EXECUTIVE SUMMARY:

• Senior level Management Consultant / Program Manager with 20+ years in the Financial Services, Financial Technology, Risk Management and Regulatory Compliance space.
• Primarily, consultative experience with large clients in Financial Services, Risk & Compliance, Banking, Insurance, Consumer Products. Wealth Management and Information Technology domain.
• Highly skilled in Program Management, Business Process Solutions & Management, Financial & Data Analytics, Financial Investigations and Anti - Money Laundering. Managed complex IT Programs in both Agile and Waterfall methodologies, Regulatory Remediation and Compliance engagements. These programs had project teams ranging from 8 - 50+ resources, with program timelines ranging from 6 months - 2 years. Also included collaboration with technological teams both On & Off Shore.
• Financial Crimes Management Consulting for large domestic & international financial institutions, Insurance and Wealth Management
• Regulatory Remediation and Financial Services Program / Project Management and Execution
• FDIC Receivership / Financial Investigatory experience in large bank closings and mortgage loan review
• Strong Management Consulting & Regulatory Compliance / Risk Management experience. Risk Management includes assessment, identification and action planning
• Organizational / Change Management implementation and organizational effectiveness
• Business Analysis & Business Process improvement experience
• System proficient with all Microsoft Office suites, Visio, Access, Microsoft Project and SharePoint
• Project scoping, Cost Estimating, Statement of Work development and budgeting
• Resource coordination (multiple international & domestic sites, 3rd party consultants)
• Security Clearance obtained for Governmental assignments (FDIC)
• Ability to travel 100% to client locations and headquarters
• Strategic business & financial planning
• Data management, migration and technical requirements gathering
• International & domestic team facilitation, and leadership
• Client and consumer business development, business presentations & negotiations
• Financial analysis, budgeting, forecasting and actuals analysis and reporting
• Organizational effectiveness mapping, work process analysis, assessment, and improvement
• Speak Intermediate French
• Issue resolution and management consulting

PROFESSIONAL EXPERIENCE:

Confidential, Jacksonville, FL

Program Manager

Responsibilities:

• Lead program team of Project Managers, Business Analysts, Business Consultants, Application Developers, Testing and Client Support specialists.

Confidential, Atlanta, GA

Project Manager

Responsibilities:

• Lead large teams of Business Analysts, Business Consultants, Application Developers, Testing and Client Support specialists, in both Agile and Waterfall based implementation.
• Active client portfolio is 8-10 implementations

Confidential, Memphis, TN

Senior Project Manager - IT - Financial Crimes

Responsibilities:

• Enterprise Program Services - Financial Crimes / Compliance Information Technology
• Management of the implementation of 3 Financial Crimes system applications.
• In Agile project management methodology. Includes Enterprise wide Fraud Surveillance & Monitoring, Bank wide Background Checks and Risk Management, plus implementation of CDD / EDD Beneficial Ownership program.
• Lead and consulted a cohesive team of Line of Business and IT professionals.

Confidential, San Francisco, CA

Senior Project Manager - Regulatory Remediation & Compliance

Responsibilities:

• Management of a large-scale AML Regulatory Remediation program for the Confidential Capital Management Global business unit.
• Remediation includes all Legal Entity components of the Confidential Capital Management GBU (global business units.)
• Built Data Analysis Methodology to analyze Legal Entities to Customer Type.
• Management consulting and project management adherence to OCC Compliance requirements.
• Remediation management includes Analytical and Technical teams.

Confidential, Minneapolis, MN & Charlotte, NC

Senior Project Manager

Responsibilities:

• Management of a large-scale AML Regulatory Remediation program for the Confidential Wealth Management Financial Crimes division.
• Remediation includes all Corporate Retirement, Trust & Custody and Legal Entity customers.
• Built Data analysis methodology to analyze Legal Entities to Customer Type.

Confidential, Chicago, IL

Senior Project Manager - IT - Compliance & Risk

Responsibilities:

• Manage the enterprise wide AML application of Single Customer View, the implementation of Safe Banking Systems (SBS) hosted PEP screening, Sanctions application and Adverse Media - Negative News platform.
• Provide management & advisory consultation on the Enterprise wide AML Regulatory Program Manual.
• Implementation of these systems allows for Risk Modeling, High Risk Unit / Risk Scoring for the Bank to view all customers

Confidential, Cleveland, OH

Senior IT Project Manager - Regulatory Compliance

Responsibilities:

• Manage the Regulatory (OCC) Exam preparation related to segmented Actimize Scenario / Quantitative Analysis and Data Validation.
• Full project management adherence to Compliance requirements additional artifact management of Transaction Monitoring Tuning Methodologies and Workbooks within the Governance and Compliance Office .

Confidential, New York, NY

Senior Project Manager - Regulatory Remediation & Financial Crimes

Responsibilities:

• Used Management Consulting experience to align the migration of 3 data sources to arrive at a single data stream for Team analysis.
• Built Quality Assurance Council to expedite the review of suspicious Anti-Money Laundering activity to be accelerated to bank leadership for review.
• Led the UAT Actimize Transaction Alert Monitoring and Investigative Management launch with a team of 35.

Confidential, Cincinnati, OH

Senior Business Program Manager

Responsibilities:

• Integrated System Program Management
• Program Manager for the integrated credit and payment processing / authorization system conversion