SUMMARY

• Senior manager, trusted advisor, and change agent wif proven ability to quickly and accurately diagnose problems and turn them into opportunities. A trail blazing force behind governance and enterprise risk management programs wif a unique blend of people/organizational awareness, process knowledge, and technology depth to create holistic and integrative solutions dat are scalable, profitable, and built - to-last.
• Over 10 years of experience in successfully leading complex, large scale, multi-dimensional programs/projects and leading global and virtual teams to drive implementation of new system and program initiatives to launching.
• Designed, implemented, and tested enterprise risk management system and data integrity framework for over 13 organizations from medium to large enterprises in primarily software, high tech, telecom, communications, financial, entertainment service providers, and utility/energy companies.
• Regularly reported to executive management and meet wif audit committee to update changes and to manage critical milestones. Assisted management wif risk management, and information synthesis for TEMPeffective resources planning.
• Facilitated collaboration of business, finance, engineering, IT, and operations and drive decisions wif balance of speed, agility, risk management and user experience.
• Over 10 years of architecture design, system requirements development, security and compliance implementation testing wif a strong understanding of industry specific integration and SDLC lifecycle.
• Demonstrated thought leadership wif new concepts, process optimization, and wif interpretation of new regulations to actionable plan. Presented at international RSA Security, and national Business Object Users conferences.

PROFESSIONAL EXPERIENCE

Senior Compliance Management Advisor

Confidential, CA

Responsibilities:

• Governance, Risk, and Compliance Solutions: Developed governance policies and designed enterprise data solutions framework. Drove cross-functional team implementation and testing. Applied expertise wif COSO, COBIT, ITIL, ISO 27001 wif SOX 302/404, SAS 70, GLBA, data protection and privacy laws and regulations.
• Enterprise Risk Management, ERM: Guided CFO, Controller, CIO, and Audit Committee through risk assessments and implications of regulatory requirements on internal controls. Proposed growth and compliance strategy; designed and implemented risk mitigation, data governance structure, and audit plan.
• Compliance and Internal Audits: Managed SOX audit project deliverables wif Deloitte, KPMG, PwC, and E&Y. Completed enterprise risk, SOX, and security assessments for e-commerce/high-tech company, service provider, and financial institution. Designed solutions for deficiencies identified in SOX, SAS 70, and CISP audits. Prepared gap analysis, remediation plans, governance/security plans, and evaluations of SOX 404/409 and 802 compliance and automation tools. Client successfully passed first year SOX audit wif substantial reduced cost.
• Business Processes and Financial Controls: Assessed Segregation of Duties, HR, IT and Finance processes, and internal controls for ERP (Oracle and SAP) applications and database owners. Developed architectural solutions and led teams to test and remediate internal controls for large to small enterprises.

VP of Business Development

Confidential

Responsibilities:

• Developed ERM solution portfolio of target offerings for governance and security services. Advised executive management on strategy and program initiatives. Developed proposals, participated in sale calls and delivery.
• Promoted to international Director of Global Compliance. Coached and managed 5 global direct report team members.

Compliance Engagement Manager

Confidential, CA

Responsibilities:

• Analyzed compliance and global internal controls framework; presented assessments, internal audit results, and recommendations directly to executive management, Audit Committee, and Board of Directors.
• Identified and streamlined key business processes and consolidated IT controls to improve audit efficiency and TEMPeffectiveness, and to meet aggressive audit deadlines. Proposed preventative, automated controls.
• Developed architectural solutions for segregation of duties, access control, change management, and monitoring program for ERP system design and implementation. Oversaw implementation and testing.
• Championed compliance and security best practices, business process optimization, and advanced integration of system security management including Disaster Recovery and Business Continuity Planning.

Product Introduction/Program Manager, Optical Networks

Confidential, San Jose, CA

Responsibilities:

• Managed delivery services to win several key accounts. Designed, delivered, and managed highly successful international field trials for state-of-teh-art, multi millions dollars complex optical network system solution.
• Clients include Fidelity, KVH Telecom, Crosswave Japan, COLT, Storage Networks, AOL, and Williams Co.

Product Development Manager in Network Engineering

Confidential

Responsibilities:

• Guided product team during explosive growth to bring high-profile @Media products online, including multi-player games, backup services, and streaming video/audio. Led network performance test and security design.
• Negotiated contract milestones and collaborated wif alliance partners. Integrated requirements into backbone networks for scalable deployment up to 5 million subscribers.
• Formulated web security policies and wrote security guidelines for Software/Network Engr, Operations, Accounting.
• Drove system architecture development and implementation of 600 million dollars enterprise program to launch cutting-edge Internet/Intranet Customer Network Web Services for 100,000 users.