SUMMARY

• Forward - thinking Professional with established reputation for robust strategy development and tactical program execution.
• Exceptional ability to influence and mobilize medium- to large-sized diverse onsite and offshore teams towards successful project completion and delivery.
• Strong grasp of AML rules, regulations, trending risks, and solutions. Proven track record in shaping and steering multi-faceted projects on a global and regional scale.
• Solid command of tools and technology, capable of leveraging and tailoring latest innovations to tackle issues.
• Reliable attention to detail with a penchant on information accuracy. Talented in forging loyal partnerships with clients and stakeholders.

TECHNICAL SKILLS

FCC AML Product Suite / Tools: OFSAA-FCCM/Mantas v4.x / v5.7.x / v5.9.x / v6.2.x / v8.0.2/ v8.0.6, OFSAA ECM 802/807, SMARAGD CS/MDS/TCM, Actimize AIS & RCM, QuikScreens, Norkom Case Management tool, Palantir, DeticaAML TM, WorldCheck, Fortent, NetQuery, Detica(Norkom), LexisNexis, NESS, PEGA for KYC, Payment/Trade Blotter

OFSAA Framework: FSDM (Financial Services Data Model), ALM, CRM

DWH Tool: ETL - Informatica Power Center 7.x/8.x/9.x, Ab Initio, Reporting - OBIEE 11G

Programming Languages / Scripting: UNIX Shell Scripting, Python or R for AI / Data Science, Perl Scripting, PL/SQL, SQL, C/C++, Java/J2EE JDK, Sun LDAP Directory Server, HTML, XML

Schedulers: Autosys, Control-M, Crontab

App / Web Servers: IBM WebSphere, WebLogic, Web Services, Apache Tomcat

SCM Tools: VSS, Serena PVCS, SVN, IBM Nexus, U-Deploy, IBM RTC & RLM, DevOps Jenkins Bit Bucket

Databases: Oracle 12c/11g, SqlServer, Oracle DBA, MySQL, PostgreSQL, Toad, Oracle SQL* plus, SQL Navigator, SQL Profiler, SQL Query Analyzer

Process Tools: ServiceNow, JIRA logging system, SourceForge, CollabNet, Web Help 5.50, ResolveIT, Team Forge, GCM Tool, dbSymphony, GNU Privacy Guard (GnuPG/GPG) Tool.

Organizational Tools: MS Project Plan, Word, Excel, PowerPoint, Outlook, Access, Visio, SharePoint

Operating Systems: Sun Solaris, Linux, Windows 10, Windows 98/2000/XP

PROFESSIONAL EXPERIENCE

Confidential

FCC AML Specialist

Responsibilities:

• Independently reviewed alerts from the transaction monitoring system.
• Identified potentially suspicious money laundering and terrorist financing activity.
• Analyzed impact of financial crime and related regulatory matters different business areas and operations.
• Executed Mantas AML Parallel BDFs for several countries.
• Oversaw Mantas AML Fuzzy Name Match.
• Key contributor in multiple SAIL implementation including:
• SAIL Application Batch Automation and Scheduling (BAAS)
• FCCM / Mantas AML Parallel BDFs Implementation for multiple countries.
• DSO Country AML Testing include, HK, IN, JE, KE, AE, GB, LK, SG
• Mantas AML Fuzzy Name Match Implementation
• DSO Inflight / upcoming Country AML Implementations
• PK Country FCCM AML Implementation
• FCC BAU DSO Change Release Implementations
• DSO Country Mantas AML BTL Testing, OFSAA Mantas AML Patches Testing, Batch Performance Testing

Confidential

SENIOR CONSULTANT

Responsibilities:

• Implement Standardized Alert Export Frequency (SAEF)
• Trade-Based Money Laundering (TBML)
• Automation of Mantas Thresholds Reconciliation (MTRA)
• Private Banking Re-segmentation
• Implementation of the AML Optimization Alert Risk Scoring Models
• Implementation of the AML Mantas BTL project
• AML Mantas Upgrade from 5.7.2 to 5.9

Team Lead & Senior Analyst

Confidential

Responsibilities:

• Partnered with Financial Crime, Investigations, Change Management, and Technology Teams in solutions development and evaluation.
• Identified behavior detection anomalies indicating suspicious end-user activity, immediately prompted investigations.
• Examined transaction codes per country for potential AML activity requiring monitoring.
• Customized customize thresholds and risk scoring to help reduce false positives and focus investigators on actionable alerts and cases.
• Assisted in several release change management and migration via IBM Nexus, U-Deploy for Informatica, and Unix.
• Streamlined analysis and resolution with business data and historical information
• Introduced statistical process management and process performance models across all projects.
• Participated and contributed to the success of several projects including:

AML Application Systems Team Lead

Confidential

Responsibilities:

• Upgraded Mantas and installed v4.1.1 to v5.7.2.
• Automated QS Adaptors and Actimize AIS Adaptors using Informatica.
• Oversaw regional Mantas Alert Push Implementation.
• Efficiently gathered from Mantas to Actimize, as well as from eCIF, QS, NESS, eCADD and PRPC legal source systems to Mantas. All these were then entered into Mantas.
• Segmented HR AC (High Risk Accounts) for North America, LATAM, APAC, and EMEA regions.
• Implemented Feed Recon Automation, AML E2E Reconciliation, AML Coverage Framework Reporting for all businesses CPB and LATAM IPB.
• Performed data augmentation and enhancements.
• Increased process efficiency by automating Alert Batch Closure, Alert Scoring, Auto-Close Alerts for various businesses.
• Optimized SB Joint Venture processes.
• Set up and deployed MSSB Alert Export Package.
• Executed Mantas Hotfix for M5 Fuzzy Process, CAMBRS5 Scenario Changes, and IAML and CBNA Optimization Projects.
• Generated reports for jobs, alerts, thresholds, transaction counts via AMLBAU Stats Jobs using Informatica.

System Analyst

Confidential

Responsibilities:

• Built and trained Offshore Mantas Setup and Support Team from ground-up.
• Set-up Mantas and migrated data from Source DIS Flat files and Oracle into FSDM database.
• Resolved Informatica issues in UNIX shell scripting as well as problems related to AML Mantas application and FSDM database.
• Protected business sensitive data via data making (data obfuscation).
• Designed UTP, STP and ST strategy with test plans and cases.
• Took charge of Mantas AML/TC/BC product testing and data analysis.
• Utilized shell scripts for test automation.