SUMMARY:

• Financial reporting of balance sheets and income statements for internal management
• Regulatory reporting to various official bodies, including FRB reports FFIEC - 002, 019, 2644, 2900, Treasury Capital reports, some Basel reporting, as well as Cayman and BEA requirements.
• Managed accounts payable function and budgeting process including variance analysis
• Compliance knowledge within the scope of regulatory and financial reporting
• Satisfied senior management as well as internal and external audit teams
• Managed and trained accounting staffs
• High leveled computer and interpersonal skills
• Extremely detail oriented and accustomed to month, quarter and year end work volume
• Proactive approach with professionally polished and genuinely likable personality

TECHNICAL SKILLS:

• Microsoft Excel
• Access and Word. Optical Retrieval
• Midas
• S.A.P.
• Summit
• MAS90
• Futrak
• GMIS and various Funds Transfer systems. Knowledge of Sofgen / (previously Idom) regulatory reporting software

WORK EXPERIENCE:

Confidential

Regulatory and Financial Reporting Manager

Responsibilities:

• Compile and analyze External Regulatory Reports and internal financial required reports
• In corporate critical variance analysis and trend analysis spreadsheets into all reporting work-papers
• Write policies and procedures for the process of assembling all financial reports
• Assist controller and technical accounting team with consolidation of entities

Confidential, New York, NY

Regulatory Accounting Consultant

Responsibilities:

• Prepared various required internal and external financial reports
• Compiled and monitor US Dollar and Foreign Currency Reconciliations
• Reviewed and remit regulatory financial reports for external authorities
• Assisted the Senior Vice President of Financial Control with special projects of financial nature

Confidential, New York, NY

Financial and Operations Project Consultant

Responsibilities:

• Assisted on project validating various systems output to join two entities financial records into one, for regulatory and Compliance requirements by manually reviewing all financial reports before and after updates
• Modified, updated, reviewed and analyzed various internal computer software system output from financial and operations exposure reports by physically comparing existing reports and system details versus updated reports

Confidential, New York, NY

Vice President Regulatory and Financial Reporting

Responsibilities:

• Assembled and analyzed all Confidential . regulatory reports required for the Confidential of State Banking Department, Confidential . Department of Commerce. Reports included the FFIEC-002 (Call Report), FFIEC-019 Country Exposure Report), BE series (Department of Commerce Reports), T.I.C. (Treasury International Capital Reports), FR2644 (Weekly report of Scheduled Assets and Liabilities), FR2900 (Weekly Transaction Report), FR2004’s (Weekly and Daily Report of Dealers Positions), FRY7 (Annual Report of FBO’s), FRY7N/S/Q (Quarterly Report of Non-Bank Subsidiaries), AC2709 (Pledged Assets), as well as Capital Adequacy reports
• Managed Accounts Payable function including review, approval and completion of all invoice demands, along with detailed expense report analysis and supervising staff
• Prepared and analyzed Payroll and all bank account Reconciliations, Accounts Receivable and Accounts Payable
• Monitored daily variances in balance sheets, Profit and Loss statements and market valuation analysis
• Regulatory Reporting Project Manager, analyzing new and projected new products or reports for proper reporting, by comparing the product and credit application versus each reports instructions, stating intended report destination
• Updated and managed various foreign exchange activity and P&L reports, running software with specific particulars delivered such as dealer, margin and volumes by product
• Coordinated all regulatory audits by providing requested data and backup information in hard or soft copy version

Confidential, New York, NY

Budget and Forecasting Consultant

Responsibilities:

• Prepared budget and forecasting process with Assistant General Manager, for internal and external requirements,Commencing the process using the current years outcome, then conversing with management for future projections
• Reviewed, analyzed and remitted various regulatory and financial reports using Excel spreadsheets, then manually compiled the required report

Confidential, New York, NY

Regulatory Reports Officer / Associate

Responsibilities:

• Prepared and analyzed financial reporting for internal and external senior management incorporating detailed balance sheet and profit and loss statements, including variance analysis of daily fluctuations.
• Managed and reviewed all regulatory reports due to the Confidential of New York, N.Y. State Banking Department, Confidential . Department of Commerce, senior management and external audit teams
• Reports included the FFIEC-002, FFIEC-019, BE605-Bank, T.I.C. (Treasury), FR2900, FRY7, FRY7N/SQ, Pledged Assets, Daylight Overdraft, Capital Adequacy and Risk Capital reports
• Assisted in regulatory reporting projects, assuring to compile all required reports by checking FRB website
• Supervised staff and assisted A/P and in writing the accounting department’s policies and procedures

Confidential, New York, NY

Financial Control Manager, AVP (Promoted from Budget Manager

Responsibilities:

• Managed 10 regulatory reports for the Confidential State Banking Department and US Department of Commerce and compiled various financial statements for senior management, compiling data into Excel worksheets from Midas computer system and credit applications.
• Manager and preparer of budget for seven profit centers compiled in extreme detail, entailing the portfolio of commitments, revenues and expenses through Excel spreadsheets, along with completing variance analysis work for actual versus budget figures on an ongoing basis.
• Responsible for A/P function from invoice approval to subsequent payments to venders
• Project Manager for new businesses development for regulatory and financial reporting purposes
• Actively acted as Departments Compliance Officer, controlling the Department’s 10 regulatory reports for accuracy and timely submission to regulatory authorities by reviewing Excel spreadsheets and delivery receipts
• Responsible for writing over 100 pages of Department’s policies and procedures, attaining details from staff members

Confidential,

New York, NY

Accounting and Money Market Assistant Manager

Responsibilities:

• Trained a team of 8, including the Loans Administration manager and fellow accountants
• Prepared 15 required financial reports for local and head office authorities via Business Objects spreadsheets
• Analyzed profitability and valuations of Loans, Futures, Options, CMO’s, Swaps, C.D.’s and Securities totaling over 200 daily trades by comparing the products P&L versus prior day or period
• Assisted in budget process incorporating 4 profit centers reviewing results and expectations with senior managers

Confidential, New York, NY

Accounting Supervisor

Responsibilities:

• Monitored derivative product profitability, including Loans, Swaps, CMO’s, Futures, Options and Securities totaling over 100 daily trades, comparing each products P&L versus prior day or period for any fluctuations
• Prepared 11 financial reports for senior management and external authorities on Business Objects spreadsheets
• Assisted the Controller with budget process incorporating six profit centers entailing analysis of results versus actual