SUMMARY

• Extensive experience with Fixed Income Derivatives, Listed and OTC Derivatives, Commodities and Equities
• Develops and manages all facets of project’s planning and implementation including, but not limited to: project schedule/milestones, documentation of scope and requirements, budget, resource requirements, project communications, and issue escalation; utilizing Waterfall and Agile Project methodologies
• Provides comprehensive project management leadership by liaising with business stakeholders, technology support, and senior management to ensure that a project achieves the defined business requirements;
• Performs analysis of schedule and collaborates with stakeholder groups to ensure that appropriate resources (human, physical and financial) are allocated to the project to ensure successful and timely completion.
• Provides leadership to the project team and technology service providers in identifying and managing the risks and issues associated with the project and developing and executing appropriate mitigation plans;
• Conducts status reviews with the business area and technology teams. Identifies variances and initiates corrective action to stay on target. Excellent interpersonal, team building and communications skills
• Resolve and (where appropriate) escalate issues and risks and ensure that appropriate corrective action is taken
• Domain knowledge of Dodd - Frank Act, MiFID, EMIR compliance issues, FATCA, KYC, AML and Volker Rule
• Excellent technical skills with Excel, Access, Word, PowerPoint, Visio, SharePoint, Project, Strong Organizational skills
• Project resource management skills for recruiting and managing local and global resources as well as vendor resources
• Supervised teams of 3 to 28 consultants, developers and business analyst locally and on a global basis, conducted performance evaluations and mentoring of staff. Actively managed a portfolio of project simultaneously across multiple stakeholders.
• Experience establishing, fostering, and maintaining business relationships with market data consumers and business unit leaders and managers across the investment bank
• Strong knowledge of market data products and broad understanding of investment banking products
• Ability to perform in a high-pressure trading floor environment with Traders, Salespeople and Quantitative Analysts

PROFESSIONAL EXPERIENCE

Confidential

Responsibilities:

• Build a new performance calculation engine that will leverage the calculation methodologies used for the Legacy (Merlin) Platform in order to maintain consistency in approach for existing clients.
• Assess and rationalize the Legacy platforms inventory of Portfolio Performance, Analytics and Risk reporting and migrate all reports that are demonstrated to provide client value to the Strategic Platform.
• Implement the enhancements to the Strategic portfolio accounting system allowing ‘SunGard GIM2’, the legacy portfolio accounting application, to be decommissioned, realizing substantial maintenance cost savings.
• Convert the current OMS to a simpler streamlined AMS (Allocation Management System) to manage Trade Orders, Executions and Trade Allocations.
• Re-engineer COMPASS as a client-server based ‘near’ real-time application that allows clients to see their start-of-day positions updated with the most recent trade allocations submitted to the platform’s allocation management system, with prices updated from the Client’s market-data provider.

Confidential

Senior Project Manager

Responsibilities:

• SmartStream TLM Collateral Management Tool and Repo Margin implementation. Prepared Comparative Analysis, Business Justification documentation, defined scope, budget, project plan and comparative analysis of other vendor solutions, for the implementation MBS Collateral Management and Repo Margin processing and reporting.
• Fails Management Reporting enhancements - Rework of the Fail Management reporting process workflow and reporting tool to identify and track the reporting and management of failed trades, introducing and e-mail reporting functionality.
• Development and implementation of the DealTrak Reconciliation Tool to ensure that CMG deal fees are properly accrued, booked with final settlement to Confidential, adding 500k in additional fee revenue to the GMG
• Development and implementation of the Structure Products Group weekly Spread Recap tool for the client facing pricing of structured product deals. Utilized Agile development methodology to deliver the tool in an eight-week timeframe.

Confidential

Senior Project Manager

Responsibilities:

• Senior Project Manager Broadridge Securities Finance and Collateral Management Integration Project of 4sight and Anetics\FinancePro. Responsible for a team of 12 Technology, Product Managers, Developers and BA professionals with a 4.8 mm budget, to integrate the 4sight product acquisition with Broadridge’s legacy Anetics\FinancePro Stock Borrow Loan and Repo products. Covering Technology integration and evolution, as well as Operational and Organizational process Integration.
• Co-lead Senior PM for the JP Morgan conversions project to replace JPM’s internal systems with Broadridge BPS services by converting 4.8m accounts, 1m daily compressed trades within target 14-month delivery timeline. Responsible for a team of 12 Technology, SME/Product Managers, Developers and BA professionals with a 21 mm budget.
• Senior Project Manager for the Cognos v11 Upgrade Project for the conversion of 34 Broadridge Impact clients.