Regulatory Product Analyst Resume , NY - Hire IT People

PROFESSIONAL EXPERIENCE:

Confidential, NY

Regulatory Product Analyst

Responsibilities:

Subject Matter Expert working closely with senior management to build regulatory solutions for new and existing clients ( Confidential, American Express, Capital One, and Wells Fargo).
Work closely with Senior Executive Management committee to explore opportunities in the Broker Dealer requirements which includes the FOCUS reports to FINRA pursuant to SEC Rule 17a - 5.
Design, implement and monitor new liquidity risk requirements for Net Stable Funding Ratio (NSFR), and Liquidity Coverage Ratio (LCR).
Create regulatory data specifications for new FRY-14 (CCAR), FRY-15, FRY-9C, and FFIEC 031 schedules for new bank holding company clients.
Maintain relationships and build close rapport with primary regulators (FRB, OCC, and FDIC) and address regulatory questions, concerns and matters requiring attention.
Managed the Federal Reserve Bank reporting Release Acceptance Testing (RAT) using Lombard Risk’s new software platform AgileREPORTER.

Confidential, New York, NY

Senior Associate

Responsibilities:

Prepared, reviewed, and filed Basel III Liquidity reports (4G, Liquidity Coverage Ratio, and Net Stable Funding Ratio) to be submitted to the Federal Reserve Bank.
Managed the User Acceptance Testing (UAT) for new Basel Liquidity Coverage Ratio (LCR), US Liquidity Coverage Ratio (LCR), and 5G to ensure deliverables are met by desired deadlines.
Prepared Business Requirement Documents (BRD) including Scope Statement, Current-state analysis, Proposed State Analysis, Gap and Impact Analysis, Work flow diagrams, Business process flow.
Prepared the Corporate Treasury Balance Sheet and Net Income Revenue to Senior Management.
Built a close rapport with the Funding Desk to forecast various debt products (LTD, VIE’s, Preferred Stock, Covered Bonds, and Commercial Paper).

Confidential, New York, NY

Senior Regulatory Consultant

Responsibilities:

Prepared, reviewed and filed the Call Report and FRY-9C with the Federal Reserve Bank, FDIC, and OCC.
Prepared, reviewed, and analyzed Bank Holding Treasury International Capital (TIC- Derivatives) Forms and Federal Reserve Reports (FR2436).
Project lead for various OTC and Exchange Traded Derivatives Reporting on assisting subject matter expertise on ASC 815.
Quarterly and Annually reconciliation of Form 10-Q and 10-K filings to the general ledger for external audit team (Exchange Traded and Notional Derivatives).

Confidential, Jersey City, NJ

Regulatory Reporting Analyst

Responsibilities:

Filed Federal Reserve Bank 2004 and Treasury International Capital (TIC) forms for Primary Broker Dealer Merrill Lynch Pierce Fenner and Smith (FR2004).
Created Platform for Senior Traders to check for accuracy for FR2004 Position, Transactions, Financing and Fails reports.
Provided Federal Reserve Bank with daily ad hoc reports on Fixed Income and Equity holdings.
Managed the implementation of the Securities Long Term report for the Federal Reserve Bank of New York.

Confidential, Philadelphia, PA

Senior Fund Accountant

Responsibilities:

Managed the accounting work for 6-8 Fixed, International, and Equity Mutual Funds.
Prepared journal entries for expenses, capital stock, management fees, and 12b-1 fees.
Created Cash Projections and Interest Roll Forward reports for Fund Managers.
Trained new employees on daily accounting responsibilities on fixed and equity mutual funds.
Completed reporting for monthly SEC Yield and Diversification Tests.

TECHNICAL SKILLS:Advanced user knowledge of: MS Office Suite (Excel, Word, SharePoint, PowerPoint, Access, Project, Visio) Oracle SAP General Ledger & Hyperion Broadridge Impact

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Regulatory Product Analyst Resume

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