SUMMARY:

• International Investment Banking & Business Development • Capital Markets & Derivatives Risk Analytics/Trading
• Enterprise Risk & Performance Management • C - Level Strategic, Financial, Operational, Analytic, Execution Skills
• International Leadership & Management • Systems Engineering Program Management
• MBA in International Finance • BA Economics and Financial Engineering • Top Secret Security Clearance

PROFESSIONAL EXPERIENCE:

Confidential, Washington, DC

Senior Capital Markets and Quantitative Financial Analyst

• Contracted consultant providing subject matter expertise in exchange-listed options trading market structure, regulatory requirements, and data analytics.
• Authored a technical Options Market Data User’s Guide and enhanced data dictionary for financial economists and database managers.

Confidential, Washington, DC

Senior Capital Markets Specialist, Division of Resolutions and Receiverships

• Analyzed and conducted valuation of capital market securitization products of troubled or closed financial institutions and developed and executed strategic resolution plans.
• Awarded special recognition and cash award for managing bank closing and performing forensic accounting of retained securities.
• Developed liquidation strategies for $1 billion portfolio of retained assets including; asset and mortgage-backed securities, corporate and municipal bonds, common stock and private equity, Syndicated Loans and Limited Partnerships, derivatives contracts such as interest rate, credit, and equity swaps, and options.
• Conducted annual securities accounting audit, valuation modelling, and liquidation of structured financial instruments and derivatives with servicers, trustees, and CFO/CEOs.
• Appointed as FDIC Contract Oversight Manager for $3.35 million of contracts for complex securities valuation services.
• Developed business cases for liquidation or disposition of complex assets.
• Monitored impacts of international macroprudential regulatory reforms (Basel III, Dodd-Frank Act, Comprehensive Capital Analysis and Review) and economic capital modeling and market risk analytics on strategic resolution plans.
• Prepared technical briefings to senior management on international economic and financial risk management indicators and exposures.
• Researched and analyzed financial risk management techniques regarding systemic credit and operational risks in resolution plans.
• Coordinated liquidation of distressed assets with Risk Management Supervision and FDIC Legal Counsel regarding potential legal liability issues of liquidation or assignment of receivership assets.
• Member of the Professional Risk Managers’ International Association (PRMIA).
• Represented FDIC Capital Markets on the interagency Systemic Risk Committee of the Financial Stability Oversight Council regarding systemic risk data analytics, resolution strategy, and orderly liquidation authority of large derivatives trading financial institutions and hedge funds.
• Collaborated with other regulatory agencies regarding international regulatory reforms and risk management of derivatives markets including Financial Stability Board, Basel Committee on Banking Supervision, International Swap Dealers Association, CFTC & SEC, and the Federal Reserve.

Confidential, Washington, DC

Senior Enterprise Performance and Financial Management Consultant

• Enterprise Performance (Finance, Operations, Human Capital, IT) and Change Management Consulting Services for Federal Government.
• Performance Institute Certified Government Performance Manager with expertise in; Strategy Development and Execution, Performance Metrics and Operational Analytics, Performance-based Budgeting and Financial Management, Lean Six Sigma Process Improvement and Quality Function Deployment,
• Performance Auditing and Earned Value Management. Risk-based economic capital management experience in international capital markets, financial operations, and regulatory compliance (OMB A-11/GPRA 2.0). Contracted by Federal Agencies (VA, FAA) to design and execute Strategic Enterprise Performance Improvement Initiatives.
• Technology and Systems Integration of Business Analytic and Intelligence tools (SAS, SAP, IBM Risk Analytics).

Confidential

Assistant Portfolio Manager and Emerging Market Analyst

• Asset management and economic capital risk analysis of investment strategies in emerging capital markets.
• Conducted macroeconomic research, quantitative and qualitative analytics for derivatives investment portfolio.
• Recruited to develop portfolio management systems and strategy for Asian multi-strategy fund.

Confidential, San Diego, CA

Business Development Director

• Senior Capture Lead for Enterprise Network Capability Development projects exceeding $1Bn budgets.
• Collaborated with Joint & NATO C4ISR Airborne Networking community (SPAWAR/NAVAIR/AFC2ISR) to align enterprise architecture development with urgent operational, intelligence, and IT/cybersecurity requirements. Managed 1$M C4ISR RDT&E budget.
• Collaborative engineering analysis with operators, acquisition, and systems engineers.
• Net-Centric Operations Industry Consortium Representative.
• Coordinated Rapid Technology & Capability Development and Strategic Business Development with Joint and NATO Customers.

Principal Engineer

Confidential

• Led design development and budgeting for Enterprise C4ISR Network Architecture and Joint Strike Fighter Systems Integration for UK’s Future Aircraft Carrier program.
• Developed JSF shipboard integration requirements, business process and interface modeling with stakeholder MoD programs and interoperability working groups.
• Developed capabilities analysis and defined systems technical requirements and cost estimates.
• Authored systems design documentation, risk definition and mitigation plans.
• Collaborative design development with JSF program and NATO Allied Interoperability Working Group. UK Custodian of JSF Sensitive Technical Data (ITAR).

Confidential

Convertible Bond and Credit Derivative Trader

• Business development and inter-dealer trading of convertible bonds, asset swaps, and credit default swaps.
• Trained junior traders on modeling and relative value analysis of convertible bonds and structured derivative arbitrage trading strategies.

Confidential

Director

• Developed financial engineering and derivatives arbitrage trading desk for equity-linked, and total return swaps.
• Implemented an equity and credit derivative joint venture to develop hedge fund sales.
• Executed arbitrage trade orders on behalf of hedge funds in European and Asian capital markets.
• Coordinated securitization via Offshore Special Purpose Vehicles, swap settlement through Prime Brokerage, and negotiated credit approval/ISDA documentation for hedge fund trading.
• Risk management of sales/trading book generated P&L of $5-10M.
• Published derivatives research with quantitative relative value analysis and recommendations.
• Registered Representative at US NASD and UK Financial Services Agency.

Confidential

Associate Director

• Japanese convertible arbitrage and asset swap trading, OTC equity options and structured equity derivative trades with hedge funds and asset managers.
• Researched and executed arbitrage/risk management strategies in Japanese and Asian capital markets.
• Registered Representative at US NASD and Japan Financial Services Agency.

Confidential, New York & San Francisco

Associate Director

• Graduate of Global Financial Markets MBA Training Program. Specialist in fixed-income and credit derivatives sales and trading risk metrics.
• Conducted valuation analysis of large derivatives and structured asset portfolios.
• Sales and trading of international government securities, corporate and emerging market bonds, asset-backed and credit derivative structures to institutional asset managers.
• FINRA Registered Rep Series 7, 63, and CFTC Series 3 Options Broker.