SUMMARY

• Anti - Money Laundering Specialist with around 7 year(s) of experience in Risk and Compliance domain. Extensive hands-on experience in implementing OOTB solution for Anti Money Laundering, Custom Model development using AIS 4.x, ActOne.
• Experienced in database design using Oracle 12c/11g, MS SQL Server, SQL, PL/SQL.
• Proficient in all phases of SDLC including requirements gathering, requirement analysis, solution design, development, unit testing and project documentation.
• Quick learner, confident, result oriented and a team player seeking a development role to utilize my technical and interpersonal skills.
• Experience in implementing SAM, CDD and IFM solutions.
• Experience in working on solution upgrades (Major, Minor).
• Sound knowledge of AIS objects and RCM objects.
• Experience in configuring the RCM designer and AIS modeler, servers.
• Experience in Actimize Risk Case Manager such as configuring Alert Views, Dart queries, Alert summary, workflows, dashboards, policy manager and platform list.
• Experience in writing policy rules using RCM policy manager and also developed customized reports and migrated to Actimize RCM.
• End to end understanding of KYC operations from documentary and non-documentary verification as per CIP/CDD policy, Ultimate Beneficial Ownership (UBO) and Controllers IDV, nature of business, source of wealth / funds and customer screening against watchlist of Sanctions, PEP and adverse media
• Experienced in conducting data analysis by writing complex SQL queries, use Joins, Sub-queries, filter data, apply logical functions and group data to meet business needs and reporting.
• Coordinate with Data modelers and architects along with business and IT stakeholders and respond to multiple levels of data-related project requirements and Data Quality Management.
• Good knowledge of various Confidential fundamentals like capital markets, equities, financial databases, general ledger, accounts payable/receivable, risk management, derivatives contracts etc.
• Work closely with QA teams, write Test Plans and Test Protocols from Use Case scenarios, document User Stories with BDD practice, create and manage Feature files, and write scripts for Automation tests.
• Expert in Business Process Re-engineering, Data Flow Modeling, Object Modeling, Workflow Analysis, Use CaseAnalysis, Activity Diagrams, Sequence Diagrams, ER Diagrams using UML tools.
• Experienced in performing Root-Cause-Analysis,Gap Analysis, Risk Analysis and Mitigation

TECHNICAL SKILLS

Project Management tools: MS Project, Atlassian JIRALanguages SQL, PL/SQL, Java, XML and HTML,Python

Database Technologies: SQL Server, Oracle, Flat files, AWS Integration,SnowFlake

Operating Systems: Windows, Linux,Mac OS

Documentation Tools: Office 365, MS Visio, Balsamiq, StarTeam, Rational DOORS

Miscellaneous: Advanced Excel,SharePoint, APIs, ETL, Salesforce CRM, Veeva Vault

Visualization Tools: Tableau, Spotfire, Qlikview

AML: transaction monitoring Actimize (IFM,SAM and CDD)

PROFESSIONAL EXPERIENCE

Confidential, Pittsburgh

Actimize Consultant

Responsibilities:

• Involving inweekly/daily meetings with the vendor's IT team and support team and participating in strategic solution design recommendations on technical, business UI impact on the Actimize modules update.
• Customization of Fraud Alert type in IFM solution as per requirement from stakeholders.
• Implemented Stopwatch model in IFM.
• Configuring the RCM and AIS Modeler and deploying the Actimize Packages.
• Working on executing and running the SAM Daily, Monthly and Maintenance job process.
• Installed and configured AIS platform and SAM solution for Monitoring the Suspicious activities and Transactional monitoring.
• Working experience on RCM designer, creating, and developing features custom actions, alert creation and assigning, Dashboard, creating and assigning the workflow steps, manual alerts, and cases.
• Installed and Configured AIS and RCM platforms.
• Designed and developed rules in RCM, managing rules and configuring the user views based on the entitlements and application support for Business users.
• Developed AIS flows, Execution Plans, Lists, Active tables in Visual Modeler.
• Creating RCM work flows for alerts and case process.
• Creation of new Views, Reports and Alerts specific to the project application using RCM Designer.
• Developed SQL queries for data validations.
• Involved in troubleshooting the logs and monitoring the system performance using Server Monitor.
• Developed SQL queries for data validations.
• Review system requirements, establish specific solutions, and leading the efforts including programming and testing that culminate in client acceptance of the results.
• Worked in all phases ofSoftware Development Life Cycle SDLCusingAgile Methodology.
• Independently owned the tasks/User Stories in Sprint Session, prepared design document, develop code to confirm to the user story, prepare unit test cases.

Confidential, Dayton, OH

AML/KYC Analyst

Responsibilities:

• Responsible for various aspects of risk and control, include but are not limited to Information Security, Continuation of Business and Records Management
• End to end management of client KYC process including liaison across the business, compliance and operations
• Conduct analysis of risk and associated controls to identify root cause and collaborate with peers and management to report findings with solutions to mitigate risk/control issues
• Develop and manage a dedicated internal KYC (Know Your Client) program at Confidential .
• Conducted research on current IT trends, 3rd party integration tools and developed processes and regulations to ensure company system stay as safe as possible in networking, source control, data security and API integration.
• Assisted the Product Owner in documenting the BRD and translate them into technical requirements for the further discussion with the solution design team and development team and stored them using Confluence.
• Worked in partnership with the KYC technical team to translate implementation options into detailed Functional Requirement Specifications and Technical Requirement Specifications.
• Created UML to ensure the business logic is clearly demonstrated to developers. Created use cases to understand the narratives.
• Performed XML mapping and XSD clarifications, reviewed XSD schema changes and data definition for Services team, worked with technical architects to understand and modify web services to Credit Card payments
• Gathered user requirements from via survey, JAD sessions, and interviews and translated them to system requirements, and user stories. Conducting detailed GAP analysis (As-is and To-be state), Root-Cause Analysis, Impact analysis, Risk analysis in data acquisition and transformation efforts done under CI.
• Collaborated with developers in discovery stage to review content, page layout, personalization, navigation, and setup user profiles for the use of Know-Me data, dashboard reports and workflow rules.
• Managed site content for Know-Me program, page customization, adaptive forms for Commercial Lending Accounts.
• Used Agile delivery model to meet release requirements, demonstrated MVP and release candidate to business teams and stakeholders on the loyalty customer and Know-Me program initiatives.
• Managed SharePoint site for document share, document template, document reviews and signoffs and setup calendar invite for Change Control meetings, reported and documented issues.
• Collaborated with business and technical teams for data management, use of site data, data integration to EDW and requirements for data model to the CI - customer initiatives from Commercial Lending applications.
• Analyzed large data sets and performed ad-hoc analysis to identify fraud trends, take action to stop fraud activity, enhance fraud rules, and improve automation in ACH Accounts and Case Management.
• Developed and implemented data-driven solutions to meet business requirements for Credit Card Services.
• Wrote SQL queries to analyze data in the System of Record (SOR), performed data validation to meet business requirements, and verified data persistence on the UI screens. implementing SAM 8.X. Experience/Knowledge on WLF 3.X. Hands on experience in custom development of Actimize solutions as per business needs.
• Worked on Actimize (ActOne, IFM, SAM)

Confidential, Hoboken, NJ

KYC/AML Consultant

Responsibilities:

• Worked on SAM 9 Migration.
• Implemented Custom risk factors in CDD for Global Markets.
• Created Oracle ETL design specifications during SAM 9 Migration.
• Created SAM Roles, Users and Groups in Actone.
• Worked on multiple enhancement activities which included updating procedures/views/materialized views in Oracle SQL as per business requirements. Worked on creating and maintaining database objects- Tables, Views, Materialized Views, Indexes, Sequences, DB links.
• Hands-on working with RCM/AIS objects.