Senior Risk and Compliance Analyst Resume Lewisville, TX - Hire IT People

SUMMARY:

Seasoned professional with 28 years of broad - based experience in several areas, most notably Risk and Compliance Management, Project Management, Training and Development, Quality Management, Systems Analysis, and Financial Analysis. A detail orientated team player with a dedicated work ethic, who excels in collaborative and interactive environments.

PROFESSIONAL EXPERIENCE:

Senior Risk and Compliance Analyst

Confidential, Lewisville, TX

Responsibilities:

Was responsible for ad hoc Governance projects within Auto Finance - including Quality Control Monitoring and Issues Management and Remediation across Lines of Business, Compliance Risk Assessments, Training Compliance Reviews, and Policy Reviews and Rewrites - as part of Confidential
Ensured regulatory compliance for training content across all Dealer Financial Services Lines of Business within Confidential
Audited and evaluated processes and procedures for Confidential s enterprise-wide High Risk Collections function - including writing new Quality Control process and procedural controls, and revising and improving existing controls - to ensure regulatory compliance and ongoing systems improvement
Conducted internal assessments of operations to facilitate timely procedural and systems changes as needed

Compliance Coordinator - Outsourced Recoveries

Confidential, Lewisville, TX

Responsibilities:

Ensured and oversaw all regulatory compliance from Confidential . - based outside collection agencies contracted with Confidential s Asset Recovery Center; responsibilities included writing new process and procedural controls, revising and improving existing controls, evaluating and approving Business Continuity Plans, and conducting on-site audits
Wrote and tested Software Requirements Specifications successfully implemented as part of a new company-wide systems application

Internal Controls Analyst

Confidential, Lewisville, TX

Responsibilities:

Audited retail and lease account revision procedures for accuracy and banking regulatory compliance
Wrote and reviewed policy and procedural specifications for all areas of Confidential Servicing for Confidential s online Operating Process and Procedures Manuals (OPPM)

Asset Performance Manager

Confidential, Lewisville, TX

Responsibilities:

Managed across the sale and ownership transition of Confidential to Confidential in 2010
Oversaw loss mitigation and prevention for several multimillion dollar auto loan and lease portfolios
Managed the daily activity of 26 employees in the administration of auto loans and leases

Training, Staffing and Legal Compliance Manager

Confidential, Auburn Hills, MI

Responsibilities:

Responsible for training and development needs of all personnel
Responsible for recruitment, interviewing, and hiring of all new employees
Managed the daily activity of 27 full time employees, including 4 Team Mentors
Wrote and implemented training curricula for Confidential Asset Performance field operations
Ensured legal compliance from all contracted, Michigan - based repossession agencies and employment staffing agencies
Ensured legal compliance with insurance requirements for enterprise - wide lease portfolio, resulting in 10% overall reduction in outstanding matured lease accounts in 2005
Oversaw administration, servicing, and collection (where necessary) of retail auto loans and leases
Audited wholesale floor plan operations of GM auto dealerships in the Confidential area

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Senior Risk And Compliance Analyst Resume

Lewisville, TX

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