Sr. Investment Specialist, Officer Resume

SUMMARY:

PROFESSIONAL EXPERIENCE:

Confidential

Sr. Investment Specialist, Officer

Responsibilities:

Consistently rated “Exceeds Expectations” over the prior four reporting quarters, which constitutes a top performance rating. Less than 10% of associates in a comparable role receive such a rating.
Direct involvement with the site audit process. More specifically, responsible for the proper filing and reconciliation of operational complaints.

Confidential

Trade Elevation Specialist

Responsibilities:

Responsibilities include assisting teams and associates with complex trading scenarios and calculations including, but not limited to: advanced options, margin and violation calculations, fixed income securities trading, and in - depth research into corporate action and reorganization events.

Confidential

Financial Solutions Advisor/Premium Investment Specialist

Responsibilities:

Responsibilities included working with high value clients to provide a premium level quality experience and encourage client asset consolidation.
Provided in-depth portfolio analysis to be able to provide suitable investment recommendation to meet clients’ financial goals.