Senior Analyst Resume Manhattan, NY - Hire IT People

PROFESSIONAL EXPERIENCE

Confidential, Manhattan, NY

Senior Analyst

Responsibilities:

Assess and review “false positives” deriving from the overnight and or live screening applying fuzzy logic
Prompt escalation of any cases that cannot be eliminated in accordance with group policies.
Provide details management information detailing the number of sanction cases worked, eliminated and escalated daily
Communication and liaison with Operational teams, Relationship Support Team, Compliance and the KYC Remediation Project team when required
Maintenance and filing of daily trade files; including routine storage and archiving
Manage the 314a process ensuring bank and LSI record count match
Report and advise recommendations to the Transaction Monitoring team
Process and eliminate negative news alerts on individuals and entities
Work closely with Relationship Managers to ensure that clients or potential are screen and investigated thoroughly
Execute additional tasks to meet departmental projects

Confidential, Brooklyn, NY

KYC Senior. Associate

Responsibilities:

Worked with clients and sales to obtain required KYC information
Reviewed internal databases and Internet for any adverse media coverage on clients
Analyzed client information, documentation and any negative news to determine potential risk to the firm
Reviewed Foreign Bank Certificates & Recertification for validity & completeness
Performed Enhanced Due Diligence; /OFAC/World Check on Foreign Financial Institutions; and coordinated with the relationship managers to procure missing KYC documentation
Established Risk Assessment by investigating the clients, products, and location of the account
Performed enhanced due diligence on banks and other foreign financial institutions in high risk countries, especially domiciled in the emerging markets
Conduced CIP searches for the onboarding of new account openings

Confidential, Conshohocken PA

AML/KYC Analyst

Responsibilities:

Acted as the escalation point for AML risk matters
Documented all findings in centralized case management system
Analyzed complex financial transactions utilizing a wide variety of systems and database
Gathered necessary documentation to support the exemption status and review accounts for suspicious activity
Conducted research and give written assessment of suspicious fund transactions
Drafted and filed SARs (Suspicious Activity Reports)
Accumulated facts from investigations and utilize in presentation to Management and SAR Committee
Recorded KYC documentation on departmental database and monitor the progress of pending documentation
Conducted enhanced due diligence for high risk clients using World - Check, OFAC, Lexis/Nexis, and other internet related searches
Conducted KYC Remediation and Transactional Look-Back
Prepared and maintain hard/soft KYC/CIP documentation files
Analyzed client’s transaction activities using excel spreadsheets
Assisted management with their Excel reports
Organized data in Microsoft Excel
Analyzed client information, documentation and any negative news in order to determine potential risk to the company