SUMMARY

• Produced Daily P&L’s for various Fixed Income Products (Credit Derivatives/Credit Default Swaps, Asset/Synthetic Trading, Latin America, Loan Trading, Interest Rate Derivatives/IRS's & Asset Liability Mgmt) & Equities (Statistical Arbitrage).
• Global Management Reporting of Fixed Income product P&L to Executive Board in Zurich and regulators.
• Daily reconciliation of Front Office Trading P&L to Back Office General Ledger.
• Reconciliation of: Daily Transactions, Cash/Hedge Positions, Cash Ledger, Tax Lots, Futures, and Foreign Exchange.
• Preparation of Tax Adjusted Financial Statements for multiple Alternative Investment Funds.
• Calculated and Allocated NAV’s to Hedge Fund LP investor’s in multiple funds that included Private Equity side pockets.
• Involved in FPB&A, monthly closes, including: GL postings, account signoffs, accrual/reserve accounting, and ad hoc projects.

PROFESSIONAL EXPERIENCE

Confidential

Fixed Income/Risk Management Contractor

Responsibilities:

• Daily derivation of USD Yield Curve and Market Rates Package, and month - end closes.
• Risk Reporting on: Interest Rate Swaps using Greeks, Corporate & Sovereign bonds using Interest Rate Sensitivities, and Mortgage Backed Securities using CUSIP-specific Prepayment Factors from Bloomberg.

Confidential

Fixed Income/Global Financial Analysis Reporting, NY

Responsibilities:

• Produced Daily/Weekly/Monthly/Quarterly revenue commentary and assisted with Fixed Income Division 2015 Budget.
• Performed same function as Confidential role directly below.

Confidential

Fixed Income/Product Control/Risk Management Contractor

Responsibilities:

• Product Control - daily Fixed Income P&L on various Cash/Deriv products, FOBO reconciliation, and month-end closes.
• Risk Management - daily derivation of USD Yield Curve, Market Rates Package, and month-end closes.

Confidential, NY

Fixed Income/Global Management Reporting

Responsibilities:

• Produced Daily/Weekly/Monthly/Quarterly P&L commentary for Management (Executive Board in Zurich) and Regulators.

Confidential, NY

Fixed Income/Product Controller

Responsibilities:

• Daily P&L (T+1) Production for the Credit, Securitized Products, Emerging Markets (Latin America), and Loan Trading.
• Provide coverage for Interest Rate Derivatives and Options Desk, including Risk-based Attribution (Delta, Gamma, Theta, Vega).
• Daily front to back US GAAP Balance Sheet and P&L Reconciliations, General Ledger postings, Independent Price Verification (IPV), Fair Value Adjustments (FVA), daily Mark to Market pricin (MtM), revenue recognition, and daily interaction with traders.

Confidential, NY

Hedge Fund Partnership Accountant

Responsibilities:

• Daily calculation of LP capital allocations including monthly reconciliation with the administrator.
• Calculated and allocated Daily NAV’s across multiple funds, onshore and offshore.
• Monthly review, maintenance and control of Redemptions, Subscriptions, Transfers, Incentive Fees and Management Fees.
• Maintain and analyze side pocket (private equity) investments and allocations.
• Maintain and track investor attributes in order to comply with partnership agreements.

Confidential, NY

Fixed Income/Product Controller

Responsibilities:

• Daily Preparation of Market Rates Package that generated
• Generated the Daily P&L for the Asset Liability Management Area which included: Internal debt from German Parent, loans to American companies, Interest Rate Swaps, Credit Default Swaps, including front to back B/S and P/L reconciliation..
• Daily Funding Reporting, Analysis, & Adjustments for Fixed Income Derivatives Trading and month-end closings.
• Analyzed/Produced daily Market Price Conformity report for trades with large deviations.

Confidential, NY

IES Business Area Controller

Responsibilities:

• Business Area Financial Controller (Expense Administration) for 20-25 internal IT Infrastructure Projects in the Americas.
• Involved in FPB&A, month-end close, process improvement, and US GAAP GL accruals.
• Prepared Monthly/Quarterly Flash and Month-End/Quarter-End commentaries for the Americas.
• Trained Philippine employees for tasks being offshore.
• Interacted with Project Managers and Business Analysts on a daily basis.

Confidential, NY

Financial/Systems Analyst

Responsibilities:

• Assisted the Controller in preparing Tax Adjusted Financial Statements for multiple Portfolios in the Hedge Fund.
• Reconciled Daily Transactions, Holdings, P&L, Cash Ledger, Tax Lots, Futures, and Currency Forwards for multiple portfolios.
• Involved in the conversion process from Advent AXYS to Advent Geneva for a Midtown-based hedge fund specializing in the Asian Equity & Derivatives markets.

Confidential, Stamford, CT

Equities Product Controller

Responsibilities:

• Generated the Daily P&L for the Statistical Arbitrage Desk (including Equity Index Futures as Hedges).
• Front to back reconciliation of Daily P&L results to General Ledger and Balance Sheet.
• Produced daily sector analysis by trader for the Middle Markets area.
• Generated Access database to more accurately prepare the daily brokerage/exchange fee accruals.

Confidential, NY

Financial/Systems Analyst

Responsibilities:

• Assisted in the conversion process from Total Portfolio Manager to Beauchamp Portfolio Manager for a Midtown-based hedge fund specializing in International Distressed Fixed Income securities.
• Reconciled Corporate Actions (Dividends, Splits), Positions, and the Cash Ledger for multiple portfolios.

Confidential, NY

Financial Analyst

Responsibilities:

• Analyzed confidential client data and personal financial statements to determine compliance with Patriot Act requirements, including
• SENIOR FINANCIAL ANALYST - Financial Control - Equity Cash/Equity Derivatives Departments
• Responsible for in-depth monthly expense/variance analysis & commentary on the Americas Equities Cash/Derivatives division.
• Integrally involved in the monthly close process, including: US GAAP GL postings, account signoffs, accrual and reserve accounting.
• Compiled Equity Cash/Derivatives monthly Flash report prior to month-end close using IFRS and USGAAP.
• Prepared and presented final monthly packs to the various Equity Cash/Derivatives desk heads in the Americas.
• Improved and managed the monthly Brokerage Fee accrual process to the various Equities areas.
• Researched, corrected, and booked Intercompany Transfers among the 3 global regions; owned Brokerage account.
• SENIOR FINANCIAL ANALYST - Financial Control - Financial Control Departments
• Researched and explained main factors that drove monthly expenses within various Americas Financial Control departments.
• Consolidated Regional & Global Financial Control business units.
• Prepared monthly headcount and expense metrics for Americas FC and conducted monthly Balance Sheet reconciliations..
• Involved in the Global Product Control/Financial Control Reorganization in the Americas region.
• Involved in UAT Testing of PeopleSoft General Ledger and in design of firm wide NVision financial reports from PSoft GL

Confidential

Publishers

Responsibilities:

• Forecasted and Budgeted quarterly and yearly sales for the various book markets.
• Strategic analysis and performance reporting of monthly sales volumes/$’s.

Confidential, Calabasas, CA

Funding Corporation

Responsibilities:

• Directly supported key upper management within the Wholesale Division.
• Prepared and analyzed the monthly divisional and branch P&L’s and production reports.
• Prepared the capital/operating budgets for over $13.1b in funding volumes, 1,200 staff, 60-80 branches, and Administration.
• Utilized MapInfo with D&B data to conduct nationwide Mortgage Broker market analysis used for Strategic Planning.
• Monitored servicing values and pricing models to analyze and modify buy-sell spreads of loan products.

Confidential, Burbank, CA

Buena Vista Home Video

Responsibilities:

• Conducted industry analysis to develop customer Business Plans and Business Reviews for management and the sales force.
• Forecasted and budgeted annual & quarterly home-video sales for domestic accounts.
• Analyzed and reported monthly sales reports and customer P&L’s.