Registered Representative Resume

OBJECTIVE:

Seeking a position in the financial industry where I will be given the opportunity to leverage my strong interpersonal skills, drive to succeed and commitment to personal growth while beginning my career on the correct path towards becoming a leader in the industry.

SKILLS:

Microsoft Office, SAS, HTML/CSS, Javascript, PHP, SQL, Python, Java, R.
Excellent interpersonal skills
Broad knowledge base of many industries (Technology, energy, healthcare, banking, etc.)

PROFESSIONAL EXPERIENCE

Registered Representative

Confidential

Responsibilities:

Placing trades in clients mutual fund and brokerage accounts
Having investment discussions regarding allocation, tax efficiency, and the benefits of our different products.
Identify possible solutions to complex client problems and leverage other departments to implement a solution as efficiently as possible in order to provide the best client experience.
Teaching clients how to use the many tools of the website and how to leverage them to best suit their needs and allow them to self - provision in the future.

Registered Preferred Transition Specialist

Confidential

Responsibilities:

Quickly assess customer objectives/needs and position solutions appropriately and effectively
Demonstrate knowledge of process and product in order to win client business
Work with the client in order to assist bringing new assets from outside firms
Ability to work with many clients at the same time and still maintain a great client experience.
Assist clients with documents required in order to transition the accounts
Process documents and be proactive with clients in order to ensure a timely fini