Project Manager Resume
New York, NY
SUMMARY:
Project Manager/Business Analyst with extensive experience in business requirement analysis, preparation of related specifications, system development life cycle (SDLC), implementation and end user training. Extensive knowledge of broker/dealer back office trade clearance and settlement processing for global equities and fixed income products. Worked with most popular technical environments from mainframe to client server.
PROFESSIONAL EXPERIENCE:
Confidential, NEW YORK, NY
Project Manager
Responsibilities:
- Convert Confidential Clients from their AMS (American Service) and their CMS (Cash Management System) Platforms to a Global Services Platform, for Fixed Income Trading and Equities securities processing and Cash position handling.
- Lead Meetings and requirement gatherings between Service Directors, Clients and Operation personnel.
- Lead Weekly Internal and External Meetings to capture Tasks completed from initiation to completion.
- Work with Developers to coordinate Fixes and Testing for individual Clients.
- Lead tests to confirm individual Client processes will operate on the new GSP System.
Confidential, Jersey City, NJ
Senior Product Specialist
Responsibilities:
- Upgrade Broadridge clients onto the latest impact Fixed Income Trading System version.
- Coordinate impact one - off Fixes and Enhancements for Clients using business analysis of Trade Processing and Position Keeping.
- Write BRDs and gather information and samples of Enhancements and Fixes to review with Broadridge Developers.
- Lead testing of Fixes and Enhancements based on individual client needs.
- Provided support for clearing, trade reporting, trade surveillance and risk exposure issues.
- Oversaw regulatory requirements and procedures to ensure operational compliance.
- Add and coordinate impact Users and Testers in client Test and Production Environments.
- Use SQL searches when appropriate to search data fields for errors and inconsistencies.
Confidential, New York, NY
New Account Principal
Responsibilities:
- Review various Account Opening Documents scanned in by AXA Brokers and Financial Reps.
- Check all new account documentation based on the type of account opened (Individual, Retirement, Corporate or Trust).
- Contact the Financial Represenatives regarding any missing or incomplete application information.
- Alert AXA Branches and Financial Representatives of any potential AML activity.
- Principally approve new accounts for Trading and Investment activity.
Confidential, WEST ORANGE, NEW JERSEY
Online Admissions Specialist
Responsibilities:
- Conduct kick off meetings with senior management to gather requirements for each department’s priorities and commitments, often through different time zones.
- Interface with Front Office, Middle Office and Clients to comprehend and document business requirements.
- Sit with various End Users and Interview them regarding their daily Tasks and Assignments.
- Extensively review existing processes and procedures documentation for Equities (P&S. Equity Syndicate, Dividends, Corporate Actions and International Operations) and Fixed Income (Bond Redemption & Bond Principal & Interest).
- Observe End Users as they completed daily Tasks.
- Document all End Users tasks and processes throughout the day.
- Review existing Sarbanes-Oxley documentation and conducted workflow analysis for mapping of high-level business process flows.
- Read, re-write and proof read internal brokerage operating procedures into a standard template format for a Documentation Recovery Project.
- Write overall Department Documentation, with sample Reports for the Morgan Stanley Documentation Recovery Project.
Confidential, JERSEY CITY, NJ
Independent Insurance and Financial Planning Representative
Responsibilities:
- Coordinated system enhancements to accommodate regulatory issues.
- Ex, ACT Riskless Principle Trade Reporting and OATS Reporting.
Confidential, JERSEY CITY, NJ
Trading Systems Support Manager
Responsibilities:
- Identified order entry Bugs. Corrected, Tested and Implement system Fixes.
