Regulatory Reporting Specialist Resume
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EXECUTIVE SUMMARY:
- 4+ years of experience as Business Analyst, Project Manager and Regulatory Reporting Automation ( Confidential ) team lead working on large scale Confidential regulatory programs for a leading Confidential ( Confidential )
- 10+ years of strong PMO/Project Management experience in the financial services
- Broad knowledge of Project Lifecycle methodologies (SDLC, Lean, AGILE) and understanding of the principles and frameworks of successful project management
- Excellent oral and written communication skills as well as excellent presentation skills with a long track record of conducting presentations comfortably to large groups and senior executives
- Strong, polished presence and ability to challenge opinions with confidence and professionalism
- Rare combination of business and analytical skills - communicator, promoter, change agent and catalyst
- Strong familiarity with data modelling, advanced/predictive analytics and emerging data-centric technologies
- Strong organizational management skills in budgeting, project-business case development and the ongoing development of other managers and team members.
CORE REGULATORY REPORTING & COMPLIANCE SKILLS:
- Cross-functional Project Management and BA
- Dodd-Frank, Confidential, DFAST-14A, FR Y-14A/Q/M, IHC, FR Y-9C, Confidential Regulations, ICAAP, Risk Analytics and Liquidity Reporting
- SQL, Confidential, Moodys, Walters Kluwer,
- Experienced in OFCCP & EEO Compliance
- Regulatory Documentation, Governance and BRD Beast
- Data Management, Data Quality, Data Governance, Data Cleansing, Data Management Best Practices
- SharePoint, Dashboards, Advanced Excel (Power Pivot)
- Lean, Agile, SDLC, Visio, MS Project
- Enterprise Analytics, Business Intelligence, Data Modelling
PROFESSIONAL EXPERIENCE:
Confidential
Regulatory Reporting Specialist
Responsibilities:
- Joined TD as a VP of Finance / Regulatory Reporting to project manage ongoing requirements development, data sourcing, documentation, testing, custom reports development and implementation across multiple work streams including reconciliation, data validation, technology, governance, manual systems and automated systems using Confidential .
- Served as a PM/BA between the US finance business and technology teams to interpret and develop requirements for multiple components of the Dodd-Frank, IHC, Confidential and Regulatory Reporting Automation projects including but not limited to the following reports
- Developed a Data Index ( Confidential ) and dictionary to provide definition and mapping for each line item of the FR Y-14A/Q/M and DFAST-14A. The Confidential evolved into a broader governance tool and road map for project/submission documentation.
Confidential
Sr. Business & Technology Analyst
Responsibilities:
- Developed and implemented KPI reporting and dashboards for the 9th largest private company in America across the organization’s 35+ union / non-union distribution centers and corporate operations. Managed a wide array of projects including social media campaigns, gamification pilots, software selections and HR compliance / Adverse Impact reporting tools. Working with Microstrategy, Lawson, Oracle, Hyperion and Crystal Developer.
Confidential
Regulatory Reporting SpecialistResponsibilities:
- Restructured and developed the New Media business from less than $4M to $34M in revenues.
- Responsible for ensuring the build out and streamlining of internal support processes and teams between India, UK and US to ensure timely ongoing releases and content pushed to distribution partners and new media platforms.
- Negotiated the formation and implementation of two joint-ventures with Lionsgate and Universal Music spanning content distribution, marketing, acquisition and production in India and North America.
Confidential
Co-founder
Responsibilities:
- Restructured, developed and led domestic and international marketing team, multi-lingual subscriber support, sales and customer retention teams for over 85 live-streaming TV Channels from more than 30 countries.
- Increased paid subscriber count over 40%, reduced subscriber churn rate by 50%. Increased traffic over 400%.
- Developed numerous workflow and process improvements critical to reducing channel launch time, reducing copyright violation risks and rapidly leveraging newly evolved best practices.
Confidential
Co-Founder
Responsibilities:
- Developed and led the firm's internal project management organization, knowledge and document management systems, global communications and board reporting, account management strategy, marketing and branding strategies.
- Directly responsible for increasing revenue growth from a standing start during severe industry downturn from $1.3M to $22M leveraging highly innovative merit-based compensation and equity models recognized by Consultants News.
- Led multiple teams and engagements in numerous service offerings and industries. Responsibilities included all aspects of client management and delivery including China Online, Osaka Gas, American Cancer Society, Invesco, Landmark Entertainment, Mobile Technology Partners, Orion Telecommunications, CARE International, ADVO Direct Marketing and Goldman Sachs.
