Sr. Business Analyst Regulatory Resume
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PROFESSIONAL EXPERIENCE
Confidential
Sr. Business Analyst Regulatory
Responsibilities:
- GDPR compliance regulation knowledge.
- Create GDPR work streams for feasibility of project handling. (IT, Data Governance, Privacy by Design)
- Create Visio workflow charts to show flow of data from current systems into GDPR compliance system requests.
- Lead requirements gathering sessions to get clarification on regulations.
- Educate end users and vendors on GDPR.
- Illustrations via PowerPoint and Visio diagrams.
- Agile methodology adopted and performed for project plan and gathering sessions.
- Assist in learning of regulatory information to get client compliant
- Understand, document and prioritize high level business requirements
- Convert high level business requirements into executable, detailed user stories to enable development
- Create visual models (wireframes, Business Process Models)
- Become and remain knowledgeable on key business processes and systems and how they operate/integrate
- Manage the relationship between IT and key stakeholders and management teams including subsidiaries leadership, meeting on a regular basis and identifying all business initiatives and future projects
- Proactively identify opportunities to leverage technical solutions and emerging technologies to facilitate business solutions
- Proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
- Provide expertise and advice to business unit owners, IT leaders, project teams, and other support teams
- Identify gaps in the application functionality and work with the technical team to provide solutions
- Provide efficient project processes and deliverables to shorten the project life cycle, where applicable
- Work with application support and development teams to fix software bugs and escalate issues
- Lead resolution of issues with interfacing systems built on different technologies
- Facilitate and participate in regular project status reviews
- Excellent communication skills - both written and verbal
- Gather requirements by interviewing business stakeholders
- Organize and facilitate requirements sessions
Confidential
Sr. Business Analyst AML/Risk & Fraud
Responsibilities:
- Interact with PM and test services for accurate design before implementation of systems.
- Agile methodology utilized.
- Conduct requirement analysis, define test strategy and design.
- Write test scenarios. Gain accuracy of scenarios for test services.
- Strong Actimize domain knowledge.
- Test execution analysis and reporting.
- Gathering requirements (BRD s, FRD s)
- AML testing flow. Client onboarding testing.
- Interact with Business Analyst and Project Managers in order to gather requirements for upcoming releases.
- Daily utilization of ALM systems to track project defects and sessions.
- Manage multiple projects at once.
- Strong analytical skills.
- Extreme proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
- Work with test services team.
- Work in multiple stakeholder environments.
- Interact with test managers of projects to perform static testing to identify gaps during initiation.
- Familiar with BSA/KYC/OFAC guidelines. Proficient in clearing alerts via Actimize.
- Assist in data mapping.
- Daily Mantas use.
- Proficient in Lexis Nexis.
- Proficient in SAR workflow process.
- Interact with various Confidential banking systems.
- Proficiency in MS Office Suite (Access, Note, Excel). Outlook. Sharepoint.
Confidential
Business Analyst
Responsibilities:
- Review global accounts and global funding in an effort to reduce risk.
- Prepare SARs for review to internal review team for escalations. Heavy MANTAS/Norkom usage.
- Heavy investigation skills and writing skills required in an effort to clearly relay findings in various reports.
- Heavy Excel usage for reporting findings, formulas, tracking, running macros, create pivot tables.
- Compliance with BSA/KYC, Patriot Act, familiarity with most recent federal guidelines as well as international.
- Research, review and collect information and documentation from clients in order to conduct the appropriate due diligence.
- Extreme proficiency in Excel, v - lookup, pivot tables, charts, graphs etc.
- SAR compliance reporting.
- Interview end users regarding processes and procedures in effort to enhance the development of system functions.
- Write recommendations in a technical format to advise where enhancements need to be implemented.
- Able to effectively communicate between different levels of management.
- Extreme attention to detail and able to articulate and maneuver in all levels of processes.
- Strong written and verbal skills.
- Assist in development an enhancement of current systems in an effort to keep DB compliant with federal regulation.
- Develop test questions in an effort to query end users on products and services.
- Write compliance rules for DB retail and credit card division in an effort to be compliant with federal regulation.
- High level of knowledge in retail, loan, and credit card compliance and regulatory practices.
- Daily, weekly and monthly reporting.
- Knowledge of BSA, FINRA, OFAC, KYC.
- Experience in global compliance and securities for retail, loan, and credit card services.
- Provide guidance and assistance to Research Analysts for any issues that arise.
- Identify suspicious activity through information escalated from lines of business and through review of system generated alerts and reports.
- Gather evidence supporting a reasonable suspicion of money laundering, organized crime or terrorist financing activities involving customers of correspondent clients. Articulate recommendations in surveillance systems.
- Understand business and regulatory requirements and ensure functions are being performed in those requirements.
- Perform Quality Assurance reviews of cases investigated by research analysts.
- Ensure all OFAC - SDN Embargo rules are followed and any violations found are escalated accordingly.
- Maintain a comprehension of internal AML procedures relating to correspondent bank clients.
- Remain abreast of new rules, regulations; provide input for updates to current policies and procedures including US/EU Sanctioned/Embargoed countries.
- Experience utilizing KPI and meeting SLA s.
- Update guidelines on global level for employees on Sharepoint site.
Confidential
AML Compliance Business Analyst Team Lead
Responsibilities:
- Daily Actimize use in an effort to screen clients doing business with bank.
- Reviewing alerts for statistical reporting.
- Waterfall methodology utilized in gathering sessions.
- Consistently applying document standards to clear alerts generated by the AML guidelines and standards.
- Consistency and accuracy in effort to proficiently to keep pace with the volume; while maintaining quality.
- Able to clear RDC and reporting on adverse news.
- Business write - ups to express concerns on multiple alerts.
- Periodic reviews.
- Document gathering and accessing reports in an effort to illustrate to the business units the needs for certain projects.
- Extreme knowledge of KYC, BSA, AML standards.
- Dealing with multiple client profiles.
- Knowledge of BSA, FINRA, OFAC, KYC.
- Update guidelines on global level for employees on SharePoint site.
- Proficiency in MS Office products, including Word, PowerPoint, Visio and Project. Experience with SQL tools (Access, Oracle and Microsoft SQL)
- Intro knowledge of encryption.
- Prevent banking relationships with prohibited parties .
- Daily Mantas utilization.
- Data reconciliation knowledge.
- Gather data requirements.
- Problem solving skills.
- Extreme use in Excel proficient in running macros, reporting and tracking, creating formulas, create pivot tables.
- Ensure all OFAC - SDN Embargo rules are followed and any violations found are escalated accordingly.
- Maintain a comprehension of internal AML procedures relating to correspondent bank clients.
- Remain abreast of new rules, regulations; provide input for updates to current policies and procedures including US/EU Sanctioned/Embargoed countries.
Confidential
AML Compliance Business Analyst
Responsibilities:
- Interviewing end users in an effort to reach the desired product.
- Responsible for documenting end user results and presenting data.
- Gathering data and recommending solutions based on interviews and research.
- Proficiency in MS Office products, including Word, PowerPoint, Visio and Project. Experience with SQL tools (Access, Oracle and Microsoft SQL)
- Validate and manage requirements, using industry recognized techniques and the Blueprint tool.
- Lead projects and facilitate cross - functional teams. Collaborate with IT in an effort to ensure all recommended implementations are synchronized between all invested teams.
- Direct the development, testing and production support teams as needed, providing requirements knowledge and subject matter expertise to the teams performing these functions.
- Follow client SDLC processes, documentation standards and best practices to produce deliverables.
- Extreme use in Excel proficient in running macros, reporting and tracking, creating formulas, create pivot tables.
- Ensuring all guidelines is current with Federal guidelines.
- Work with various managers throughout organization for accuracy of resourcing projects.
- Create and execute internal project communication plans.
- Provide expertise in order to plan, organize, control and deliver multiple projects.
- Find, scope, measure and report impact of key product initiatives.
- Collect and analyze data product performance and inform business decisions regarding product and strategy.
- Solve complex issues through an analytical approach.
- Track and monitor regular key performance indicators to ensure top performance.
- Present data findings to appropriate business groups.
- Responsible for ensuring the guidelines were written in clear and concise language.
- Daily compliance meetings with various levels of Compliance to ensure all regulations are being adhered to as well to discuss findings.
- Data mapping and data analysis. Assist with JAD sessions..
- Familiar with regular expression.
- Multitasking, and prioritizing workload, in a high volume environment, Self-Starter who is organized.