Business Process Models)
  • Become and remain knowledgeable on key business processes and systems and how they operate/integrate
  • Manage the relationship between IT and key stakeholders and management teams including subsidiaries leadership, meeting on a regular basis and identifying all business initiatives and future projects
  • Proactively identify opportunities to leverage technical solutions and emerging technologies to facilitate business solutions
  • Proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
  • Provide expertise and advice to business unit owners, IT leaders, project teams, and other support teams
  • Identify gaps in the application functionality and work with the technical team to provide solutions
  • Provide efficient project processes and deliverables to shorten the project life cycle, where applicable
  • Work with application support and development teams to fix software bugs and escalate issues
  • Lead resolution of issues with interfacing systems built on different technologies
  • Facilitate and participate in regular project status reviews
  • Excellent communication skills - both written and verbal
  • Gather requirements by interviewing business stakeholders
  • Organize and facilitate requirements sessions

Confidential

Sr. Business Analyst AML/Risk & Fraud

Responsibilities:

  • Interact with PM and test services for accurate design before implementation of systems.
  • Agile methodology utilized.
  • Conduct requirement analysis, define test strategy and design.
  • Write test scenarios. Gain accuracy of scenarios for test services.
  • Strong Actimize domain knowledge.
  • Test execution analysis and reporting.
  • Gathering requirements (BRD s, FRD s)
  • AML testing flow. Client onboarding testing.
  • Interact with Business Analyst and Project Managers in order to gather requirements for upcoming releases.
  • Daily utilization of ALM systems to track project defects and sessions.
  • Manage multiple projects at once.
  • Strong analytical skills.
  • Extreme proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
  • Work with test services team.
  • Work in multiple stakeholder environments.
  • Interact with test managers of projects to perform static testing to identify gaps during initiation.
  • Familiar with BSA/KYC/OFAC guidelines. Proficient in clearing alerts via Actimize.
  • Assist in data mapping.
  • Daily Mantas use.
  • Proficient in Lexis Nexis.
  • Proficient in SAR workflow process.
  • Interact with various Confidential banking systems.
  • Proficiency in MS Office Suite (Access, Note, Excel). Outlook. Sharepoint.

Confidential

Business Analyst

Responsibilities:

  • Review global accounts and global funding in an effort to reduce risk.
  • Prepare SARs for review to internal review team for escalations. Heavy MANTAS/Norkom usage.
  • Heavy investigation skills and writing skills required in an effort to clearly relay findings in various reports.
  • Heavy Excel usage for reporting findings, formulas, tracking, running macros, create pivot tables.
  • Compliance with BSA/KYC, Patriot Act, familiarity with most recent federal guidelines as well as international.
  • Research, review and collect information and documentation from clients in order to conduct the appropriate due diligence.
  • Extreme proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
  • SAR compliance reporting.
  • Interview end users regarding processes and procedures in effort to enhance the development of system functions.
  • Write recommendations in a technical format to advise where enhancements need to be implemented.
  • Able to effectively communicate between different levels of management.
  • Extreme attention to detail and able to articulate and maneuver in all levels of processes.
  • Strong written and verbal skills.
  • Assist in development an enhancement of current systems in an effort to keep DB compliant with federal regulation.
  • Develop test questions in an effort to query end users on products and services.
  • Write compliance rules for DB retail and credit card division in an effort to be compliant with federal regulation.
  • High level of knowledge in retail, loan, and credit card compliance and regulatory practices.
  • Daily, weekly and monthly reporting.
  • Knowledge of BSA, FINRA, OFAC, KYC.
  • Experience in global compliance and securities for retail, loan, and credit card services.
  • Provide guidance and assistance to Research Analysts for any issues that arise.
  • Identify suspicious activity through information escalated from lines of business and through review of system generated alerts and reports.
  • Gather evidence supporting a reasonable suspicion of money laundering, organized crime or terrorist financing activities involving customers of correspondent clients. Articulate recommendations in surveillance systems.
  • Understand business and regulatory requirements and ensure functions are being performed in those requirements.
  • Perform Quality Assurance reviews of cases investigated by research analysts.
  • Ensure all OFAC - SDN Embargo rules are followed and any violations found are escalated accordingly.
  • Maintain a comprehension of internal AML procedures relating to correspondent bank clients.
  • Remain abreast of new rules, regulations; provide input for updates to current policies and procedures including US/EU Sanctioned/Embargoed countries.
  • Experience utilizing KPI and meeting SLA s.
  • Update guidelines on global level for employees on Sharepoint site.

Confidential

AML Compliance Business Analyst Team Lead

Responsibilities:

  • Daily Actimize use in an effort to screen clients doing business with bank.
  • Reviewing alerts for statistical reporting.
  • Waterfall methodology utilized in gathering sessions.
  • Consistently applying document standards to clear alerts generated by the AML guidelines and standards.
  • Consistency and accuracy in effort to proficiently to keep pace with the volume; while maintaining quality.
  • Able to clear RDC and reporting on adverse news.
  • Business write - ups to express concerns on multiple alerts.
  • Periodic reviews.
  • Document gathering and accessing reports in an effort to illustrate to the business units the needs for certain projects.
  • Extreme knowledge of KYC, BSA, AML standards.
  • Dealing with multiple client profiles.
  • Knowledge of BSA, FINRA, OFAC, KYC.
  • Update guidelines on global level for employees on SharePoint site.
  • Proficiency in MS Office products, including Word, PowerPoint, Visio and Project. Experience with SQL tools (Access, Oracle and Microsoft SQL)
  • Intro knowledge of encryption.
  • Prevent banking relationships with prohibited parties .
  • Daily Mantas utilization.
  • Data reconciliation knowledge.
  • Gather data requirements.
  • Problem solving skills.
  • Extreme use in Excel proficient in running macros, reporting and tracking, creating formulas, create pivot tables.
  • Ensure all OFAC - SDN Embargo rules are followed and any violations found are escalated accordingly.
  • Maintain a comprehension of internal AML procedures relating to correspondent bank clients.
  • Remain abreast of new rules, regulations; provide input for updates to current policies and procedures including US/EU Sanctioned/Embargoed countries.

Confidential

AML Compliance Business Analyst

Responsibilities:

  • Interviewing end users in an effort to reach the desired product.
  • Responsible for documenting end user results and presenting data.
  • Gathering data and recommending solutions based on interviews and research.
  • Proficiency in MS Office products, including Word, PowerPoint, Visio and Project. Experience with SQL tools (Access, Oracle and Microsoft SQL)
  • Validate and manage requirements, using industry recognized techniques and the Blueprint tool.
  • Lead projects and facilitate cross - functional teams. Collaborate with IT in an effort to ensure all recommended implementations are synchronized between all invested teams.
  • Direct the development, testing and production support teams as needed, providing requirements knowledge and subject matter expertise to the teams performing these functions.
  • Follow client SDLC processes, documentation standards and best practices to produce deliverables.
  • Extreme use in Excel proficient in running macros, reporting and tracking, creating formulas, create pivot tables.
  • Ensuring all guidelines is current with Federal guidelines.
  • Work with various managers throughout organization for accuracy of resourcing projects.
  • Create and execute internal project communication plans.
  • Provide expertise in order to plan, organize, control and deliver multiple projects.
  • Find, scope, measure and report impact of key product initiatives.
  • Collect and analyze data product performance and inform business decisions regarding product and strategy.
  • Solve complex issues through an analytical approach.
  • Track and monitor regular key performance indicators to ensure top performance.
  • Present data findings to appropriate business groups.
  • Responsible for ensuring the guidelines were written in clear and concise language.
  • Daily compliance meetings with various levels of Compliance to ensure all regulations are being adhered to as well to discuss findings.
  • Data mapping and data analysis. Assist with JAD sessions..
  • Familiar with regular expression.
  • Multitasking, and prioritizing workload, in a high volume environment, Self-Starter who is organized.

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