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Project Manager Resume

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New York, NY

SUMMARY:

Project Manager/Business Analyst with extensive experience in business requirement analysis, preparation of related specifications, system development life cycle (SDLC), implementation and end user training. Extensive knowledge of broker/dealer back office trade clearance and settlement processing for global equities and fixed income products. Worked with most popular technical environments from mainframe to client server.

PROFESSIONAL EXPERIENCE:

Confidential, NEW YORK, NY

Project Manager

Responsibilities:

  • Convert Confidential Clients from their AMS (American Service) and their CMS (Cash Management System) Platforms to a Global Services Platform, for Fixed Income Trading and Equities securities processing and Cash position handling.
  • Lead Meetings and requirement gatherings between Service Directors, Clients and Operation personnel.
  • Lead Weekly Internal and External Meetings to capture Tasks completed from initiation to completion.
  • Work with Developers to coordinate Fixes and Testing for individual Clients.
  • Lead tests to confirm individual Client processes will operate on the new GSP System.

Confidential, Jersey City, NJ

Senior Product Specialist

Responsibilities:

  • Upgrade Broadridge clients onto the latest impact Fixed Income Trading System version.
  • Coordinate impact one - off Fixes and Enhancements for Clients using business analysis of Trade Processing and Position Keeping.
  • Write BRDs and gather information and samples of Enhancements and Fixes to review with Broadridge Developers.
  • Lead testing of Fixes and Enhancements based on individual client needs.
  • Provided support for clearing, trade reporting, trade surveillance and risk exposure issues.
  • Oversaw regulatory requirements and procedures to ensure operational compliance.
  • Add and coordinate impact Users and Testers in client Test and Production Environments.
  • Use SQL searches when appropriate to search data fields for errors and inconsistencies.

Confidential, New York, NY

New Account Principal

Responsibilities:

  • Review various Account Opening Documents scanned in by AXA Brokers and Financial Reps.
  • Check all new account documentation based on the type of account opened (Individual, Retirement, Corporate or Trust).
  • Contact the Financial Represenatives regarding any missing or incomplete application information.
  • Alert AXA Branches and Financial Representatives of any potential AML activity.
  • Principally approve new accounts for Trading and Investment activity.

Confidential, WEST ORANGE, NEW JERSEY

Online Admissions Specialist

Responsibilities:

  • Conduct kick off meetings with senior management to gather requirements for each department’s priorities and commitments, often through different time zones.
  • Interface with Front Office, Middle Office and Clients to comprehend and document business requirements.
  • Sit with various End Users and Interview them regarding their daily Tasks and Assignments.
  • Extensively review existing processes and procedures documentation for Equities (P&S. Equity Syndicate, Dividends, Corporate Actions and International Operations) and Fixed Income (Bond Redemption & Bond Principal & Interest).
  • Observe End Users as they completed daily Tasks.
  • Document all End Users tasks and processes throughout the day.
  • Review existing Sarbanes-Oxley documentation and conducted workflow analysis for mapping of high-level business process flows.
  • Read, re-write and proof read internal brokerage operating procedures into a standard template format for a Documentation Recovery Project.
  • Write overall Department Documentation, with sample Reports for the Morgan Stanley Documentation Recovery Project.

Confidential, JERSEY CITY, NJ

Independent Insurance and Financial Planning Representative

Responsibilities:

  • Coordinated system enhancements to accommodate regulatory issues.
  • Ex, ACT Riskless Principle Trade Reporting and OATS Reporting.

Confidential, JERSEY CITY, NJ

Trading Systems Support Manager

Responsibilities:

  • Identified order entry Bugs. Corrected, Tested and Implement system Fixes.

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