Operational Financial Auditing Resume

Background: I have worked in Operational and IT Audit for over 15 years. I have performed the yearly risk analysis with the staff and presented the annual audit plan, audit findings, issues, new initiatives, etc. to senior management, the Audit Committee, and to the outside auditors. I also ensure that Sarbanes-Oxley Section 404 requirements are met. CISA candidate.

Significant Accomplishments

Operational/Financial Auditing

Perform Material Services Audit (i.e. receiving of goods into the system, billing & charge capture with PYXIS System, Non-PYXIS, Emergency, and orders needed by the end of the day).
Performed North Texas Poison Center (i.e. compliance to DSHS and HRSA Grant Agreements and Parkland Policies), Out of County (i.e. sending notification letters to another county and following up with billing that county for seeing that patient), Balance Write Offs (i.e. balances written off are automatically in the system based on the commercial insurance carrier or Medicaid/Medicare Contracts that are loaded into EPIC), Transcription Audit (i.e. billing for the correct characters for transcription services), and Ryan White (Fraud Audit).
Performed a majority of the external auditors year-end work (i.e. performed year-end inventory, A/P Testing, Accounts Receivable Testing, Fixed Assets, Treasury, Bad Debts, and other HR testing). Performed account reconciliation for the above accounts. Also, discussed budget variance with key personnel as to fluctuations in account balances.
Used ACL on A/P audit.
Perform Sarbanes-Oxley work on Accounts Receivable, Fixed Assets, Inventory, Payroll, Revenue/Billing, Accruals, Prepaid Assets, Accounts Payable, Production Control, Change Management, Network Security, Data Backup and Disaster Recovery. This included writing narratives, preparing flowcharts, testing key controls, and remediation. Also, developed the controls in accordance with COBIT/COSO framework
Performed audits on Timekeeping for unallowable cost activity. Other operational audits included audits on EAC and Earned Value Management.
Performed audits on underwriting, claims processing, treasury, government programs, pension, compensation, and legal.
Performed audit on transit agents and outside contractors contracts. Also, developed controls in accordance with COBIT/COSO framework

IT Auditing

Perform audit on Entity Level Controls, Data Center and Disaster Recovery, Network Security (i.e. routers, switches, and firewalls), Windows Operating System, Unix and Linux Operating Systems, Web Servers and Applications, Databases, Storage, Virtualized Environments, Applications, Cloud Computing and Outsourced Operations. This included writing narratives, preparing flowcharts, testing key controls, remediation, writing audit reports, and holding exit conferences. Also, developed the controls in accordance with COBIT/COSO framework

Software Engineering

Java J2SE/J2EE--I translated business requirements and models through the use of UML into application programs. Used J2SE and J2EE API when developing source code for the different classes used in our packages. Also, used HTML, CSS, JSP’s, Swing, Advanced Swing, and Servlets.
C/C++ --Retail application software development in C/C++ to extend application functionality; Used Unix and Visual Studio 6.0 for development. Used classes, functions and operator overloading, inheritance, polymorphism, I/O system, friend & virtual functions, etc. Also, know SED, AWK, and Shell Scripting.

Experience

Senior IT Auditor
Confidential Madison WI 08/2010-06/2011
Senior IT Auditor
Confidential Garland, TX 11/2008-2/2010
Senior Auditor
Confidential Dallas, TX 4/2007-10/2008
Senior Auditor
Confidential Ft. Worth, TX 4/2006-3/2007
Senior Audit
Confidential Richardson, TX 8/2005-3/2006
Contractor
Confidential Dallas, TX 2/2004-8/2005 Stay at home dad & Web site developer 1/2003-1/2004

Audit Supervisor

Confidential Dallas, TX 3/2002-12/2002

Audit Senior

Confidential Dallas, TX 8/2000-2/2002

Also, worked for PricewaterhouseCoopers (Big 4) in Tax and have Accounting Manager experience.

Education

M.A.S. B.S., Accounting,

B.S., Management

Personal

Professional License: CPA, Also Six-Sigma Specialist.

IT Skills: Java certified training (J2SE, J2EE, HTML, Javascript, CSS, Servlets), C/C++ programming, UNIX (SED, AWK, and Shell Scripting), Access Database design, SQL, PL/SQL, Visual Basic, Visual Basic Applications (VBA), and ACL. Also, know Word, Excel (Pivot Tables, V-Lookups, Macros), Visio, Audit Leverage Software (i.e. workpaper repository), Oracle, SAP, AS 400, EPIC, Peoplesoft, and did my own training on Blackline Account Reconciliation Software.

.Activities: Swam at 1984 Olympic Trials 200-meter butterfly (placed 7th), biking, reading, and speak Mandarin.

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