Chief Dealer Resume Project Manager - Hire IT People

TECHNICAL SKILLS:

WORD, ACCESS, VBA, Excel, Bloomberg, SQL, Fincad, Summit, Murex, Algorithmics, Calypso
Pivot Tables, Vlookups, Microsoft Project, Powerpoint, Lotus Notes

PROFESSIONAL EXPERIENCE:

Confidential

Project Manager

Responsibilities:

Model writer, validator, risk manager, strategic change & challenge PMO; greeks P&L; risk/reward, limit and valuation analysis across equity & interest rate derivatives, mortgages, securitized lending, repo, swaps, futures; audit manager building audits & plan for models, risk measurement & threshold requests, limit manager, capital measurements, allocation, approvals/presentations - Desk to Board
Write CCAR/DFAST methodology & process flow documentation, model and non-modeled, controls for the Fed, Basel & CCAR processes, 14A, 14Q, PPNR; work with risk work streams to rank/prioritize controls; products include Interest Rate Cash, Futures, Options, FX, Equity Derivatives, Swaps, CDS
Advise management on gaps & issues related to Confidential programs, hedging & Fed MRA’s
General Auditor advisory & audit plan creation, risk ranking, across all CCAR workstreams & controls

Confidential

Project Manager

Responsibilities:

Credit Officer making loans to Mexico, Portugal & Spain; loan review approving credit rankings; compose credit policies, run global credit meeting; business credit challenge, manage credit limits
CRO responsible for all risks across an asset manager with a staff of 5 officers; CEO report
Data Warehouse PMO, write BRD’s, FRD’s, MRA & threshold challenge market/credit CCAR, IHC, EPS
Review of top 25 credit counterparties for Basel, EAD, PD, Pre-Settlement Risk, VaR, CVA formulas
Derive Treasury, IB, Funds, and Credit VaR estimates for losses related to all firm assets for regulators and rating agencies, provide regulatory & ad hoc reporting to key managers for summary

Confidential

Project Manager

Responsibilities:

Write models & measure loss expectation for profit; select methodologies & processes to a 0 loss
Validate models across credit, interest rates, asset allocation, using the same model, or comparable
Write model validation documentation for regulatory deliverable related to all model classes
Manage fixed income operations across capital markets products for margin, delivery, scenarios
Manage audit, MRA’s, model/non model frameworks toward remediation and BAU, wrap audit issues
Write Fed reporting for recurring, idiosyncratic, legal, and business scenarios for methods & process
Database management, queries in SQL & Excel; write BRD’s for IT change & regulations; manage

Confidential

Project Manager

Responsibilities:

Regulator for both the banking and insurance industries responsible for firm compliance & controls
Create programs for Basel I, II, 2.5, FRTB related to IB and commercial banking related to trading & banking books, model review for ECAP & RCAP
Performed risk and audit review related to BSA/AML and advised on new product risk measures for identification of counterparties
Compliance audit review manager for Dodd Frank related to External & Internal Business Conduct
Created Volcker compliance & CVA program related to global market-making & hedging
PMO-Middle Office Volcker Program-all products- responsible for all remediation, UAT, PROD, BAU
Regulatory data warehouse PMO providing IT “asks,” related to data population, mining, & fixes
CCAR & IHC risk manager, auditor & PMO performing scoping, planning, budgeting, and execution
Model Validation- Audit & MRMG manager responsible for delivering OCC 2011-12, SR 11-07, and AB 2013 07, for Model Owners, Model Users, Independent Reviewers & Validations
Review and tracking of transactions for Reg W, for trades and collateral control for parent & subsidiaries