SUMMARY:

• Insurance Financial Executive with over 20 years of combined industry, “Big 4”, and regulatory experience.
• A results driven leader in US GAAP and statutory reporting, financial planning and analysis, comprehensive capital analysis and review (“CCAR”) reporting, strategic initiatives implementation, and talent development. Extensive “Big 4” assurance, internal audit, and regulatory examination experience provides a mindset for maintaining a strong control environment, continuous process improvement, and corporate governance/risk management. An agile frontrunner known for adding value, resolving complex issues, forming strong relationships, creating and executing successful action plans through collaboration and negotiation, establishing best practices, and developing high performing teams.

EXPERIENCE:

Confidential

Senior Manager

• Provide Corporate and AIG Consumer Chief Financial Officer timely financial information that provides insight into business-unit financial plans, business performance, expected future results, expense management and project updates.
• Successfully co-led the design and build out of the division’s Financial Planning and Analysis organization.
• Manage the preparation and validation of certain management reporting data utilized in SEC reporting filings such as 10-K, 10-Q, Financial Supplement, and Management Discussion and Analysis documents.
• Partner with line of business Chief Financial Officers in order to provide oversight of the quarterly and annual profit / loss reforecast consolidation processes, including the delivery of executive management presentations.
• Coordinate the annual budget, strategic budget and comprehensive capital analysis and review (“CCAR”) consolidation processes and present results and analysis to executive management.
• Oversee project management leadership of the division’s CCAR functions including data integrity, process flow, information technology (including model validation) and regulatory compliance.
• Direct the compilation of competitor analysis, data analytics and value based metrics for business Chief Financial Officers.
• Collaborate with senior management (including SOX 404 team) to understand business objectives, identify potential threats to meeting these objectives, and implement controls designed to enhance success.
• Develop and execute the annual and strategic finance internal audit plans which are based on established risks.
• Evaluate the design and test the effectiveness of internal controls to ensure accuracy, completeness and effectiveness.
• Lead Internal Audit liaison with external auditors, PWC.

Confidential, Montpelier, Vermont

Assistant Controller

• Review and approve all financial statements, associated footnotes, Management Discussion and Analysis and other financial disclosures for US GAAP and Statutory-basis filings.
• Monitor upcoming US GAAP and Statutory accounting rulemaking activities and analyze the impact on the Company’s financial reporting and data requirements.
• Oversee the daily operations of financial reporting, investment accounting, reinsurance and broker dealer reporting.
• Cultivate an environment of continuous process improvement in order to drive best-in class delivery of financial data.
• Continually assess the effectiveness of procedures and controls (Model Audit Rule and SOX 404) to ensure the appropriate application of US GAAP and Statutory-basis financial reporting requirements.
• Lead the design, build out, and monitoring of line of business key performance indicators which drive profitability by building relationships and collaborating with executive across all lines of business.
• Ensure technical accounting positions are documented and guidance is disseminated to financial management.
• Mentor and develop future financial leaders and provide future growth opportunities.

Confidential, High Point, North Carolina

Senior Audit Manager

• Supervise the execution of multiple risk based audits for both life and property and casualty insurance clients.
• Evaluate the adequacy of controls over financial reporting for various insurance companies.
• Partner with key client leaders to provide value added recommendations on business process improvements and serve as an ongoing business advisor.
• Continuously communicate with client leadership in order to understand business strategies and associated business risks.

Confidential, Richmond, Virginia

Chief Financial Officer - Growth Ventures

• Oversee the preparation of segment SEC reporting information, including Forms 10-K, 10-Q, and the Management Discussion and Analysis data.
• Responsible for the maintenance of the internal control environment and accounting procedures, including evaluation of SOX 404 processes and controls.
• Examine developing SEC / FASB pronouncements and determine the segment impact and implementation requirements.
• Oversee the segment quarterly and annual statutory reporting processes.
• Lead the establishment of annual financial and operating budgets, strategic plans and other business initiatives.
• Evaluate the design and test the effectiveness of the internal control environment of finance and operations processes for the Life, Annuities, Long Term Care and Employee Benefit Groups lines of business.
• Provide independent internal audit review and sign-off of the 10-K and 10-Q prior to filing.
• Coordinate Internal Audit testing with SOX teams and external auditors ( Confidential ).
• Recruit, develop, coach and mentor personnel.

Confidential, Chattanooga, Tennessee

Vice President, Chief Financial Officer and Treasurer

• Oversee the preparation of segment SEC reporting information, including Forms 10-K, 10-Q, and MD&A.
• Manage overall preparation of financial statements (US GAAP and Statutory) and reports for internal and external use.
• Examine developing SEC/FASB pronouncements and determine the segment impact and implementation requirements.
• In conjunction with the Chief Executive Officer, responsible for the overall coordination, development, and execution of the company’s strategic and financial plans.
• Oversee the operations of financial reporting, human resources, billing and collection, state reporting, and premium taxes.
• Serve as the primary liaison for insurance regulatory bodies and rating agencies.
• Drive the financial planning and analysis activities including the development of forecasts and monthly reporting packages.
• Coordinate external audits (PWC) and state exams.

Confidential, San Antonio, Texas

Senior Audit Manager

• Advise both SEC and non-SEC insurance clients with various financial reporting issues on both a US GAAP and Statutory accounting basis.
• Supervise professional staff during the planning, interim, and year-end financial testing.
• Mentor subordinates by sharing my knowledge of both life and property and casualty insurance practices and procedures.
• Coordinate audit procedures to be performed with the client's internal audit department.

Confidential, Indianapolis, Indiana

Senior Auditor

• Assist both SEC and non-SEC insurance clients with various financial reporting issues on both a US GAAP and Statutory accounting basis.
• Administer various facets of both life and property and casualty insurance audit engagements.
• Supervise staff during the planning, interim, and year-end testing of insurance clients.
• Perform testing on various account balances including benefits, investments, loss reserves, and reinsurance.