ASSOCIATE FINANCIAL ADVISOR Resume , Rockford, ILÂ - Hire IT People

SUMMARY:

Experienced and versatile individual with multiple years of broad experience with Banks and Financial Service companies.
Quick learner, independent thinker, flexible, and adaptable in the need to change a scenario.
Able to meet deadlines in a fast paced environment while ensuring a detailed and a comprehensive approach to duties.
Hold a Series 7 & 66 licenses.

AREAS OF EXPERTISE INCLUDE:

PROFESSIONAL EXPERIENCE:

Confidential, Rockford, IL

ASSOCIATE FINANCIAL ADVISOR

Responsibilities:

Provide support for clients in the completion of trades for equity issues and covered call stock options, in addition to asset allocation requirements.
Conduct research as required in relation to clients’ investments choices with the use of product wholesales, the Ameriprise internal research group, and financial web sites.
Responsible for the discretionary accounts for high net worth individuals in the trading of 20 to 30 covered call options.
Key support executed in the development of the business from $120M to $350M per year in revenues.

Confidential, Sun Prairie, WI

ROUTE SALESMAN

Responsibilities:

Sell bakery products such as breads, buns, bagels, muffins, donuts, and rolls to retail stores, restaurants, schools, and health care outlets.
One of four salesmen from a group of twelve peers obtaining sales growth of 10% in each of years employed.

Confidential, Rockford, IL

STOCKER

Responsibilities:

Maintained stock levels of various products in all departments of the store through ordering, transfer of products from other store locations, and from onsite inventories.

Confidential, Rockford, IL

LOAN OFFICER

Responsibilities:

Offered a menu of loans, which included: FHA mortgages, consumer products, prime loans, and subprime offerings.

Confidential, Rockford, IL

FINANCIAL CONSULTANT

Responsibilities:

Provide support for clients in financial products, services and advice.
Worked with the Community Banking Team to provide a cross sale environment of Banking and Investment products
Serviced a Book of Business with over 40 AUM
Teamed with the Trust Officer to provide services to clients of all sizes of accounts

Confidential, ROCKFORD, IL

INVESTMENT REPRESENTATIV E

Responsibilities:

Maintained representation of Financial Service products all four branches of Confidential Bank in the Rockford market.
Completed all three courses of the Cannon Trust School
Serviced a Book of Business of over 50 AUM
Finished each year in the top 10% as far as production against peers.
Worked closely with the Wealth Management Team in providing a wide variety of product and services to fit their situations