Administrative Manager Resume Pennington, NJ - Hire IT People

PROFESSIONAL EXPERIENCE:

Confidential, Pennington, NJ

Administrative Manager

Responsibilities:

Ensure regulatory compliance and corporate mandates for all administrative, sales, and operational activities.
Conduct semi - annual audits of each advisor location.
Review and respond to sales practice customer complaints receive verbally or writing for Merrill edge.
Assist in arbitration, legal matters.
Perform client contact as necessary.
Control and review new account numbers and approve new account profiles for option, margin and cash trading using EAO system. Perform active account reviews. Review and maintain all compliance and regulatory correspondence.

Confidential, Warrington, PA

Financial Solutions Advisor

Responsibilities:

Identify financial goals and build investment strategies to help clients to pursue and achieve financial stability.
Deliver investment analyses to include illustrated summaries and written reports.
Ongoing client and account management.

Confidential, St. Willow Grove, PA

Military Intelligence

Responsibilities:

Analyze and produce intelligence information and evaluate intelligence information to determine accuracy.
Provide information and materials for mission construction, planning and execution.
Security Forces: Provide resource protection for vital national security asset.
Provide military police protection for all Air Force personnel, property, and operations.

Confidential, Center Valley, PA

Financial Advisor

Responsibilities:

Provide investment advice and financial planning services to individuals and businesses tailored specifically to their dream and goals.

Confidential, Center Valley, PA

Financial Advisor

Responsibilities:

Develop and build relationships with clients and create long term financial plans that meet their needs based on their values and goals.