Audit Supervisor Resume Mount Laurel, NJ - Hire IT People

PROFESSIONAL EXPERIENCE:

Confidential, Mount Laurel, NJ

Audit Supervisor

Responsibilities:

Performed audits within the Capital Management Function (e.g. CCAR, DFAST).
Responsible for assigning and executing audit tasks as the Auditor - In-Charge (AIC).
Design test plans to evaluate the design and operating effectiveness of key controls.
Perform risk assessments, process walk-through meetings, and review background business information as directed.
Participated in other non-audit projects assigned by Audit Management.
Identify audit findings and communicate potential impact to Audit Management.

Confidential, Malvern, PA

Senior Accountant

Responsibilities:

Prepare and review annual, semi-annual and quarterly financial statements in accordance with GAAP or IFRS, as required,
Prepare and review financial highlight disclosures, including calculations of total returns, preparation of per share tables, expense ratio analysis, etc.
Ensure accuracy of footnote disclosures via review of legal documents governing the fund.
Present to or exchange information internally, with clients and outside auditors.
Coordinate year-end financial statement process.
Identify errors or problems and independently investigate; recommend solutions to team members or supervisors.
Work under limited supervision. Follow established procedures. Plan own work. Suggest methods and procedures for new work assignments, reviewing with supervisor for input or approval.
Assist in development of training programs for accountants in all aspects of financial reporting and the alternative fund industry.

Confidential, New York, NY

Senior Consultant

Responsibilities:

Perform quarterly and annual Financial Statement testing, Sarbanes Oxley Compliance testing, SAS70 testing and Internal Audit testing.
Plan and implement tailored audits for financial service clients including formulation of audit approach and management of fieldwork in accordance with Sarbanes Oxley Act of 2002 and the COSO framework.
Identify areas of risk and opportunities to improve efficiencies.
Evaluate and document client’s internal controls and procedures, identify inefficiencies and recommend means of improvement to management.
Draft internal audit reports that are utilized during audit committee meetings.
Draft financial statements and perform substantive testing of material accounts such as cash, fixed assets, accounts payable, accruals, revenue and long-term debt.
Supervise and observe client inventory counts and prepare the inventory observation report.
Maintain and reconcile engagement budget to actual report.

Confidential, New York, NY

Senior Consultant-Internal Audit

Responsibilities:

Planned and implemented tailored audits for financial service and manufacturing clients including formulation of audit approach and management of fieldwork.
Supervised and trained both assigned and unassigned audit staff and peers in professional development.
Evaluated and documented client’s internal controls and procedures identify inefficiencies and recommended means of improvement to management.
Identified areas of risk and opportunities to improve efficiencies.
Performed quarterly and annual Sarbanes Oxley Compliance, SAS70, and Internal Audit testing.
Performed exit meetings and communicate audit differences to clients.
Assisted in documenting the client’s internal controls.
Assisted in formulating test plans and process maps.

Confidential, Philadelphia, PA

Associate- Forensic and litigation Service

Responsibilities:

Conducted and performed forensic financial analyses, built financial models, maintained documents produced in litigation, summarized depositions, assisted in writing expert reports, and performed quality control on schedules and reports.

Confidential, Philadelphia, PA

Associate- Assurance

Responsibilities:

Responsible for completing audit procedures for designated sections of client's balance sheet within budgeted time constraints.
Contributed feedback to audit team and took an active role as first-year audit team member on each client engagement.
Documented and tested accounting systems by reviewing internal control activities and performing analytical procedures.
Lead fraud detection (SAS 99) meetings.
Obtained knowledge of the proper techniques for auditing accounts including cash, accounts receivable, property plant & equipment, accounts payable and accrued liabilities.
Conducted and documented observations of assigned client's physical inventory process.