SUMMARY

• Seasoned IT Project Manager, IT and EGRC Functional Business & Systems Analyst with over 15+ years of extensive experience managing various teams, client program initiatives across Asset and Wealth Management, Enterprise Risk Governance and Compliance, IT Security, and Technology Infrastructure; providing business, systems and technical consultative and delivery solution opportunities on a wide range of engagements.
• Experienced in managing Business IT projects i.e. application and platform development; PMO Operations.
• Background experience with enterprise software development life cycle (SDLC); business and technical analysis, and iterative methodology such as Agile.
• Experienced with various RSA Archer 5.x and 6.x EGRC solutions, development, deployment and implementation including upgrade, distributed and 3rd party system interfaces and data feed requirements.
• Experienced in enterprise data warehouse, analytics, governance, risk management, compliance, information security, system architecture and Internet technologies.
• Excellent oral and written communication skills required. This includes an intense focus on facilitation and TEMPeffective meeting management skills
• Excellent analytical and presentation PC skills and ability to work independently

TECHNICAL SKILLS

• SCRUM - Agile and Waterfall framework methodology
• Business, Technical and Systems Analysis; Platform Development for Asset and Wealth Management, Contact Center and IT Unified Security Management
• Data, Analytics, Cloud Infrastructure and Security Infrastructure and Application Development
• IT Security, Incident and Findings Management, Threat and Vulnerabilities Assessment and Remediation
• Enterprise Risk Management and Governance, Regulatory Audit and Compliance
• Business Intelligence, Enterprise Data Warehouse, ODS, OLTP and DataMart Development
• IT Infrastructure, Data Security Standards, Operations and Reporting
• Release and Change Management Application and Systems Integration, Implementation, Conversion, Upgrade and Migration
• Service Now, Serena Business Management
• RSA EGRC Archer EGRC 5.5x and 6.X - Audit, Business Resiliency, Enterprise and Operational Risk Management, Regulatory and Corporate Compliance, Third Party Governance
• Genesys Voice Platform 8.5, Workforce Management
• IBM RCLM, HP QC ALM, Altassin Jira
• Certifications: MCSE, SMC, RSA Certified Security Professional - RSA Archer Administration 5.x

PROFESSIONAL EXPERIENCE

Confidential, New York, NY

Administrator & Developer

Responsibilities:

• Support the implementation of RSA Archer 6.2 Regulatory and Corporate Compliance, Incident, Task and Risk Management Solutions/Use Cases and maintenance of technology for the Compliance Management; by ensuring dat solution and applications provide for proper data warehousing, ease of data retrieval, accuracy of reporting for regulatory requirements, creating dashboards and other requirements and priorities.
• Provide day-to-day operational support for the Archer application across a diverse group of business areas
• Developed and maintain a technology solution to document regulatory requirements, associated activities and execution statuses for each regulation.
• Developed ODAs for compliance and investigation teams including DDes, Rules, Actions and Notifications through an agile development lifecycle.
• Provide ongoing technical support, operations, and maintenance of the RSA Archer eGRC platform supporting various GRC processes in the areas of information security, incidents, policy, compliance, and risk management
• Responsible for implementation and management of data integration into/out of GRC solution through data feeds and import as it pertains to customers business process requirements and cross system integration methods utilizing Archer API and Rest API.
• Maintain and support development of system documentation, data dictionary, training materials for the GRC related technical processes, applications and content collaboration with other groups dat has responsibilities for verifying compliance and certifications.
• Collaborate with members of the Compliance Management team and other 3rd Party Integrator to ensure dat compliance reports foster changes dat promote mitigation of risk and compliance processes or activities.

Confidential, New York, NY

Consultant/Developer

Responsibilities:

• Responsible for solution and application development, configuration and implementation of RSA 5.5 SP4 Archer Vendor Management applications to include adding new application Fields and Layout Configuration, Values List, Access Roles and Permissions, Data Driven Events, Calculations and Notifications.
• Analyzed feasibility of various client requirements from RSA Archer Solution perspective and provide guidance to client on best practice.
• Assisted in developing a road map and strategy to expand utilization of Archer across the enterprise
• Responsible for end-to-end development and configuration of new applications within the Vendor Management Solution and interface with existing Enterprise Risk Management solution.
• Managed every aspect of SDLC including design, field requirements, application layout, reporting, notifications, rules, actions events, calculations etc.
• Responsible for gathering requirements, analysis and writing Business and Functional Requirements Document for client as part of client deliverables.
• Developed dashboards, iViews, reports, and project presentations to provide updates and status to VPs and senior management
• Responsible for developing solution and application user guide, navigation and reporting

Confidential, Matawan, NJ

TEMPPrincipal Consultant

Responsibilities:

• Coordinated with the IT Audit and Compliance personnel to perform and report results of internal control assessments and coordinate any necessary follow up action to address control weaknesses or opportunities for improvement.
• Interacted with IT Security Compliance, SOC and Vulnerability Teams in requirements definition and prioritizing development of identified enhancements including estimating level of effort
• Coordinated vulnerability remediation by requesting Risk Acceptance when necessary or assigning POAM
• Assisted IT Security Compliance and Vulnerability Teams in Reporting, Tracking and Follow-up various security issues and findings.
• Assisted with the PMO in coordination, reporting and follow-up of the Audit findings including remediation efforts.
• Coordinated Internal Regulatory Audit Examinations by providing relevant documentations
• Interacting with Process leads, developing framework forunderstanding requirements and prioritizing enhancements

Confidential, Boerne, TX

RSA Archer EGRC Project Manager

Responsibilities:

• Managed deployment and implementation of RSA Archer 5.5SP3 including requirements and use case documentation, Cloud to Server Based Transition, Change Management Process and Tier 1 Support Development.
• Managed the implementation of multiple RSA Archer solutions i.e., Business Continuity, Compliance, Audit, Policy, Risk and Vendor Management including Findings and Issues Management, Risk Register, Risk Control Self-Assessment and Security Operations.
• Defined and developed Change and Release management process including upgrade for Archer based on established road map of utilization i.e., 1, 3 and 5-year horizon.
• As a Developer, responsible for developing Policy Management to include mapping of Authoritative Sources to Control Standards and Procedures, creating Data Driven Events and Notifications.
• As a Business Analyst, responsible for Business Continuity Management mapping to Enterprise Management and Business Hierarchy using Service Now CMDB.
• Conducted user acceptance testing of access roles and permissions and workflows and all modification made to Archer; facilitated development and configuration of associated solutions as part of the EGRC program.
• As a Business Analyst, worked with business in documenting functional & data business requirements/specifications, process flows, use cases, information needs, test scenarios, and obtain functional design specification approvals.
• As Project Manager, partnered with ERM to deploy audit and compliance strategies and provide support on a broad range of risk management initiatives to achieve enterprise transparency objectives.

Confidential, Matawan, NJ

TEMPPrincipal Consultant

Responsibilities:

• Provided QA testing support for defined contribution project for 3rd party application interfacing with SunGard’s Omni platform i.e., OMNI DC, OAW, OmniConnect to Omni API, ESF and OmniLink to various distributed systems application.
• Conducted release notes review relative to platform upgrades which covers all business functions including contributions, distributions, loans, calculations and execution, plan reconciliation, fee settlement and reconciliation
• Performed vulnerability/risk analyses of computer systems and applications during all phases of the system development life cycle and address findings if any.
• Presents security status reports on information systems to executive and technical stakeholders
• Defined test plan/strategy and approach for project relative to tracking and progress reporting to project team on a daily basis identifying risk related to the testing efforts.
• Created and executed test cases/scripts for Omni DC, Admin Web, Omni Voice and PDS Web based on current functionality and various enhancements.
• Reviewed EGRC policy and compliance requirements for configuration and development
• Assisted in formula calculations, data driven events, notifications and alerts development
• Interacted with various Technical support team in determining LOE for development of enhancements
• Reviewed solutions and applications for enhancements proposed by the Technical support team
• Developed dashboards, iViews, and reports to provide updates and status to sponsor
• Assisted various SME/Process Leads in developing risk and control dashboards within Archer platform
• Assisted in developing enterprise strategy to grow usage of Archer across various business units and across enterprise
• Worked with SMEs from various Business Units to drive a standard change management process for future enhancements and upgrades.

Confidential, New York, NY

Project/ERM Functional Manager/Business Analyst

Responsibilities:

• Managed RSA Archer EGRC platform infrastructure, solution and application deployment and implementation to increase enterprise transparency on operational, financial, security and legal services across organization through security application and infrastructure integration projects utilizing EMC Big Data, Cloud infrastructure and Security services including IT operational controls and risk reporting.
• Collaborated with business & technical teams, including assigned Archer Developer, to validate functional requirements for various solutions i.e., Risk, Audit, Compliance, Threat, Vulnerability including IT Security Operations and Vendor Management based on identified gap analysis.
• Responsible for developing and establishing a Release cycle plan for Archer rollout, updates, and upgrades.
• Interacted with GRC SMEs and Process leads in developing IT risk framework and understanding requirements and prioritizing enhancements.
• Contributed to the development and management of IT policies and procedures for PCI, ISO and PII, and other regulatory activities
• Worked with Archer Developers to identify data integration requirements feeds from other systems, including data import and export processes.
• Provided short-term administration support for the EGRC platform including supporting distributed applications, configuration, maintenance and management.
• Working with developers, implemented EGRC program user-defined monitoring dashboards, iViews and reporting to various business units to gauge the TEMPeffectiveness of the EGRC environment utilizing KRI, KPI and various trend analysis metrics.
• Partnered with IT architecture team in developing an IT security framework dat aligns with the business plan

Confidential, Matawan, NJ

TEMPPrincipal Consultant

Responsibilities:

• Reviewed, analyzed, and evaluated business and functional requirements as part of a new recordkeeping platform development involving new technologies and business models for the global asset management business segment.
• Created business architecture models demonstrating how products, operations and systems interoperate within the organization
• Oversaw processes including legacy system conversions, data management, migration and quality control.
• Managed and directed client Business and IT staff in defining user, functional, technical and implementation requirements for institutional qualified and non-qualified retirement plans.
• Worked cross-functionally with various teams: product management, QA, UAT or business units to drive results.